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Journal of Clinical Microbiology, October 1999, p. 3223-3228, Vol. 37, No. 10
Departments of
Haematology,1
Paediatrics,3 and
Microbiology,2 University Hospital
Gasthuisberg, Leuven, Belgium
Received 12 April 1999/Returned for modification 1 June
1999/Accepted 28 June 1999
Efforts to improve the diagnosis of invasive aspergillosis (IA)
have been directed towards the detection of fungal antigens, including
galactomannan (GM). However, previous evaluations of GM detection have
been hampered by a lack of proven cases of IA and by a nonserial study
design. This prospective study assessed the diagnostic value of serial
screening for circulating GM by using a recently developed sandwich
enzyme-linked immunosorbent assay (ELISA) for prolonged-neutropenic
and/or steroid-treated patients with hematological disorders. Serum GM
levels were monitored twice weekly for 186 consecutive patients at
increased risk for IA. The patients were stratified according to the
likelihood of IA (proven, probable, possible, and no evidence of IA) by
using stringent criteria. Proven IA was defined by characteristic
histopathological findings together with a positive culture for
Aspergillus species. Autopsy and culture from autopsy
specimens was used to verify both positive and negative test results. A
total of 2,172 serum samples were tested from 243 episodes (mean, 9 samples/episode). Based on the analysis of 71 patients with confirmed
disease status (culture and histology), the sensitivity and specificity
of serial GM monitoring were 92.6 and 95.4%, respectively. The
positive predictive value was almost 93%, the negative predictive
value was 95%, and the efficacy was 94%. False-positive reactions
occurred at a rate of nearly 8%, although this figure might have been
overestimated. Less than 1% of all tested sera were considered
inconclusive. In more than half of the cases, antigenemia was detected
before clinical suspicion of IA (median, 6 days before). Serial
determination of serum GM by the sandwich ELISA technique is a
sensitive tool for the diagnosis of IA in hematological patients at
risk. This approach may substantially influence clinical management
with regard to preemptive and empirical antifungal therapy.
Invasive aspergillosis (IA) is an
increasingly recognized condition in immunocompromised hosts. Patients
with prolonged and deep granulocytopenia following chemotherapy for
hemato-oncological disorders and steroid-treated allogeneic bone marrow
transplant recipients are particularly at risk (3). The
crude mortality rate of IA approaches 100% and results at least partly
from difficulties in obtaining a reliable diagnosis at an early stage
of the disease, often leading to a fatal delay in adequate therapy
(1, 4, 5). Definite proof of IA implies the demonstration of
hyphal invasion in tissue specimens obtained by invasive procedures
together with a positive culture for Aspergillus species
from the same specimen (25). However, the performance of
invasive diagnostic procedures, such as open lung biopsy or
stereotactic brain biopsy, is often precluded by profound cytopenia or
by the critical condition of the patient. Consequently, in daily
clinical practice, physicians combine clinical, radiological, and/or
microbiological criteria to define the level of probability of IA.
However, these criteria either lack sensitivity or specificity or
depend largely on a high fungal burden (26). The detection
of circulating fungal antigens has been advocated as a promising
indirect diagnostic method to overcome these drawbacks. One such
component is galactomannan (GM), a major aspergillar exoantigen
released during invasive disease. A number of techniques, such as
enzyme immunoassays (14), radioimmunoassays (21),
and latex particle agglutination tests (9), have been
evaluated for the detection of this cell wall constituent
(18). However, their routine use has been hampered by poor
sensitivity, resulting in the detection of serum GM only at advanced
stages of the disease, when antifungal therapy may have become useless
(6).
Recently, Stynen et al. have introduced a sandwich enzyme-linked
immunosorbent assay (ELISA) (17). This test employs the rat
monoclonal antibody EB-A2, which recognizes the
(1 Eligibility and sample collection.
In a prospective study
performed between January 1997 and March 1998, serum GM levels were
measured in 243 consecutive treatment episodes for 186 hematological
patients (116 male; median age, 44 years; range, 8 months to 76 years)
considered to be at increased risk for developing IA. Eligible patients
were undergoing intensive myelosuppressive or immunosuppressive therapy
for a number of underlying disorders: acute myelogenous and lymphocytic
leukemia (primary, relapsed, or refractory) (n = 78),
high-risk myelodysplastic syndrome (n = 28), blast
crisis of chronic myelogenous leukemia (n = 2),
relapsing non-Hodgkin's lymphoma receiving third-line therapy
(n = 18), relapsing myeloma (n = 11),
and severe and very severe aplastic anemia (n = 10).
