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Journal of Clinical Microbiology, December 1998, p. 3653-3656, Vol. 36, No. 12
0095-1137/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
Variation in Electrophoretic Karyotype and Antifungal
Susceptibility of Clinical Isolates of Cryptococcus
neoformans at a University-Affiliated Teaching Hospital from 1987 to 1994
Michael E.
Klepser1,* and
Michael A.
Pfaller2
College of Pharmacy, The University of
Iowa,1 and
Department of Pathology,
The University of Iowa Hospitals and Clinics,2
Iowa City, Iowa 52242
Received 2 February 1998/Returned for modification 2 March
1998/Accepted 24 September 1998
 |
ABSTRACT |
Ninety-eight isolates of Cryptococcus neoformans were
collected from 30 patients at the University of Iowa Hospitals and
Clinics from December 1987 through December 1994. The susceptibility of each isolate was determined against fluconazole, itraconazole, amphotericin B, and flucytosine. Of the 98 isolates, 53 were
recovered from blood, 19 were recovered from cerebrospinal fluid (CSF), and 26 were recovered from other sources. Although the strains were
isolated from the same institution, DNA typing by electrophoretic karyotype (EK) revealed wide genetic variation. Overall, 23 different EK profiles were identified by computer-aided analysis. An isolate exhibiting a single EK was isolated from 24 of 30 patients (80%), whereas multiple strains with unique EKs were isolated from 6 of 30 (20%) patients. Of the six patients who had multiple strains recovered, only one individual had two strains isolated from unique body sites, one strain from the blood and the other from the CSF. Six
strains were isolated from multiple patients. Nine patients had
multiple sequential isolates recovered over periods of time ranging
from 3 days to 4 months. EK analysis revealed persistence of the same
genotype in six of the cases. Three patients, however, appeared to have
an isolate with a second distinct EK emerge during therapy. Of the
patients with sequential positive cultures, an increase in the MICs for
test agents was observed in only one case. C. neoformans isolates were collected over a period of 7 years,
during which time MICs at our institution remained stable.
 |
INTRODUCTION |
Cryptococcus neoformans
is a common cause of meningeal infection among AIDS patients.
Untreated, cryptococcal meningitis is uniformly fatal among this
patient population. Pharmacologic management of cryptococcal infections
generally consists of primary therapy with amphotericin B, with or
without flucytosine, for 14 days followed by lifelong suppressive
therapy with an agent such as fluconazole. Despite seemingly
appropriate antifungal therapy, positive cerebrospinal fluid
(CSF) cultures persist in approximately 30% of patients
(9). High rates of fungal persistence and frequent disease
relapse have sparked a growing concern among clinicians regarding the
potential for the emergence of resistance among cryptococci. In
an effort to understand the evolving epidemology of cryptococcal
infections, we collected C. neoformans isolates over a 7-year period and evaluated these isolates with respect to
susceptibility profiles and genetic variability.
(Results presented at the 37th Interscience Conference on Antimicrobial
Agents and Chemotherapy, Toronto, Ontario, Canada, 28 September to 1 October 1997 [6].)
 |
MATERIALS AND METHODS |
Fungal isolates.
Ninety-eight isolates of C. neoformans were collected from 30 patients at the University of
Iowa Hospitals and Clinics between December 1987 and December 1994. Isolates were identified by using the Vitek system (Vitek bioMerieux,
Hazelwood, Mo.) and conventional methods. Following identification,
isolates were banked in sterile water and stored at room temperature
until being analyzed.
Antifungal agents.
Fluconazole (Pfizer, Inc., New York,
N.Y.), itraconazole (Janssen Pharmaceutica, Inc., Piscataway, N.J.),
amphotericin B (Sigma Chemical Co., St. Louis, Mo.), and flucytosine
(Hoffmann-La Roche Laboratories, Nutley, N.J.) were used for in vitro
susceptibility determinations.
Antifungal susceptibility testing.
The MICs of test agents
were determined for each test isolate in accordance with National
Committee for Clinical Laboratory Standards guidelines (7).
RPMI 1640 medium (Sigma) buffered to a pH of 7.0 with
morpholinepropane-sulfonic acid (MOPS) buffer (Sigma) served as the
growth medium. The MIC of fluconazole, itraconazole, or flucytosine was
defined as the lowest concentration of drug which resulted in an 80%
reduction of fungal growth compared to control. The amphotericin B MIC
was defined as the lowest concentration of drug which resulted in
complete inhibition of visible growth.
