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Journal of Clinical Microbiology, March 1998, p. 716-720, Vol. 36, No. 3
0095-1137/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
Clinical Comparison of an Enhanced-Sensitivity
Branched-DNA Assay and Reverse Transcription-PCR for Quantitation of
Human Immunodeficiency Virus Type 1 RNA in Plasma
Frederick S.
Nolte,1,2,*
Jodi
Boysza,1
Cathy
Thurmond,1
W. Scott
Clark,3 and
Jeffrey L.
Lennox2
Departments of Pathology and Laboratory
Medicine1 and
Medicine,2 Emory University School of
Medicine, and
Department of Biostatistics, Emory
University School of Public Health,3 Atlanta,
Georgia 30322
Received 25 July 1997/Returned for modification 1 October
1997/Accepted 25 November 1997
 |
ABSTRACT |
The performance characteristics of an enhanced-sensitivity
branched-DNA assay (bDNA) (Quantiplex HIV-1 version 2.0; Chiron Corp.,
Emeryville, Calif.) and a reverse transcription (RT)-PCR assay
(AMPLICOR HIV-1 Monitor; Roche Diagnostic Systems, Inc., Branchburg,
N.J.) were compared in a molecular diagnostic laboratory. Samples used
in this evaluation included linearity and reproducibility panels made
by dilution of a human immunodeficiency virus type 1 (HIV-1) stock
culture of known virus particle count in HIV-1-negative plasma, a
subtype panel consisting of HIV-1 subtypes A through F at a
standardized level, and 64 baseline plasma specimens from HIV-1-infected individuals. Plots of log10 HIV RNA copies
per milliliter versus log10 nominal virus particles per
milliliter demonstrated that both assays were linear over the stated
dynamic ranges (bDNA, r = 0.98; RT-PCR,
r = 0.99), but comparison of the slopes of the
regression lines (bDNA, m = 0.96; RT-PCR,
m = 0.83) suggested that RT-PCR had greater
proportional systematic error. The between-run coefficients of
variation for bDNA and RT-PCR were 24.3 and 34.3%, respectively, for a
sample containing 1,650 nominal virus particles/ml and 44.0 and 42.7%,
respectively, for a sample containing 165 nominal virus particles/ml.
Subtypes B, C, and D were quantitated with similar efficiencies by bDNA
and RT-PCR; however, RT-PCR was less efficient in quantitating subtypes A, E, and F. One non-B subtype was recognized in our clinical specimens
based on the ratio of values obtained with the two methods. HIV-1 RNA
was quantitated in 53 (83%) baseline plasma specimens by bDNA and in
55 (86%) specimens by RT-PCR. RT-PCR values were consistently greater
than bDNA values, with population means of 142,419 and 67,580 copies/ml, respectively (P < 0.01). The results were
highly correlated (r = 0.91), but the agreement was
poor (mean difference in log10 copies per milliliter ± 2 standard deviations, 0.45 ± 0.61) for the 50 clinical
specimens that gave discrete values with both methods.
 |
INTRODUCTION |
Plasma human immunodeficiency virus
type 1 (HIV-1) RNA levels have recently been shown to provide important
prognostic information about the progression to AIDS and useful
information about the short-term efficacy of antiretroviral drugs
(7, 12, 16, 18). However, it remains unclear whether
long-term outcomes of therapy will be substantially improved when
guided by plasma HIV-1 RNA levels, and the precise role of these levels
in the clinical management of individual patients has yet to be defined (6). Despite these uncertainties, the measurement of plasma HIV-1 RNA levels has quickly become an accepted clinical practice.
Currently, there are four commercially available assays for the
quantitation of HIV-1 RNA: the AMPLICOR HIV-1 Monitor test (Roche
Diagnostic Systems, Inc., Branchburg, N.J.), a reverse transcription
(RT)-PCR; the Digene Sharp Signal system (Digene Diagnostics, Inc.,
Silver Spring, Md.), another RT-PCR; the Quantiplex HIV-1 version 2.0 (Chiron Corp., Emeryville, Calif.), a branched-DNA assay (bDNA); and
the NASBA-QT (Organon-Teknika Corp., Durham, N.C.), a nucleic acid
sequence-based amplification assay (8, 9, 13, 20). Only the
AMPLICOR HIV-1 Monitor test has been approved by the U.S. Food and Drug
Administration for in vitro diagnostic use, but a variety of assays
have been used in multicenter clinical trials of antiviral drugs and to
determine the prognostic significance of HIV-1 RNA levels.