Patients undergoing allogeneic (n = 40) or autologous
(n = 55) bone marrow and/or peripheral blood progenitor
cell transplantation and one patient with chronic granulomatous disease
were also included. The mean duration of neutropenia
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Copyright © 1999, American Society for Microbiology. All rights reserved.
Autopsy-Controlled Prospective Evaluation of Serial
Screening for Circulating Galactomannan by a Sandwich Enzyme-Linked
Immunosorbent Assay for Hematological Patients at Risk for
Invasive Aspergillosis
![]()
ABSTRACT
Top
Abstract
Introduction
Materials and Methods
Results
Discussion
References
![]()
INTRODUCTION
Top
Abstract
Introduction
Materials and Methods
Results
Discussion
References
5)-
-D-galactofuranoside side chain of the GM
molecule (18). Since each GM molecule harbors several
epitopes, the same monoclonal antibody can function as capture and
detector antibody. This sandwich technique results in a significantly
lower limit of detection of GM of 0.5 to 1.0 ng ml of
serum
1, whereas the latex agglutination test has a 15-ng
ml
1 threshold. Detection of circulating GM at a lower
threshold should allow earlier diagnosis of IA, which is of paramount
importance in determining outcome. Preliminary studies have documented
the superior sensitivity of this ELISA (Platelia Aspergillus; Sanofi Diagnostics Pasteur, Marnes-la-Coquette, France) compared to that of
the latex agglutination test (13, 19, 24). However, large clinical studies establishing the value of this sandwich test in a
prospective and serial way are lacking. Furthermore, given the rigid
definition of proven IA, stringent criteria should be used in the
analysis of sensitivity, specificity, and predictive values; this
should preferably include the histopathological control of positive and
negative test results. In this prospective and pathology-verified
study, we have assessed the value of twice-weekly screening for
circulating GM by the sandwich ELISA technique in a mixed population of
hematological patients at increased risk for IA.
![]()
MATERIALS AND METHODS
Top
Abstract
Introduction
Materials and Methods
Results
Discussion
References
defined as an
absolute neutrophil count (ANC) below 0.5 × 109/liter
was 17 days in 224 episodes (92.2%). In the
remaining 19 nonneutropenic episodes, therapy with anti-thymocyte
globulin or high-dose corticosteroids was administered. Corticosteroids were given in 23% of all studied episodes (Table
1).
TABLE 1.
Prospective evaluation of serum GM in patients at risk
for IA
70°C and analyzed weekly by the same technicians. For ethical
reasons, the results of the ELISAs were not kept confidential, but
decisions regarding treatment or preemptive therapy were left to the
discretion of the attending physician.
Antifungal prophylaxis with itraconazole at 100 to 200 mg twice a day
was routinely administered to all patients. Around 75% of the patients
were nursed in reverse-isolation rooms with HEPA filtration from the
start of therapy until recovery of the ANC to above 0.5 × 109/liter. The remainder were nursed in reverse isolation
without HEPA filtration. Anti-infective therapy was instituted
according to the criteria of the Immunocompromised Host Society.
Amphotericin B was added for all patients with fever refractory to 4 or
5 days of broad-spectrum antibacterial coverage and to those developing recurrent fever while still neutropenic. Surveillance cultures for
fungi and gram-negative organisms were performed twice weekly on stool
samples and oral washes. In cases of clinical suspicion of invasive
fungal infection, a diagnostic work-up was initiated, including a
high-resolution pulmonary computed tomography (CT) scan, followed by
bronchoalveolar lavage (BAL) and/or biopsy, unless these procedures
were considered too great a risk during cytopenia.
Cultures for fungus were performed by plating clinical specimens onto
Chromagar or Sabouraud agar and incubating the plates at 37°C for 2 days and at room temperature for another 19 days. Aspergillus species were identified by their culture
characteristics and morphologies.
Autopsy of patients who died during the study period was mandatory,
with the exception of explicit refusal by the patient or the family.
Specimens of the lungs and pericardium were sent for culture. All
autopsy specimens (including six pulmonary samples) were stained with
periodic acid-Schiff or Gomori stain for the detection of hyphal invasion.
A study episode was defined either as a period of hospitalization or,
following allogeneic transplantation, as the entire period between
engraftment and the end of the sixth month posttransplantation.
Hospital construction and renovation activity took place during the
entire study period.