Molecular typing.
DNA typing by electrophoretic karyotype
(EK) was determined by using a contour-clamped homogeneous
electrophoretic field system (CHEF-DRII; Bio-Rad, Richmond, Calif.).
Isolates were obtained from the isolate bank and subcultured twice on
potato dextrose agar (Remel, Lexana, Kans.). Fungi from a 48- to 72-h
culture plate were suspended in 20 ml of YEPD (1% yeast extract, 2%
glucose, 2% Bacto Peptone) and incubated at 35°C with agitation for
24 h. Cells were harvested by centrifugation and resuspended in
1 M sorbitol, and 200 µl of cells were mixed with 100 µl of
lysing enzyme (20 mg of L2265 [Sigma]/ml from Trichoderma
hazianum). The mixture was incubated at 37°C for 1 h. Cells
were recovered by centrifugation and washed twice with 1 ml of SCE (1 M
sorbitol, 0.6 M sodium citrate, and 0.06 M EDTA) (1).
Following washes, cells were resuspended in 240 µl of SCE and mixed
with 240 µl of 2% low-melting-temperature agarose (SeaPlaque GTG;
FMC BioProducts, Rockland, Maine) and dispensed into molds to form
plugs. Upon removal from molds, the plugs were incubated overnight at
50°C in 2 ml of NET (0.01 M Tris, 0.45 M EDTA, and 1%
N-lauryl-sarcosine [pH 7.5]) containing 100 µl of proteinase K (1 mg/ml [Sigma]). Plugs were then washed four times with 5 ml of CHEF
TE buffer (0.1 M Tris and 0.1 M EDTA [pH 7.5]) and stored at 5°C
until being used.
Plugs, unknown samples and Saccharomyces cerevisiae
chromosome DNA molecular weight markers, were placed on the teeth of a stationary comb, and liquid agarose (1% SeaKem GTG agarose [FMC BioProducts]) was poured into the mold. Gels were placed in a CHEF
system containing 0.5× TBE buffer (0.5 M Tris, 0.5 M sodium borate,
and 0.005 M Na2EDTA). The temperature of the system was maintained at 14°C and set at 4.5 V/cm with a switch time of 120 to
280 s. The run time of the system was 48 h. Once the gels
were removed from the CHEF system, they were stained with ethidium bromide and photographed under UV light. Band migrations were compared
among isolates and with the S. cerevisiae standards.
Analysis.
EK patterns were compared both visually and by
using the Dendron software package version 2.1 (Solltech, Iowa City,
Iowa). Visually, an isolate was classified as a unique EK if at least a
one band difference from existing EKs was detected. For computer analysis, gel images were transformed into electronic images via a
flatbed color scanner. Gels were normalized by using the S. cerevisiae chromosomal DNA standards as reference points. Band positions were identified by the software package, and similarity coefficients (SAB, number of shared bands × 2/total number of bands between the two isolates) were determined
for each pair of isolates, following which SABs
were compared among isolates. An SAB of 1.0 indicates that the isolates are identical (all bands match).
Conversely, an SAB of 0.0 indicates that no band
similarities were detected between isolates. Dendograms were generated
based on SAB values by using an unweighted
pair-group method. Isolate pairs exhibiting SABs
of 1.0 were considered to represent the same EK and those with
SABs ranging from 0.90 to 0.99 were considered to be highly related and were identified as subtypes.
SABs of 0.90 to 0.99 are roughly equivalent to a
one band difference among isolates. If SABs
among isolates were <0.90 (usually representing
2 bands difference)
they were considered to represent unique DNA types.
 |
RESULTS |
Fungal isolates.
A total of 98 cryptococcal isolates were
recovered from 30 patients over the study period. Fifty-three isolates
were recovered from blood, 19 were recovered from CSF, and 26 were
recovered from other sources including bone marrow, bronchoalveolar
lavage, ascitic fluid, and urine.
Antifungal susceptibility.
Antifungal susceptibility patterns
are summarized in Table 1 and Fig.
1. All of the isolates were inhibited by
clinically achievable concentrations of fluconazole (
8 µg/ml) and
itraconazole (
0.5 µg/ml). Importantly, there was not a trend of
increasing MIC with any of the agents over the study period.

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FIG. 1.
