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Journal of Clinical Microbiology, December 2000, p. 4548-4553, Vol. 38, No. 12
0095-1137/00/$04.00+0
Copyright © 2000, American Society for Microbiology. All rights reserved.
Genetic Relatedness within Serotypes of
Penicillin-Susceptible Streptococcus pneumoniae
Isolates
Karin
Overweg,1
Debby
Bogaert,1
Marcel
Sluijter,1
Janet
Yother,2
Jacob
Dankert,3
Ronald
de
Groot,1 and
Peter W. M.
Hermans1,*
Department of Pediatrics, Sophia Children's Hospital,
Erasmus University Rotterdam, Rotterdam,1 and
Department of Medical Microbiology, University of Amsterdam,
Amsterdam,3 The Netherlands, and Department of
Microbiology, University of Alabama at Birmingham, Birmingham,
Alabama2
Received 17 July 2000/Returned for modification 14 August
2000/Accepted 19 September 2000
 |
ABSTRACT |
The molecular epidemiological characteristics of all
Streptococcus pneumoniae strains isolated in a nationwide
manner from patients with meningitis in The Netherlands in 1994 were
investigated. Restriction fragment end labeling analysis demonstrated
52% genetic clustering among these penicillin-susceptible strains, a
value substantially lower than the percentage of clustering among Dutch penicillin-nonsusceptible strains. Different serotypes were found within 8 of the 28 genetic clusters, suggesting that horizontal transfer of capsular genes is common among penicillin-susceptible strains. The degree of genetic clustering was much higher among serotype 3, 7F, 9V, and 14 isolates than among isolates of other serotypes, i.e., 6A, 6B, 18C, 19F, and 23F. We further studied the
molecular epidemiological characteristics of pneumococci of serotype 3, which is considered the most virulent serotype and which is commonly
associated with invasive disease in adults. Fifty epidemiologically
unrelated penicillin-susceptible serotype 3 invasive isolates
originating from the United States (n = 27), Thailand (n = 9), The Netherlands
(n = 8), and Denmark (n = 6) were
analyzed. The vast majority of the serotype 3 isolates (74%) belonged
to two genetically distinct clades that were observed in the United
States, Denmark, and The Netherlands. These data indicate that two
serotype 3 clones have been independently disseminated in an
international manner. Seven serotype 3 isolates were less than 85%
genetically related to the other serotype 3 isolates. Our observations
suggest that the latter isolates originated from horizontal transfer of
the capsular type 3 gene locus to other pneumococcal genotypes. In
conclusion, epidemiologically unrelated serotype 3 isolates were
genetically more related than those of other serotypes. This
observation suggests that serotype 3 has evolved only recently or has
remained unchanged over long periods.
 |
INTRODUCTION |
Streptococcus pneumoniae
continues to be a common cause of serious and life-threatening
infections, such as pneumonia, bacteremia, and meningitis, in both
adults and children (1). Pneumococci can be classified
according to differences in capsular polysaccharide structure. As many
as 90 different capsular types can be distinguished by serotyping
(10). The distribution of serotypes varies in different
populations and different geographic areas, and certain pneumococcal
serotypes are known to be more virulent than others (24,
28). Pneumococcal serotype 3 isolates are considered to represent
the most virulent serotype. These isolates are often responsible for
invasive disease (17, 20), particularly in adults (15,
19). Bacteremia caused by this organism is considered to have the
highest mortality rate compared to that caused by other serotypes
(15, 20). To date, the frequency of penicillin resistance
among serotype 3 isolates has remained low (16).
Serotyping as a tool for epidemiological studies has several
disadvantages. S. pneumoniae is a naturally transformable
species, and frequent exchange of capsular genes occurs (2-4, 13,
23). In addition, serotyping determines the variation in a single
genetic locus, i.e., the cps locus. Therefore, several other
typing methods have been developed to assist with the
identification of relatedness between strains and their cellular
structures. These methods include multilocus enzyme electrophoresis
(9), penicillin-binding protein (PBP) profile analysis
(21, 22), pneumococcal surface protein A typing
(22), and DNA fingerprint methods, such as pulsed-field gel
electrophoresis, multilocus sequence typing (MLST) (7), ribotyping, restriction fragment end labeling (RFEL) analysis, BOX PCR
fingerprinting, and DNA fingerprinting of the PBP genes (14,
32). RFEL analysis provides a high degree of discriminatory power, and RFEL profiles are reproducible and suitable for computerized comparisons (14). In addition, RFEL analysis provides a DNA fingerprint that represents multiple loci in the pneumococcal genome.
This technique is routinely used in our laboratory to generate a data
library of pneumococcal DNA fingerprints. In this study, we
investigated the molecular epidemiological characteristics of S. pneumoniae strains isolated in a nationwide manner from patients
with meningitis in The Netherlands in 1994. The genetic relatedness
within pneumococcal serotypes was determined. In addition, we studied
the molecular epidemiological characteristics of epidemiologically unrelated serotype 3 pneumococci from four distinct countries. The
isolates were characterized by serotyping, RFEL analysis, and PBP genotyping.
 |
MATERIALS AND METHODS |
Bacterial isolates.