Stratification of episodes and definitions of IA. Episodes were stratified in four groups according to the likelihood of IA. Proven IA (group I) implied (i) the histopathological evidence of tissue invasion by filamentous fungi, disclosing typical septated acutely branching hyaline hyphae, in specimens obtained by biopsy or autopsy, together with a positive culture for Aspergillus species from the same site or (ii) a positive culture for Aspergillus from an otherwise-sterile body fluid (not including BAL fluid) obtained by a sterile procedure. In cases of pulmonary aspergillosis, at least one BAL fluid or two sputum samples with positive culture for Aspergillus species in the absence of other pulmonary pathogens (e.g., cytomegalovirus) and in addition to a positive histopathology was also defined as proven pulmonary aspergillosis. Probable IA (group II) referred to the presence of characteristic clinical signs and symptoms (e.g., pleuritic chest pain) in the presence of pleural wedge-like pulmonary lesions or newly appearing lung infiltrates or with highly suggestive radiological (computerized axial tomography scan) evidence of invasive infection in the sinuses or central nervous system in neutropenic (ANC, <0.5 × 109/liter) or steroid-treated patients receiving adequate broad-spectrum therapy and at least one positive culture (two for sputum) or cytology for Aspergillus. A second category of probable aspergillosis included the presence of characteristic radiographical lesions (computerized axial tomography scan), such as a halo sign or air crescent sign, in the lungs or pacification of the paranasal sinuses with extension to adjacent structures in the aforementioned patient population with or without positive cytology or culture. Possible IA (group III) was defined as fever not responding to 5 days of adequate broad-spectrum antimicrobials or relapsing after initial defervescence in persistently neutropenic patients or in patients receiving high-dose corticosteroids with negative cultures for bacteria and without evidence of viral disease (with or without pulmonary infiltrates).
Finally, neutropenic or steroid-treated patients without any clinical clue and with no radiological abnormalities and no microbiological isolation of Aspergillus species served as an internal control group, not suspected of having IA (group IV). In addition, sera from 50 healthy blood platelet donors (18 to 60 years old) were analyzed once for circulating GM. Patients defined as having probable or possible disease could be upgraded retrospectively on the basis of a later surgical procedure or necropsy.Antigen detection. The ELISA was performed as described previously (19). Briefly, 300 µl of test serum was mixed with 100 µl of 4% EDTA treatment solution and boiled for 3 min. After centrifugation at 10,000 × g for 10 min, 50 µl of the supernatant was added to 50 µl of a reaction mixture containing horseradish peroxidase-conjugated anti-GM monoclonal antibody EB-A2. The 100-µl mixture was placed in the wells of a microtitration plate previously coated with the same monoclonal antibody EB-A2 and incubated at 37°C. After 90 min of incubation, the plates were washed extensively before 100 µl of buffer containing orthophenylenediamine dihydrochloride solution was added. Then the plates were incubated for another 30 min in darkness at room temperature, followed by the addition of 100 µl of 1.5 M sulfuric acid to stop the reaction. The optical density (OD) was read at 450 and 620 nm. All reagents were purchased from Sanofi Diagnostics Pasteur. Positive and negative controls were included in each assay. Doubtful or positive samples were retested in parallel with recent samples in the next assay. The OD index for treated samples was calculated by dividing the OD value of each serum sample by the OD of a control serum at 1 ng of GM/ml (threshold positive control). Although not recommended by the manufacturer, an index of 1.0 or more was considered positive while an index of <1.0 was negative. A result was considered true positive when two consecutive samples for that patient tested positive, including the retesting of the first sample.
Analysis. The sensitivity of the test for IA was calculated from the results for group I; the specificity was calculated from the results for a necropsy- and culture-verified negative group. The positive and negative predictive values were estimated from the combination of these two groups. Results that were not biopsy or autopsy verified could not be accurately validated, since the true disease status of the patient was unknown (10).
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RESULTS |
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Entire study group. Fifty isolated serum samples from as many healthy blood platelet donors tested negative for GM. Of 2,172 consecutive patient samples, 243 (11%) tested positive. The distribution of underlying disorders and results for all patient groups are detailed in Table 1. A total of 1,186 samples were obtained from 133 episodes in group IV (mean, 9 serum samples/episode). Of these, sera from 121 episodes (91%) tested consistently negative; in the remaining 12 episodes, 39 of 210 sequential sera tested positive. However, in eight episodes, positivity was limited to a single sample out of 49, 31, 20, 11, 11, 7, 7, and 9 assays, respectively, not exceeding an OD value of 1.7. Multiple consecutive positive results were found in four cases, with 12 positive sera out of 17 assays, 3 of 6, 7 of 30, and 9 of 12, respectively. One of these patients had been treated for probable Aspergillus pneumonia several months before. An inverse relation between serum positivity, granulocyte recovery, and increased antifungal therapy was noted in all four cases.