Annual median MICs of fluconazole ( ), itraconazole
( ), amphotericin B ( ), and flucytosine ( ) against
C. neoformans and the number of cryptococcal isolates
recovered each year of the surveillance period (bars).
|
|
Among the nine patients from whom sequential positive cultures (defined
as the collection of multiple isolates over a minimum
of 3 days) were
obtained, only one patient had isolates recovered
for which MICs were
elevated over time. Patient 12 had six isolates
of the same EK (J2) and
one isolate with a unique EK recovered
over a 6-day period. Over this
time, MICs of fluconazole, itraconazole,
and amphotericin B increased
four-, five-, and ninefold, respectively.
Flucytosine MICs remained
stable.
Molecular typing.
Of the 98 cryptococcal isolates recovered,
83 were able to be typed by EK. Among these 83 isolates, 30 unique EK
profiles were noted upon visual inspection by using a one band
difference as the discrimination criteria. By using computer-generated
SAB values and a discrimination factor of
0.90, 23 different EKs were identified. Of these 23 EKs, seven had
variant subtypes. Two subtypes were noted for four EKs (H, J, M,
and V), three subtypes for two EKs (K and N), and four subtypes for one
EK (O). As shown in Table
2, good agreement
was noted between visual and computer-aided identification of EKs. The
remainder of our analysis will focus on the EK data resulting from the
computer-aided analysis. Representative EK from several isolates are
presented in Fig. 2. Molecular types and
antifungal susceptibilities, grouped by individual patients, are
summarized in Table 2. Twenty-four patients had one strain represented
by a single EK and six patients had two different strains recovered.
Isolates with multiple subtype variants were isolated from four
patients. Three patients had isolates of two subtypes, and one patient
had isolates representing four different subtypes. Of the patients from
whom strains with multiple unique EKs or subtypes were isolated, only
two patients had these different isolates recovered from separate body
sites. Patient 3 had two cryptococci with unique EKs recovered from
separate body sites (CSF and blood), and patient 5 had two subtype
variants isolated (CSF and blood). In both cases the different isolates
shared similar susceptibility profiles. Six EKs were isolated from more
than one patient: an isolate with a common EK was recovered from two pairs of patients, one cryptococcal strain with an identical EK was
isolated from three patients, and three isolates with a common EK were
each isolated from four patients. Nine patients had multiple sequential
isolates recovered over periods ranging from 3 days to 4 months.
Analysis of EKs revealed the persistence of a single genotype among six
of the cases. Of these patients, two had multiple subtypes recovered.
Three patients, however, had a strain with a second distinct genotype
cultured during therapy (patients 11, 12, and 26). Three additional
patients had multiple EKs cultured within the first 3 days of therapy
(patients 3, 23, and 28). Thus, the majority of patients, 80%, were
infected with a single cryptococcal strain.

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FIG. 2.
Representative EK profiles (patient number, EK). Lanes
S, S. cerevisiae standard; lane 1, 21, M2; lane 2, 8, N3; lane 3, 11, V2; lane 4, 24, D; lane 5, 15, O1; lane 6, 18, K3; lane
7, 12, J2; lane 8, 26, I.
|
|
 |
DISCUSSION |
Infections secondary to fungi are being recognized with increased
frequency, and in fact yeasts currently rank as the fourth most
commonly encountered nosocomial bloodstream pathogen (5). Along with the heightened awareness of fungal infections has come a
corresponding increase in the overall use of antifungal agents. At our
institution, total gram usage of antifungals increased 83% from 1988 to 1992 (unpublished data). Increased antifungal use coupled with the
use of prolonged treatment regimens, long-term maintenance therapies,
and routine antifungal prophylaxis has spurred concern over development
of drug resistance. Infection secondary to C. neoformans is an excellent example of a clinical situation
necessitating prolonged antifungal usage. Following typical treatment
guidelines, anticryptococcal therapy generally consists of an active
induction treatment period lasting approximately 2 to 3 weeks followed
by lifelong suppressive therapy. Therefore, we desired to describe the
susceptibility patterns and genetic diversity of cryptococci at our
institution over time.
