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Journal of Clinical Microbiology, June 1998, p. 1494-1500, Vol. 36, No. 6
0095-1137/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
Molecular Typing of Environmental and Patient
Isolates of Aspergillus fumigatus from Various
Hospital Settings
Valérie
Chazalet,1
Jean-Paul
Debeaupuis,1
Jacqueline
Sarfati,1
Jacques
Lortholary,2
Patricia
Ribaud,3
Pramod
Shah,4
Muriel
Cornet,5
Hoang Vu
Thien,6
Eliane
Gluckman,3
Gilles
Brücker,2 and
Jean-Paul
Latgé1,*
Laboratoire des Aspergillus, Institut Pasteur, 75015 Paris,1
Assistance Publique
Hôpitaux de Paris, SEHP, 75001 Paris,2
Unité de Greffe de
Moelle Osseuse, Hôpital St Louis, 75010 Paris,3
Laboratoire de Microbiologie,
Hôtel Dieu, 75004 Paris,5 and
Laboratoire de Microbiologie, Hôpital Trousseau, 75012 Paris,6 France, and
ZIM-Infektiologie, Universitäts Klinikum, 60590 Frankfurt, Germany4
Received 20 November 1997/Returned for modification 15 January
1998/Accepted 9 March 1998
 |
ABSTRACT |
Fingerprinting of more than 700 clinical and environmental isolates
of Aspergillus fumigatus from four differential hospital settings was undertaken with a dispersed repeated DNA sequence. The
analysis of the environmental isolates showed that the airborne A. fumigatus population is extremely diverse, with 85% of
the strains being represented as a single genotype isolated once. The
remaining 15% of the strains were isolated several times and were able
to persist for several months in the same hospital environment. No
strains were found to be associated with a specific location inside the
hospital, and identical strains were isolated from different buildings
of the hospital and outdoors. Isolation of the same strain both from
patients and from the environment of the same hospital is highly
suggestive of a nosocomial infection. The characteristics of the
environmental fungal population explains the two main results obtained
from the typing of the clinical isolates: (i) the absence of a common
strain responsible for an invasive aspergillosis outbreak results from
the extreme diversity of the environmental population of A. fumigatus in contact with the patients, and (ii) patients
hospitalized in different wards of the same hospital can be infected
with the same strain since every patient might inhale the same spore
population.
 |
INTRODUCTION |
Invasive aspergillosis (IA) in
hospitals is becoming one of the most severe diseases among
immunosuppressed patients, particularly patients in bone marrow
transplant units (9, 10, 13). Most of these infections are
due to Aspergillus fumigatus. This fungal species is a
common inhabitant of soil, where it colonizes organic debris and
releases a high number of conidia to the atmosphere. Due to its
presence in the atmosphere, outbreaks of nosocomial aspergillosis have
often been associated in the past with an increase in the concentration
of airborne spores resulting, for example, from construction work or
deficient ventilation systems (2, 5-7, 38, 40). The
occurrence of such outbreaks has led to the establishment of
prophylactic measures. The use of high-efficiency air filters for the
capture of particulates has only reduced the level of contamination of
hospital air and the risk of infection during bone marrow
transplantation. It has not solved the problem of late infections
(33, 34, 39). In addition, many cases of IA have occurred
under laminar flow conditions. As a result, IA remains a major cause of
mortality among transplant patients in the hospital setting, and the
source of contamination is still unclear (21, 22).
This lack of understanding of the reservoir of the infectious inoculum
has caused the supplementation of data from epidemiological studies
with genomic typing data to investigate the nosocomial nature of
Aspergillus infections and to identify the source of the
inoculum (36). However, previous studies have not been
conclusive since they have always been limited to a short period of
time and to a few isolates collected from a few patients and have used molecular biology-based methods not always appropriate for strain fingerprinting (11, 17, 25, 26). Due to the extreme genetic diversity of A. fumigatus (12), a very
precise method of typing must be used to perform a thorough
epidemiological study of Aspergillus infections. Under these
conditions, it will not be possible to use a technique such as randomly
amplified polymorphic DNA analysis, which is nevertheless commonly used
for the fingerprinting of strains of A. fumigatus.