The AIDS Clinical Trials Group virology laboratories quality assurance
program for quantitation of HIV-1 RNA in plasma demonstrated that 65%
of participant laboratories, using different commercial and in-house
assays, could attain a level of intrassay precision to reliably detect
a fivefold difference in RNA copy number (22). However, few
comparative clinical evaluations of these methods have been published,
and as a result, the comparability of HIV-1 viral load data generated
with the different methods remains an important question (4, 14,
17).
In this study, the performance characteristics of the AMPLICOR HIV-1
Monitor test and the Quantiplex HIV-1 version 2.0 assay were determined
in a hospital-based molecular diagnostic laboratory by using baseline
plasma specimens from HIV-1-infected patients as well as linearity,
reproducibility, and HIV-1 subtype plasma panels.
 |
MATERIALS AND METHODS |
HIV-1 stock suspension.
A sucrose-density-gradient-purified
and concentrated suspension of HIV-1 SF-2 (subtype B) was obtained from
Advanced Biotechnologies, Inc., Columbia, Md. The suspension (lot no.
98-156) contained 2.48 × 109 virus particles/ml, as
determined by electron microscopy; 106.33 50% tissue
culture infective doses (TCID50s)/ml, as determined in
HuT78 cells over a 4-week period; and 181,100 ng of HIV-1 p24 antigen/ml, as determined by a p24 antigen capture assay.
Linearity panel.
Serial threefold dilutions of the
concentrated viral stock suspension were made in fresh frozen
HIV-1-seronegative plasma obtained from the blood bank, and four
aliquots of each dilution were frozen at
70°C. A single unit of
plasma was used to make all dilutions, each dilution was tested in two
separate runs of each assay, and the results were averaged.
Reproducibility panel.
Two dilutions, 1.5 × 106- and 1.5 × 107-fold, of the
concentrated viral stock suspension were made in fresh frozen plasma
and frozen at
70°C in single-use aliquots. The nominal virus
particles per milliliter in the two dilutions were 1,650 and 165. Each
sample was tested in triplicate in six different assay runs by two
technologists for a total of 18 determinations per sample.
HIV-1 subtype panel.
A panel of HIV-1 isolates, representing
subtypes A through F, was prepared as previously described
(19). Each of the 11 samples was adjusted to contain a
standardized level of virus (approximately 10 pg of p24 antigen). The
subtype classification of the panel members was determined by sequence
homology analysis of the env region of the genome. Each
panel member was tested in duplicate in two different assay runs, and
the results were averaged.
Clinical specimens.
Blood from 50 HIV-1-infected patients
seen at a large urban AIDS clinic was collected in sterile tubes with
EDTA as the anticoagulant. Forty-one (82%) patients were receiving
antiretroviral therapy with a variety of drugs at the time of specimen
collection. The plasma was removed from the cells within 6 h of
collection, frozen at
20°C on site, and transported to the
laboratory on ice. In the laboratory, each sample was thawed and
aliquoted into four tubes and refrozen at
70°C until tested.
bDNA.
The Quantiplex HIV-1 version 2.0, an
enhanced-sensitivity bDNA assay, was performed in accordance with the
manufacturer's instructions (8). The stated linear dynamic
range is 500 to 800,000 copies/ml.
RT-PCR.
The AMPLICOR HIV-1 Monitor test, an RT-PCR with an
internal quantitation standard, was performed in accordance with the
manufacturer's instructions (13). The stated linear dynamic
range is 400 to 750,000 copies/ml.
Statistical analysis.
For the linearity panel, separate
linear regression models were used to describe the relationship between
the nominal HIV-1 particles per milliliter and each of the assay
measurements. The regression analyses were performed on
log10 transformed data because of the skewed nature of the
raw data. Analysis-of-covariance methods were also used to compare the
two assays relative to the nominal level, and post hoc contrasts were
used to test the equality of slopes and intercepts.