We studied a collection of S. pneumoniae strains (n = 153) isolated from Dutch
patients suffering from meningitis in The Netherlands in 1994. These
strains were collected by the National Reference Center for Bacterial
Meningitis in a nationwide manner and represent all pneumococcal
meningitis isolates collected in a 1-year period. In addition, these
strains were penicillin susceptible and were presumed to be
epidemiologically unrelated. In addition, 42 penicillin-susceptible invasive serotype 3 pneumococci were isolated from patients in the
United States (n = 27), Thailand (n = 9), and Denmark (n = 6). The latter strains were
also presumed to be epidemiologically unrelated, since they were
isolated from various geographic regions within these countries and at
different times ranging from 1960 to 1962 and from 1992 to 1998 (Table
1).
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TABLE 1.
Geographic origins of and isolation dates for 50 penicillin-susceptible serotype 3 pneumococcal isolates
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Serotyping.
Pneumococci were serotyped on the basis of
capsular swelling (Quellung reaction) observed microscopically after
suspension in antisera prepared at Statens Seruminstitut, Copenhagen,
Denmark (8).
RFEL analysis.
Typing of pneumococcal strains by RFEL
analysis was performed as described by van Steenbergen et al.
(33) and adapted by Hermans et al. (14). Briefly,
purified pneumococcal DNA was digested with restriction enzyme
EcoRI. The DNA restriction fragments were end labeled at
72°C with [
-32P]dATP by using Taq DNA
polymerase (Goldstar; Eurogentec, Seraing, Belgium). The radiolabeled
fragments were denatured and separated electrophoretically on a 6%
polyacrylamide sequencing gel containing 8 M urea. The gel was
transferred to filter paper, vacuum dried (HBI, Saddle Brook, N.Y.),
and exposed to ECL Hyperfilms (Amersham, Little Chalfont, Bucks, United Kingdom).
PBP genotyping.
Genetic polymorphisms of the penicillin
resistance genes pbpla, pbp2b, and
pbp2x were investigated by restriction fragment length
polymorphism analysis. PCR amplification of the PBP-encoding genes was
performed with a 50-µl PCR buffer system containing 75 mM Tris-HCl
(pH 9.0), 20 mM (NH4)2SO4, 0.01%
(wt/vol) Tween 20, 1.5 mM MgCl2, 0.2 mM each
deoxynucleoside triphosphate, 10 pmol of each primer, 0.5 U of
Taq DNA polymerase (Goldstar), and 10 ng of purified
chromosomal DNA. Cycling was performed with a PTC-100 programmable
thermal controller (MJ Research, Watertown, Mass.) and consisted of the
following steps: predenaturation at 94°C for 1 min; 30 cycles of 1 min at 94°C, 1 min at 52°C, and 2 min at 72°C; and final
extension at 72°C for 3 min. The primers used to amplify the genes
pbp1a, pbp2b, and pbp2x were described previously (3, 6, 21). The amplification products (5 µl) were digested with restriction endonuclease HinfI and
separated by electrophoresis in 2.5% agarose gels (27).
Gels were scanned and printed with a Geldoc 2000 system (Biorad,
Veenendaal, The Netherlands). The different PBP genotypes are
represented by a three-number code (e.g., 06-14-43), referring to the
restriction fragment length polymorphism patterns of the genes
pbp1a (pattern 6), pbp2b (pattern 14), and
pbp2x (pattern 43), respectively.
Computer-assisted analysis of the DNA banding patterns.
The
RFEL types were analyzed with the Windows version of Gelcompar
software, version 4 (Applied Maths, Kortrijk, Belgium), after imaging
of the RFEL autoradiograms with Image Master DTS (Pharmacia Biotech,
Uppsala, Sweden). DNA fragments in the molecular size range of 160 to
400 bp were documented. The DNA banding patterns were normalized with
pneumococcus-specific bands present in the RFEL banding patterns of all
strains. Comparison of the banding patterns was performed by the
unweighted pair-group method with arithmetic averages (26)
and with the Jaccard similarity coefficient applied to peaks
(31). Computer-assisted analysis and the methods and
algorithms used in this study were in accordance with the instructions
of the manufacturer of Gelcompar. A tolerance of 1.2% in band
positions was applied during comparison of the DNA patterns.
For evaluation of the genetic relatedness of the strains, we used the
following definitions: (i) strains of a particular RFEL type are 100%
identical on the basis of RFEL analysis, (ii) an RFEL cluster
represents a group of RFEL types that differs by only one band
(approximately
95% genetic relatedness), and (iii) an RFEL clade
represents a group of RFEL types that differs by less than four bands
(approximately
85% genetic relatedness). The genetic heterogeneity
is defined as the number of RFEL clades representing one or more
strains divided by the total number of strains.
 |
RESULTS |
Epidemiology of invasive pneumococcal isolates in The
Netherlands.