Randomly amplified polymorphic DNA patterns are often very difficult to
reproduce and interpret objectively and are not amenable to
computer-aided analysis due to the restricted range of DNA fragment
sizes (4, 8, 27). Similarly, multilocus enzyme
electrophoretic patterns (35) are not variable enough to
define a strain and will lead to erroneous conclusions. The repeated
DNA sequence that we isolated and characterized previously (16,
32) is to date the only probe that permits an efficient and
precise computer-aided analysis of the DNA fingerprints of a large
population of A. fumigatus strains. By using this
probe, the A. fumigatus population was followed in four
different hospital locations over a long period of time (1 to 2 years)
to obtain an understanding of the variability and/or persistence over
time of the clinical and environmental A. fumigatus
population.
 |
MATERIALS AND METHODS |
Origins of the isolates of A. fumigatus.
Four
hospitals (hospitals I, II, III, and IV) were monitored. The origins
and total numbers of isolates fingerprinted are summarized in Table
1. The study in hospitals I and II, which were 2 miles apart, was mainly dedicated to obtaining an understanding of the behavior of A. fumigatus in the hospital
environment, whereas isolates from hospitals III and IV were used for
the characterization of strains responsible for pulmonary
aspergillosis.
Environmental samples from hospitals I and II were always collected
from the same locations on the same day of the week: on Wednesday
mornings between 7 and 9 a.m., with an average 2-week interval.
Aerial conidia were recovered by using a Systeme Air Surface (Bioblock,
Illkirch, France) or a Bio-impactor (Sieve France, Lyon, France)
apparatus, which filtered 342 liters of air per sample in 2 min or 250 liters of air per sample in 2.5 min, respectively. Spores were
collected on 55- or 90-mm-diameter petri dishes containing Sabouraud
medium supplemented with 0.05% (wt/vol) chloramphenicol. To isolate
spores deposited on surfaces, 25 cm2 of a wall surface was
swabbed with sterile dry cotton swabs. The cotton swab was used to
inoculate petri dishes containing Sabouraud-chloramphenicol medium. The
concentrations of spores per cubic meter of air sampled or per square
meter of surface sampled were estimated (the average was calculated on
the basis of 20 to 40 air samples and 30 to 50 surface samples taken
per hospital at each sampling time). After incubation of the culture medium at 37°C, the vast majority of fungal colonies were
A. fumigatus and Aspergillus niger. After
transfer of the greenish colonies onto malt extract agar, final
identification of a colony as A. fumigatus was assessed
by light microscopy. Clinical isolates from patients with pulmonary
aspergillosis had different origins: sputum specimens (19%),
bronchoalveolar lavage specimens (21%), bronchial secretions (28%),
nasal swab specimens (5%), percutaneous aspirations and biopsy
specimens (23%), and not defined (4%). After inoculation of the
biological samples onto media supplemented with antibiotics, colonies
from positive cultures were transferred to 2% malt agar. Slants were
kept at room temperature until DNA extraction. Conidia from each
isolate recovered from a slant with phosphate-buffered saline-0.1%
Tween 20 were also suspended in a 10% defatted milk solution and
stored on dry silica gel for long-term storage.
Strain fingerprinting.
A total of 643 environmental isolates
and 115 patient isolates were typed. Fungal cultures, DNA extraction,
Southern blot hybridization techniques with the repeated sequence
3.9, and computerized analysis of the hybridization patterns
with the Gel Compar software were performed as described
previously (12, 16, 32). Two strains were considered
different when the hybridization patterns of the two strains differed
by at least one band (12).
 |
RESULTS |
Study of environmental isolates.
The concentrations of conidia
of A. fumigatus per cubic meter of air and per square
meter of surface in hospitals I and II are presented in Fig.