Considering the definition of a true-positive sample (i.e., confirmation with a second test), the positivity rate in this control group equalled 3% (31 sera, or four episodes). A total of 276 sera were analyzed from 27 episodes in group I (mean, 10 sera/episode); 60% of the serially analyzed samples tested positive in the ELISA (ranging from 1 of 2 to 20 of 20 tested sera). However, two patients remained consistently negative in five and nine assays, respectively. In the remaining 25 cases, sequential sera tested after the first positive result remained consistently positive; transient or alternating positivity was not observed. Antigenemia was positive before clinical suspicion of IA (median, 6 days before) in 18 patients (66%). Details of the patients are given in Table 2.
|
Autopsy-verified cases.
Both histology and culture results
from tissue specimens obtained by autopsy were available for a group of
71 patients (27 from group I and 44 from group III); this subpopulation
was analyzed separately. A total of 619 sera (mean, 8.7 sera/episode)
were obtained. Two patients with proven IA, screened with 14 samples, were found to be consistently GM negative and were labelled as false
negative. A total of 185 sera tested positive, of which 17 samples were
considered false positive for two autopsy- and culture-negative
patients. However, for at least one patient, the clinical picture and
the gradual increase in GM titer (maximal OD, 6.0), followed by a
progressive decline to undetectable values (11 of 13 sera) after
neutrophil recovery and antifungal therapy, makes the diagnosis of IA
highly suspect. The absence of fungal invasion on autopsy and the
normalization of ELISA values 2 weeks prior to autopsy might represent
a complete cure of IA. Based on the results for this completely
verified subgroup, the sensitivity and specificity of serial GM
monitoring were 92.6 and 95.4%, respectively. The positive predictive
value of the test was 92.6% (25 of 27), the negative predictive value
was 95.4% (42 of 44), and the efficiency was 94% (67 of 71) (Table
3).
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| |
DISCUSSION |
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Diagnosing invasive aspergillosis in immunocompromised hosts
remains problematic. Cultures may require days or weeks to grow, while
the histopathological examination of tissue specimens obtained by
invasive procedures
still considered the "gold standard"
is often
precluded by profound cytopenia. Theoretically, these drawbacks could
be overcome by measuring fungal antigens or metabolites as surrogate
markers for invasive infection. In this prospective study, we have
assessed the value of serial screening for circulating GM in the
diagnosis of IA in hematological patients, using a standardized, commercially available sandwich ELISA technique. In contrast to previous surveillance studies that used clinical, radiological, and/or
microbiological criteria for disease classification or that relied on a
negative control group without histological verification (13, 15,
19, 24), this analysis implemented gold standard criteria for
proven IA (defined by histology and culture from the same tissue site).
In addition, we verified a series of consistently negative test results
in clinically highly suspect patients by autopsy and culture. A
subgroup of 71 patients in which Aspergillus infections were
discriminated from other etiologies was identified for determining
major statistical endpoints. By using a cutoff OD value of 1 and after
confirming a first positive sample by a second one, this ELISA proved
to be a highly sensitive and specific diagnostic tool.
A sensitivity value of 92.6% agrees with earlier results obtained by Stynen et al. and Verweij et al. (90%) (17, 24) and is considerably better than the 76% reported by Sulahian et al. for confirmed aspergillosis and 82.5% when probable and confirmed IA are considered together (19). The higher proportion of false-negative results in the French study compared to our results (4.5%) may be due to the use of more stringent definitions in our study. Although Aspergillus sp. was cultured from all of their patients, the absence of histological confirmation does not allow discrimination between invasive disease and colonization. In the latter, GM detection will remain negative (15). By analyzing our six cases of probable IA as (unverified) definite cases of IA, the sensitivity would indeed decrease to 82%. This underlines once more the importance of uniform and widely approved case definitions of IA for the evaluation of new diagnostic and therapeutic tools. However, truly false-negative sera, resulting from limited angioinvasion, high antibody titers, or low-level release of GM by the fungus, have been documented (24), although they did not exceed 5% in our series. Furthermore, as evidenced in animal models, the prophylactic or preemptive use of amphotericin B may suppress the expression of GM (7), a phenomenon that appears to be due to reduced mycelial growth (15). Whether itraconazole prophylaxis might result in a similar effect remains to be examined.