For the reproducibility panel, means, standard deviations, and
coefficients of variation (CV) were used to describe the replicate testing. Separate descriptions were made for the two concentration levels.
For the subtype panel, only the copies per milliliter observed for each
sample is reported. No statistical comparisons were made between or
within subtypes because of the limited sample size.
For the clinical specimens, means were compared on the
log
10 transformed data. Similarly, linear regression was
used to explore
the relationship between the RT-PCR and bDNA
measurements. Agreement
between the two measurements was assessed by
the methods of Bland
and Altman (
1).
Where statistical comparisons were made, significance was defined by
using a type I error rate of 0.05. All reported
P values
were unadjusted for the number of comparisons made, but conclusions
regarding associations were based on adjustment for this multiplicity.
 |
RESULTS |
Linearity panel.
Plots of log10 HIV-1 RNA copies
versus log10 nominal virus particles per milliliter for the
linearity panel are shown in Fig. 1.
Separate regression lines were fitted to each assay measurement. The
regression analysis results are given in Table
1. The correlations between the assay
measurements and the nominal virus particle counts were significant and
very close to 1, indicating that both assays gave linear responses over
the stated dynamic ranges. The agreements between the assay
measurements and the nominal virus particle counts were poor. The range
of nominal virus particle counts tested was 2.5 to 5,500/ml. The ranges
of RNA copies per milliliter with bDNA and RT-PCR were 900 to 768,000 and 3,360 to 1,880,000, respectively.

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FIG. 1.
Line plots of log10 HIV-1 RNA copies per
milliliter versus log10 nominal virus particles per
milliliter for serial threefold dilutions of an independently
quantitated suspension of HIV-1 SF2.
|
|
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TABLE 1.
Linear relationships between assay measurements and
nominal HIV-1 virus particle counts shown in Fig. 1
(log10 transformed data, n = 8).
|
|
The slope for the bDNA line, 0.965, was closer to an ideal slope of 1 than was the slope for the RT-PCR line, 0.833. This
latter slope was
significantly different from 1, whereas the slope
for the bDNA line was
not significantly different from 1. By modeling
both assay measurements
relative to the nominal level and conservatively
assuming independence
of observations, the two slopes were not
significantly different from
each other (
P = 0.118). However,
the simultaneous test
of the lines being the same (same slope
and intercept) was rejected
(
P = 0.001). A plot of the predicted
measurements with
confidence intervals versus the transformed
virus particle counts of
the two regression lines showed that
at higher values of virus particle
count, the errors became smaller.
Reproducibility panel.
To test the reproducibility of each
assay, two specimens were tested three times in six separate runs for a
total of 18 determinations. The means, standard deviations, and CV for
the replicate testing are given in Table
2. The between-run CV for bDNA and RT-PCR were 24.3 and 34.3%, respectively, for the higher-concentration specimen and 44.0 and 42.7%, respectively, for the lower-concentration specimen. The average within-run CV for bDNA and RT-PCR assays were
16.0 and 16.1%, respectively, for the higher-concentration specimen
and 29.2 and 23.9%, respectively, for the lower-concentration specimen. We also calculated a standard deviation for the
log10 copy number for each set of 18 replicates. The
standard deviations for bDNA and RT-PCR were 0.105 and 0.143 log10, respectively, for the higher-concentration specimen,
and 0.177 and 0.159 log10, respectively, for the
lower-concentration specimen.
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TABLE 2.
Between-run reproducibility of bDNA and RT-PCR for
quantitation of HIV-1 RNA copies per milliliter at
two concentrationsa
|
|
Subtype panel.