1. The assumption that one colony
represents one conidium was verified for 5% of the randomly selected
colonies for which monospore isolates from a colony always had the same hybridization pattern (data not shown). The concentration of conidia varied between 0 (i.e., no spores were isolated during the sampling time) and 3 conidia/m3. No time period or season could be
associated with a higher concentration of spores. Similar results were
seen with surface samples, with estimated concentrations varying from 0 to 420 conidia/m2.

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FIG. 1.
Temporal evolution of the concentration of spores in the
air ( ) and on the surfaces ( ) of hospitals I and II. The numbers
of conidia per cubic meter (co/m3) of air or per square
meter (co/m2) of surface were estimated.
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Among a total of 376 isolates from the environment of hospital I, 276 genotypes with a unique hybridization pattern were identified (Table
2). Only 47 genotypes (17%) were
recovered more than once over the 2-year study, with 2 to 13 isolates
of each genotype being found (Fig. 2).
The maximal time interval between the recovery of two identical
isolates was 21 months for isolates from two different locations and 18 months for isolates from the same sampling site. The geographical
distributions of the genotypes found once or more than once in hospital
I are presented in Fig. 3. There was not
a location in the hospital where a single strain was continuously and
repeatedly isolated (Fig. 3).

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FIG. 2.
Number of isolates per genotype isolated at least twice
in hospital I (closed bars) and maximal time interval (in months)
separating the isolation of two isolates of the same genotype (open
bars).
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FIG. 3.
Map of hospital I showing the number of isolates typed
and the different strains encountered in the different locations
sampled. For each location, the ratio x/y indicates the
number of unique genotypes (x)/the total number of genotypes
(y) collected at the spot. A, M, and G, three sectors of the
Hematology Unit situated at the third floor of building A; OPC,
outpatient clinic at the basement of building B.
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In hospital II, the fingerprinting of 252 isolates resulted in the
identification of 157 distinct genotypes (Table 2). Only 19 genotypes
(12%) included several isolates. These results were slightly different
from those for hospital I. In hospital II, two genotypes accounted for
58% of the isolates recovered more than once (Fig.
4). Most of the isolates belonging to
these two genotypes were isolated on the same day. For example, the
genotype most repeatedly isolated contained 45 isolates, among
which 35 were isolated on the same day. As for hospital I, identical
genotypes were found in different locations both inside and outside the building, suggesting that no one genotype is specific to a single location (Fig. 5).

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FIG. 4.
Number of isolates per genotype isolated at least twice
in hospital II (closed bars) and maximal time interval between the
isolation of two identical isolates within the same genotype (open
bars).
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FIG. 5.
Location of the identical isolates from the 19 genotypes
found at least twice in hospital II. The numbers 1 to 4 indicate the
first, second, third, and fourth floors of the building surveyed,
respectively; 0 indicates outside the building.
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Table 2 indicates the number of repeated environmental genotypes found
in the same location in hospitals I and II and the number of genotypes
common to two different locations. This comparative analysis indicated
that a similar percentage of repeated genotypes was found in different
locations of the same hospital and confirmed the absence of one or a
few genotypes at a single location in a hospital. In addition, the
percentage of common genotypes was similar between hospitals I and II
and inside each hospital, suggesting that at least some of the strains
typed originated from the overall environment, in this case, the Paris
atmosphere. This was confirmed by the low numbers of common genotypes
found when the genotypes of the population of the strains in hospitals
I and II were compared to the genotypes of a population of strains
isolated outside Paris. Interestingly, the five common genotypes in
this comparison were isolated in Lille, which is 100 miles from Paris
(data not shown).
Analysis of clinical isolates.
Isolates from 73 patients in
the four hospitals were analyzed. Multiple isolates (two to six) were
available from 27 of these 73 patients (Table
3). Only 11 of the 27 patients were
infected with a single genotype, suggesting that the majority of the
patients studied simultaneously harbored at least two strains.