No significant changes in the in vitro susceptibilities of
C. neoformans isolates recovered at our
institution were noted over the 7-year period evaluated (Fig. 1). Over
this time frame, the gram usage of amphotericin B remained relatively
constant; however, there was a concurrent 154% increase in the amount
of azole antifungals and a 26% reduction in the amount of
flucytosine prescribed. This suggests that institutional antifungal
usage patterns had little impact on the overall susceptibility of
C. neoformans at our hospital.
Despite being isolated from the same institution, cryptococcal isolates
demonstrated wide genetic variability. Molecular typing revealed 23 unique EKs among our 30 infected patients. Twenty-four patients were
infected with a single EK; however, six strains were isolated from
multiple patients. Among patients infected with the same EK no
commonalities among clustered patients other than the date of specimen
collection were detected. With respect to the date of collection,
isolates with similar EKs were isolated from temporally clustered (date
of collection separated by less than 1 year) patients. For example, EK
N was isolated from four patients, all of whom had their specimens
collected between September 1989 and July 1990. Similarly, strains with
EKs H, K, M, and O were each isolated within a year's time
from two separate patients. These findings suggest the possibility of a
common environmental exposure for these groups of individuals.
Multiple, positive, sequential cultures were collected from nine
patients. Despite anti-cryptococcal therapy, persistence of the same EK
subtype was observed in eight of the individuals. Changes in the MICs
for the recovered isolates were noted in only one patient, patient 12. Patient 12 was an end-stage AIDS patient who was admitted for
treatment of Toxoplasma encephalitis and pneumonia. In
addition to several broad-spectrum antibiotics, this individual
also received nystatin and clotrimazole for oral thrush prophylaxis. On
the 25th day following admission, C. neoformans was isolated from this patient's blood. This initial isolate exhibited MICs of fluconazole, itraconazole, amphotericin B, and flucytosine of
8, 0.5, 1, and 4 µg/ml, respectively. Amphotericin B therapy was
initiated 2 days following the collection date of the first culture. Two cultures were obtained on this date. Both cultures were
positive for C. neoformans; however, the MICs of each
of the antifungals were severalfold lower than had been observed for
the initial isolate. Subsequent cultures were obtained while the
patient was on amphotericin B, and several of these cultures were also
positive for C. neoformans. The susceptibility profiles exhibited by these final cultures were similar to that noted for the
original culture and were stable over several days. The patient appeared to respond to amphotericin B therapy. No cultures were obtained after the fourth day of therapy; however, the patient became
and remained afebrile. Following 27 days of inpatient therapy, the
patient was discharged on home amphotericin B therapy.
Six patients had two or more isolates with distinctly different EKs
recovered during their hospitalization. The observation of such genetic
diversity arising from individual patients may be due to coinfection
with or exposure to and infection with multiple strains of
C. neoformans and is consistent with previous
observations (1, 2). As discussed by Brandt et al.
(2), the importance of minor variations in EK among
cryptococci is unclear; however, such differences have been shown to be
stable upon repeat testing and may be reflective of polyclonal
infection due to multiple exposures for these highly
immunocompromised individuals. It should be noted that
chromosomal rearrangements are common in C. neoformans and karyotype instability could explain the
apparent emergence of new strains within a given individual; however,
differences in EK due to karyotype instability are usually
indicated by a single band change in EK profile, whereas
differences of two bands or more suggest different strains (2,
3).
Our data are similar to those reported by several other
investigators and indicate that recurrent cryptococcal infection is generally due to persistence of the same infecting strain (1, 2,
4, 8, 10). Failure to adequately treat or control the
initial infection is largely due to inadequate host defenses and
not to the development of antifungal resistance or reinfection with a
new strain of C. neoformans.
Cryptococcal infections among immunocompromised individuals remain a
significant concern. This study describes the epidemiology of
cryptococcal infections at a single institution over a 7-year period. From this surveillance we determined that MICs for
C. neoformans have remained stable over this
study period. Furthermore, it appears that approximately 80% of
infections result from infection with a single cryptococcal strain and
that recurrent infections are largely due to persistence of the
original infecting strain. Lastly, since the MICs determined for
sequential isolates increased significantly in only one of nine
patients (11%), emergence of drug resistance during therapy is
probably an infrequent cause of treatment failure.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: S412 Pharmacy
Building, The University of Iowa College of Pharmacy, Iowa City, Iowa 52242-1112. Phone: (319) 335-8861. Fax: (319) 353-5646. E-mail: michael-klepser{at}uiowa.edu.
 |
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Journal of Clinical Microbiology, December 1998, p. 3653-3656, Vol. 36, No. 12
0095-1137/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
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