The results of quantitating HIV-1 RNA by both
bDNA and RT-PCR assays for each subtype panel member are shown in Table
3. HIV-1 subtypes B, C, and D gave higher
RNA values by RT-PCR than by bDNA. The ratios of the RT-PCR values to
the bDNA values for these subtypes were similar and ranged from 2.19 to
3.63. However, subtypes A, E, and F gave lower RNA values by RT-PCR.
The RT-PCR/bDNA value ratios were 0.01 and 0.02 for subtype A panel
members, 0.62 and 0.78 for subtype E panel members, and 0.89 and 0.10 for subtype F panel members. In addition, the values across the
subtypes for bDNA and RT-PCR differed by as much as 3-fold and
450-fold, respectively. The data suggest that RT-PCR does not detect
subtypes A, E, and F with the same efficiency as it detects subtypes B,
C, and D since each sample was constructed to contain a standardized
level of virus.
Clinical specimens.
The number of HIV RNA copies per
milliliter was quantitated in 53 of 64 (83%) clinical specimens tested
by bDNA and in 55 of 64 (86%) by RT-PCR. The mean values for the 50 specimens that gave discrete values in both assays were 67,580 and
142,419 copies/ml for bDNA and RT-PCR, respectively (P < 0.01). The values ranged from 555 to 410,300 copies/ml with bDNA and
from 2,506 to 635,904 copies/ml with RT-PCR. The RT-PCR values were
greater than the bDNA values in all but two plasma specimens. Both
specimens were retested by RT-PCR; the value for one specimen went from
162,197 to 583,592 copies/ml and the value for the second specimen
remained essentially unchanged, 25,402 versus 27,034 copies/ml. The
bDNA values for these specimens were 224,500 and 27,080 copies/ml, respectively. There was insufficient volume to retest by bDNA.
Figure
2 shows a scatter plot of
log
10 HIV-1 RNA copies per milliliter determined by RT-PCR
and bDNA for the 50 clinical specimens.
The fitted regression line was
described by the equation
y = 0.733
x + 1.627 and
r = 0.905. Although the results were highly
correlated,
both the slope and the
y intercept of the
regression line differed
significantly from those of the line of
equality (slope = 1;
y intercept = 0), indicating
a lack of agreement between the two
methods (
P < 0.001).

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FIG. 2.
Scatter plot of log10 HIV-1 RNA copies per
milliliter determined by RT-PCR and bDNA for 50 baseline plasma
specimens. The equation for the fitted regression line (solid line) and
the correlation coefficient (r) are given in the upper left
corner of the figure. The dashed line is the line of equality.
|
|
The agreement between the methods was also assessed by plotting the
difference between the values of both methods, RT-PCR
value minus bDNA
value, against their mean by using log
10 transformed
data
(Fig.
3). The mean difference in
log
10 HIV-1 copies per milliliter
was 0.45 with a standard
deviation of 0.306. Thus, the limits
of agreement, defined as the mean
difference ± 2 standard deviations
were

0.16 to 1.07. Only 29 (58%) of the results were concordant
(difference in log
10
copies per milliliter, <0.50) between RT-PCR
and bDNA. The results
between methods differed by 0.50 to 0.99
log
10 for 19 (38%) of the specimens and by

1.00 log
10 for 2 (4%)
of
the specimens.

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FIG. 3.
Scatter plot of the difference between RT-PCR and bDNA
values of log10 HIV-1 RNA copies per milliliter against
their means. The mean difference (solid line) ± 2 standard deviations
(dashed lines) are shown.
|
|
 |
DISCUSSION |
The ability to accurately and precisely determine viral load is
essential in understanding the natural history of HIV-1 infection, predicting disease progression, and assessing response to antiviral drugs and vaccines. Until recently, viral load determinations were
available only in a limited number of research and reference laboratories. The proven clinical utility of viral load testing and the
development of several commercially available assays have led to a
dramatic increase in the use of these determinations to manage
patients. In this study, we compared the performance characteristics of
two commercially available assays, bDNA and RT-PCR.