In hospital I, 2 of 16 patients were infected with the same strain (two
isolates at a 1-year interval). Seven isolates from four patients in
hospital I, corresponding to four genotypes, displayed hybridization
patterns identical to those of the environmental isolates, irrespective
of the sector of the hospital in which these patients were
hospitalized. In hospital II, the same genotype was isolated from two
patients (of four patients surveyed). An isolate from one patient in
hospital II was found to be identical to an environmental strain found
at two different locations in the hospital. Figure
6 shows that, with the exception of 3 patients (patients P3, P5, and P6) infected with the same strain, all
19 other patients with IA studied in the hematology unit of hospital III were infected with a strain of a different genotype. However, when
the 15 available environmental isolates were compared with the patient
strains, 12 of 15 isolates (corresponding to five distinct genotypes)
were found to be identical to eight isolates recovered from six
distinct patients. Among the 46 clinical isolates collected in 1994 from 31 patients in hospital IV, 30 different genotypes were identified
(Fig. 7). In five cases, the same strain was isolated from several patients. Interestingly, in May 1994 the same
strain was recovered from six different patients hospitalized in two
different wards. This strain was isolated again in September 1994 from
another patient in a different building. For the four other genotypes,
identical isolates from different patients were collected at different
times of the year. Although only five environmental isolates from
hospital IV were typed, one of these isolates was found to be identical
to a strain collected from two patients (data not shown).

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FIG. 6.
Temporal distribution of environmental and clinical
isolates in the bone marrow transplant unit of hospital III showing the
identities (isolates indicated by the shaded boxes) between isolates
collected from patients (P numbers) and from the environment. The
patients infected with isolates identical to the environmental isolates
are indicated in italics at the left of the environment column.
Isolates from the same patients belonging to different genotypes are
indicated by a broken line. Only one genotype has been repeatedly
isolated from three patients (marked with asterisks).
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FIG. 7.
Dendrogram (unweighted pair group with arithmetic
averages) of the clinical isolates analyzed in hospital IV. The date of
isolation and the different buildings (marked with different letters)
where the patient (P) was hospitalized are indicated. Identities
between isolates are framed. The scale at the top represents percent
identity.
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In conclusion, pairs of isolates with identical genotypes collected
from 2 patients or from a patient and the patient's environment in the
same hospital were found for 30 of 73 patients studied. These genotypes
accounted for 17 of the 80 clinical genotypes (21%) studied, whereas
only 21 (4.8%) common genotypes were encountered among 433 unique
environmental genotypes encountered in hospitals I and II (chi-square
value of 26.6, indicating a highly significant difference, with
P being <0.01 for the two groups of common genotypes). Comparison of these data suggested that, at least for these 30 patients, infection was nosocomial.
 |
DISCUSSION |
This report is the first extensive molecular biology-based
epidemiological study of A. fumigatus and aspergillosis
in the hospital environment. Such a study was made possible by the
unique specificity of the molecular fingerprinting system used
(16, 32). In a concurrent study in which A. fumigatus isolates collected from cystic fibrosis patients were
typed, 140 isolates collected from the same patient over a period of 2 years had the same genotype, and no change in the 140 hybridization
patterns, even for the DNA fragment in the high-molecular-weight range,
was seen (31). Similarly, no change in the restriction
fragment length polymorphism patterns was observed when a collection of
strains was kept freeze-dried or regularly transferred in the
laboratory for more than 10 years (16) or when a strain was
repeatedly passaged by animal inoculation (data not shown). These
typing data give confidence to the epidemiological results of this
study.