Others have reported that the improved sensitivity of the sandwich ELISA was associated with the occurrence of false-positive results, reducing the specificity to 81 to 82% in two prospective studies (13, 19) and 84% in a retrospective study, at least when a positive result was defined as two consecutive positive sera (24). In our series, we found a false-positive rate of 7.4% and a specificity of 95.4%. The false-positive figure of approximately 8%, also reported by others (17, 24), contrasts with the approximately 3% observed positivity in group III and IV patients. Whether this figure really represents the false-positive fraction is difficult to determine in the absence of histological evidence. However, the obtained value of 7.4% may be overestimated, since it includes 11 positive sera from a patient who demonstrated a protracted rise during prolonged febrile neutropenia, followed by a gradual decline after hematopoietic recovery and antifungal therapy, suggesting an (occult) Aspergillus infection (20). Moreover, GM detection became negative several weeks prior to autopsy. Since circulating GM correlates with the extent of tissue burden (17) and seems to correspond to clinical response (22), autopsy may have failed to reveal a recent Aspergillus infection.
The nature of these persistent false-positive reactions remains undetermined. Cross-reactivity with transfused blood products or antiglobulin sera has not been observed (19). It remains an open question whether this positivity results from subclinical aspergillosis, intestinal fungal colonization, or cross-reactivity with an unidentified serum compound. Earlier reports have indicated cyclophosphamide as a potential inducer of false-positive reactions (8); however, none of our patients receiving cyclophosphamide tested positive (data not shown). Cross-reactivity was also not observed in cases of proven mucormycosis, disseminated fusariosis, or invasive candidiasis. These data are consistent with recent in vitro findings (20). Although Penicillium sp. was cultured from a lung specimen and cross-reactivity has been demonstrated, GM detection was consistently negative; however, in our case the fungus should probably be considered a contaminant given the negative histopathology (11, 18). Since intestinal Aspergillus colonization might result in false-positive GM levels, we routinely performed stool surveillance cultures on Chromagar; no fungal pathogens other than Candida sp. were identified. In accordance with previous authors, we further confirm that most persistent positive reactions occur within the first month posttransplant or within the first 2 weeks after cytoreductive therapy (22), which happens to be the period of maximal mucosal damage. The passage of dietary GM into the blood circulation via these lesions of the gastrointestinal tract has been hypothesized by some investigators (2, 12), while others thought that cross-reactivity with exoantigens from bacteria or yeast was responsible for the false positivity within this period. Recently, an abnormally high percentage of false-positive reactions (15%) was demonstrated in sera from bacteremic or fungemic patients without evident concurrent aspergillosis (20), although no cross-reactivity with cultured pathogens was observed. Using a similar group of 99 patients with bloodstream infections, we found less than 1% reactivity after exclusion of all patients with proven invasive aspergillosis (data not shown). The large discrepancy between the analyses may result from a major difference in sample size. This results in a specificity of 99.5% in non-Aspergillus bloodstream infections, similar to an earlier report of 98.7% (19). As such, this assay offers an additional benefit in polymicrobial situations, when a concomitant Aspergillus infection can be obscured by bacterial infections. However, the nature of the serum compound(s) that results in false-positive reactions needs to be further clarified. It should be noted that isolated positive samples, composing 0.45% of all tested samples in our series, are inconclusive and may also result from laboratory contamination.
The high positive (92%) and particularly excellent negative (95.4%) predictive values may affect the clinical approach to febrile immunocompromised patients, especially when these tests are substantiated by CT findings (23). On the one hand, confirmed positive test results may stimulate physicians to initiate maximal antifungal coverage, even before the appearance of clinical signs (preemptive) (19, 22) or to switch to new antifungal drugs, new preparations, or adjunctive measures. On the other hand, persistently negative test results should convince clinicians to look for alternative etiologies of neutropenic fever or unexplained lung infiltrates, with the aim of preventing the indiscriminate and liberal use of antifungals. As evidenced by a recent strategy analysis, the likelihood of withholding therapy incorrectly based on GM detection and imaging studies appears to be very low (16). A minor drawback for clinical monitoring, however, remains the species specificity of the assay; non-Aspergillus fungal pathogens are not covered by the test.
In conclusion, these prospective data confirm the diagnostic utility of serial GM screening by sandwich ELISA for the diagnosis of IA in patients with underlying hematological disorders. However, a positive assay should always be confirmed to exclude isolated positive results and, whenever possible, should be substantiated by additional radiological and/or microbiological examinations. How antigenemia corresponds in time with clinical and radiological findings and what its value is in therapeutic monitoring remains to be established in prospective trials.
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FOOTNOTES |
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* Corresponding author. Mailing address: Department of Haematology, University Hospital Gasthuisberg, Herestraat 49, B-3000 Leuven, Belgium. Phone: 32 16 346880. Fax: 32 16 346881. E-mail: marc.boogaerts{at}uz.kuleuven.ac.be.
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