The ability of bDNA and RT-PCR to assign an absolute HIV-1 RNA level
cannot be assessed without a common set of standards. We assessed the
linear response and proportional systematic error of each assay by
plotting the estimated HIV-1 RNA copies per milliliter against the
nominal virus particles per milliliter in a dilution series prepared
from an independently quantitated viral suspension as surrogate markers
of accuracy. The fitted regression lines for each method had
r values very close to 1, indicating that both assays gave a
linear response over the stated dynamic ranges. If an assay is free of
proportional systematic error, then the slope of the regression line
should also be 1. The regression lines for the two assays were
different, with the slope of the bDNA values essentially being equal to
1. Although the slope of the RT-PCR line over the entire dynamic range
did not approximate the ideal slope, RT-PCR appeared to have a better
response than bDNA over the lower concentration range
(log10 nominal virus particles per milliliter, <1.5). The
apparent superiority of RT-PCR for distinguishing small increments in
HIV-1 RNA is an important consideration as the manufacturers continue
to drive the detection and quantitation limits lower. The errors for
both assays became smaller and the regression lines got closer together
as the virus particle counts increased.
The agreement between the viral particle counts and RNA copy
measurements was poor, with the RNA copies per milliliter always 2 to 3 logs greater than the virus particles per milliliter determined for the
same samples. The lack of agreement may be due to the presence of a
substantial amount of free viral RNA in the stock virus suspension or
to inherent differences in the accuracies of virus particle counting
and RNA quantitation methods.
The within-run and between-run precision levels of the two assays were
similar to each other and to values previously reported in the
literature (22). Our data suggest that bDNA may be more precise than RT-PCR with higher-concentration specimens. The precision levels of the two assays were almost identical at the lower
concentration used in the reproducibility panel. It is remarkable that
the CV are so similar, considering that each determination by RT-PCR was made with a single test and each determination by bDNA was made by
averaging duplicate tests.
HIV-1 evolves by rapid mutation and by recombination, with both
processes actively contributing to its genetic diversity
(11). The majority of isolates that have been characterized
genetically belong to subtypes A through J in the main (M) group, but a
less prevalent, highly distinct outlier (O) group has also been
described. The subtypes differ in their geographic distribution, with
subtype B predominating in Europe and North America. However, in other parts of the world, greater subtype diversity exists.
Several groups have reported that RT-PCR may fail to detect or may
detect inefficiently HIV-1 subtypes A, E, F, G, and O (3-5, 10). We used the same subtype panel that was used by Dunne and Crowe (5) in their comparison of bDNA version 1.0 and RT-PCR for quantitation of different subtypes, with essentially the same results. Our results differed from theirs only in that they were unable
to detect subtype A by RT-PCR, whereas we found that subtype A was
detected by RT-PCR but with 50- to 100-fold less efficiency than that
of bDNA.
The differences in the abilities of the two assays to detect the
different subtypes of HIV-1 are explained by the oligonucleotide primers and probes used in each assay. RT-PCR uses a pair of primers (SK462/SK431) and a probe (SK102) to produce cDNA from the target RNA,
amplify the cDNA, and capture the amplified product DNA. The primers
and probe bind to a conserved region of the HIV-1 gag gene
based on the sequence of a subtype B isolate, ARV-2 (13). The bDNA assay employs 45 different specific target probes which hybridize to a conserved region of the HIV-1 pol gene and
mediate capture of the target RNA and binding of the preamplifier
molecules. Each probe includes 33 bases that are complementary to HIV-1
sequences and that were chosen by analyzing the pol
sequences from 18 isolates of HIV-1 of subtypes A, B, and D
(8).
The abilities of the various commercially available assays to determine
the same HIV-1 level in patient samples has been addressed for only a
small number of patients (4, 14, 17). The data suggest that
there may be variations among the assays in assessing the values for an
individual patient but that these variations are not consistent among
patients. We determined the HIV RNA levels in 64 plasma specimens from
HIV-1-infected individuals by using both RT-PCR and bDNA. We found
essentially no difference in the clinical sensitivity of the two assays
in our patient population, with 14 to 17% of the samples with RNA copy
numbers below the quantitation limit of each assay. All of these
samples were obtained from patients who were receiving antiretroviral
therapy. Our study was not designed to assess specificity, since these
assays should be used only for patients known to be infected with
HIV-1. However, as the need to assess ever-lower RNA concentrations
increases, the ability of these assays to discriminate low-copy-number
specimens from negative specimens needs to be examined in greater
detail.