Fingerprinting of the strains of A. fumigatus
typed in this study indicated the high degree of genetic diversity of
the A. fumigatus population. The percent
coverage, i.e., 1
(number of strains observed once/total number
of isolates) × 100, which estimates the proportion of the population
represented by the strains occurring in the individual samples
(18, 19, 29), was 39% in hospital I and 46% in hospital
II. These data indicate that the chances that the next isolate
collected will belong to a strain different from the strains that have
already been typed are 61 and 54 in 100 for these two hospitals,
respectively. This result is in agreement with the huge genetic
diversity found in a previous study with strains of A. fumigatus of unrelated geographical origin (12). In a
hospital environment, without assuming anything about the population of
strains, the expected frequency of strains (F) was
determined by S/r(r + 1), where S
is the total number of strains observed and r is the
observed frequency of the different strains (19, 29). The
calculated and observed values of F for hospital I match
reasonably well. However, the values observed for hospital II for the
strains collected 45 and 25 times are much higher than the expected
calculated values. This result suggests the occurrence of a particular
but unknown event which would have been responsible for the release of
these two preponderant strains. When the total 24-month period of
survey of hospital I is analyzed by successive 6-month periods, the
percentage of unique genotypes does not decrease between the first 6 months and the last 6 months of the survey. The absence of increase in
the percent coverage over time suggests that the sample typed
represents only a small portion of the population of strains present in
the hospital. The size of the strain population n can be
determined by the formula n = 4p (1
p)/i2, where p is the
frequency of the event (here, the percentage of repeated genotypes)
with a confidence interval equal to ±i at a 5% risk
(37). By supposing that all strains are equally represented
in the hospital and by using an i value of 2% for the
precision of the sampling data, the population of strains in the
hospital would be composed of about 2,400 isolates accounting for 1,400 different genotypes, indicating that we typed less than 20% of the
total population.
All of the clinical isolates typed were not isolated from sterile sites
or biopsy specimens. Under these conditions, a strain isolated from a
patient could either be infecting the patient or contaminating the
airways. Indeed, sputum or even bronchoalveolar lavage specimen
cultures have sometimes been reported in the past to be insensitive for
use in the diagnosis of IA since specimens from patients without IA may
be positive by culture (14, 24, 28). However, a careful
analysis of data from all studies quantifying the occurrence of
positive cultures of respiratory tract specimens from patients with IA
and control patients (1, 3, 14, 20, 23, 24, 28, 30, 42)
showed that positive cultures were always found for a significantly
higher number of infected patients than noninfected patients. These
data suggest that A. fumigatus isolates from cultures
of sputum or nonbiopsy bronchoscopic specimens from patients with
aspergillosis would represent the infecting strains rather than
contaminating strains. Even though we suppose that all the isolates
from patients are the infecting strains, a nosocomial origin of the
infection could be suggested for only 40% of the patients analyzed in
the present study as shown by the identity between isolates from
patients and those from the environment of the same hospital. The
absence of identity between genotypes found for isolates from 60% of
the patients and the environmental strains does not exclude the
possibility of a nosocomial infection. It may only indicate that due to
the high degree of genetic diversity of the A. fumigatus population, the environmental population typed reflects
a limited portion of the fungal population actually breathed by the
patients. However, the portage of a propagule load obtained by the
patient before his or her admission to the hospital cannot be excluded
(33). The occurrence of the same A. fumigatus population in the air of all wards of the same hospital,
air which is consequently breathed by all patients treated in the
hospital, explains why patients hospitalized in different wards can be
infected with the same strain (which was seen in hospitals I and IV).
Alternatively, the extreme diversity of the airborne spores explains
why patients in an IA outbreak are usually infected with different
strains. If IA occurs 3 months (15, 34, 41) after bone
marrow transplantation, it can be calculated from our results that
every patient inhales about 5,000 different genotypes. The probability
that two patients will be infected with the same strain is consequently
low. Assessment of a nosocomial infection requires the molecular typing
of several isolates from each patient as well as a large number of
isolates from the environment to be able to identify the contaminating environmental strain.
 |
ACKNOWLEDGMENTS |
This work was supported by grants AOM 95221 Programme Hospitalier
de Recherche Clinique and INSERM-CNAMTS grant 3AM051.
We thank J. R. Taylor and D. Geiser for English and scientific
corrections and R. Summerbell for the useful suggestion that we use
Good's hypothesis to analyze our data.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Laboratoire des
Aspergillus, Institut Pasteur, 25, rue du Dr Roux, 75724 Paris, France. Phone: 33-01-45-68-82-25. Fax: 33-01-40-61-34-19. E-mail: jplatge{at}pasteur.fr.
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Journal of Clinical Microbiology, June 1998, p. 1494-1500, Vol. 36, No. 6
0095-1137/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
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