The population mean value with RT-PCR was approximately twofold greater
than that with bDNA for the 50 clinical specimens that gave discrete
values in both assays, and the RT-PCR value was greater than the bDNA
value in all but one specimen. The individual from whom this specimen
was obtained acquired his HIV-1 infection in Colombia, South America.
Synthetic peptide enzyme immunoassay and nucleic acid sequence analysis
performed on this specimen at the Centers for Disease Control and
Prevention, Atlanta, Ga., were unable to assign a specific HIV-1
subtype but indicated that it was not subtype B (15a).
The results of the two methods for quantitating HIV-1 RNA in the
clinical specimens were highly correlated (r = 0.90),
but the agreement was poor. High correlation and poor agreement have been previously reported between bDNA version 1.0 and RT-PCR
(4). Although these conclusions may seem contradictory, data
which are in poor agreement can be highly correlated (1).
The correlation coefficient measures the strength of a relation between
two variables, not the agreement between them. In fact, it would be
surprising if two methods designed to measure the same quantity were
not related.
The agreement between the methods was assessed by plotting the
difference between the values of the methods against their means by
using log10 transformed data. The mean difference in log10 HIV-1 copies per milliliter was 0.45, but the
differences were not consistent among patients. The limits of agreement
were defined as the mean difference ± 2 standard deviations and
were found to be
0.16 to 1.07 log. Changes in plasma HIV-1 RNA levels of >0.5 log10 are thought to reflect biologically relevant
changes in viral replication. Since the limits of agreement between the methods exceeded what is considered a biologically relevant change, we
conclude that the assays cannot be used interchangeably. The frequency
of concordant results (difference in log10 RNA copies per
milliliter, <0.50) for clinical specimens in our study was only 58%.
Costa et al. (4) reported a higher concordance of results,
77.5%, in their comparison of bDNA version 1.0 with RT-PCR; however,
the previous version of bDNA was not informative for values below
10,000 copies/ml, so comparisons at lower RNA levels were not possible.
These findings have significant implications for establishing viral RNA
levels that predict the risk of progression to AIDS or that might be
used as thresholds to start antiviral therapy (12, 15). The
data also provide support for the recommendations that clinicians
should use one method to monitor individual patients over time or
reestablish a baseline value if the assay method is changed (15,
21).
The assays also differ in their operational efficiencies. bDNA was less
labor-intensive than RT-PCR due primarily to a simpler sample
preparation method. bDNA also has a higher throughput than RT-PCR.
According to the manufacturer, one technologist may generate as many as
42 patient results in an 8-h shift with RT-PCR. In our experience, one
technologist can perform as many as 84 patient tests over a 2-day
period, devoting approximately 4 h each day to the assay. bDNA is
not amenable to testing small batches, owing to the large number of
controls and standards that must be run with each batch. The
manufacturers of both assays have developed instruments designed to
automate the amplification and detection steps. Although these attempts
at automation are welcomed, the major labor components for both assays
are in the specimen-processing steps.
A number of factors should be considered when selecting an assay for
quantitation of HIV-1 RNA. These include accuracy, precision, sensitivity, sample volume, risk of contamination, work space requirements, ease of use, volume of tests, turnaround time, and cost
(2, 14). RT-PCR requires 200 µl of plasma, can be
completed in a single day, and currently is the only test cleared by
the Food and Drug Administration. However, it must be performed in three separate laboratory areas and does not quantitate all HIV-1 subtypes equally. bDNA has essentially the same reportable range as
RT-PCR, is slightly more precise, can be performed in a single work
area, is less labor-intensive, is amenable to large-batch testing, and
quantitates different HIV-1 subtypes with similar efficiencies.
However, it is performed in duplicate, requires 2 ml of plasma, and
takes 2 days to complete. Both assays are technically demanding and
extremely costly. A thorough understanding of each assay's strengths
and limitations will ensure that the laboratories will select the assay
that best suits their needs.
 |
ACKNOWLEDGMENT |
This study was supported in part by Chiron Corp.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Emory University
Hospital, Clinical Laboratories, Room F145, 1364 Clifton Rd., NE, Atlanta, GA 30322. Phone: (404) 712-7297. Fax: (404) 712-5567. E-mail:
fnolte{at}emory.edu
 |
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