The epidemiology of S. pneumoniae strains
isolated in a nationwide manner from patients with meningitis in 1994 in The Netherlands was investigated. These strains (n = 153) were all found to be penicillin susceptible and were analyzed
by serotyping, PBP typing, and RFEL typing. The results are shown in
Fig. 1
and Table
2. The invasive isolates represented 31 serotypes: 1 (n = 3), 3 (n = 8), 4 (n = 3), 5 (n = 2), 6A (n = 7), 6B (n = 15), 7F (n = 7), 8 (n = 4), 9N (n = 4), 9V (n = 7), 10F (n = 2), 10A (n = 4), 11A (n = 2), 14 (n = 12), 15A (n = 1), 15C (n = 2), 16F (n = 2),
18F (n = 1), 18B (n = 2), 18C
(n= 12), 19F (n = 18), 19A (n = 2), 22F (n = 1), 23F (n = 16), 23A
(n = 1), 23B (n = 2), 24F (n = 3), 32A (n = 1), 33F (n = 5), 34 (n = 1), and 38 (n = 3).

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FIG. 1.
Genetic relatedness of 153 penicillin-susceptible
invasive pneumococcal isolates, based on the RFEL banding patterns of
the isolates. The country code (NL, The Netherlands), strain codes,
RFEL types, and serotypes are depicted. Codes I to XI refer to genetic
clades of pneumococcal strains; genetic clusters are indicated by a
grey box in the dendrogram (for definitions, see Materials and
Methods).
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TABLE 2.
PBP genotypes of the 153 S. pneumoniae strains
isolated from patients with meningitis in 1994 in The Netherlands
|
|
Seven distinct PBP genotypes displaying variations in the RFLP
patterns of pbp2x only were observed. The PBP types
02-02-03, 02-02-71, and 02-02-02 occurred most frequently. In addition, all serotype 8 strains displayed PBP genotype 02-02-14, both serotype 5 strains displayed PBP genotype 02-02-15, and the single serotype 32A
strain displayed PBP genotype 02-02-16. Finally, 3 of the 18 19F
strains displayed PBP genotype 02-02-05 (Table 2).
RFEL analysis divided the 153 strains into 116 distinct RFEL types.
These RFEL types represented 28 genetic clusters, i.e., strains showing
over 95% genetic relatedness, and 73 RFEL types that were less than
95% related to other strains. RFEL clusters were represented by 80 strains (52%). The cluster size varied from two (19 clusters) to nine
(2 clusters) strains. In addition, four clusters of three strains and
three clusters of four strains were observed. RFEL types 28 (genetic
clade II) and 101 (genetic clade III) were the most predominant types.
They were each represented by nine isolates. Within genetic clusters,
different serotypes were observed. Eight of the 28 RFEL clusters
displayed two or more serotypes (Table
3). The strain collection could be
divided into 25 genetic clades, i.e., strains with more than 85% RFEL homology. The genetic clades varied in size from 2 to 23 strains (Fig.
1). Comparison of penicillin-susceptible invasive strains with
penicillin-nonsusceptible strains representing 193 distinct RFEL types
present in the international data library and representing 16 countries
(13) revealed no overlap in RFEL types between penicillin-susceptible strains and penicillin-non-susceptible strains.
Genetic relatedness within serotypes in The Netherlands.
The
genetic relatedness of strains within the nine most predominant
serotypes present in the collection was investigated. All strains of
serotype 7F (n = 7) belonged to clade IX, and all strains of serotype 9V (n = 7) belonged to clade VII.
Strains of serotype 3 (n = 8) belonged to two distinct
genetic clades, I and VIII. Strains of serotype 14 (n = 12) represented three distinct genetic clades, III, X, and XI.
Strains of serotypes 6B, 18C, and 23F were genetically more
heterogeneous. However, most strains of serotypes 6B, 18C, and 23F
belonged to one clade. Eight of the 15 serotype 6B strains belonged to
clade V, 9 of the 12 serotype 18C strains belonged to clade III, and 7 of the 16 serotype 23F strains belonged to clade IV. Strains with
serotypes 6A and 19F displayed the most heterogeneity in this
collection of S. pneumoniae strains, as 7 serotype 6A
strains were represented by 4 genetic clades and 18 serotype 19F
strains were represented by 11 genetic clades (Fig. 1).
Genetic relatedness within serotype 3 isolates of distinct
geographic origins.
We investigated the molecular epidemiology of
serotype 3 strains from The Netherlands (n = 8) and
three additional countries: the United States (n = 27),
Thailand (n = 9), and Denmark (n = 6). These
50 epidemiologically unrelated serotype 3 strains were characterized by
RFEL analysis. Four distinct RFEL clades and seven RFEL types that were
less than 85% related to other serotype 3 strains were observed among
these strains (Fig. 2). The most predominant RFEL clade, I, represented 29 serotype 3 strains (58%). This RFEL clade was represented by 22 isolates from the United States,
2 isolates from Denmark, and 5 isolates from The Netherlands. RFEL
cluster VIII was represented by eight strains (16%)
two American, three Danish, and three Dutch strains. RFEL clade XII was represented by four Thai isolates. In addition, two Thai isolates formed a Thai-specific clade. Thus, 43 strains shared RFEL types with at least
one other strain (86%). Seven serotype 3 strains with RFEL types 296, 295, 165, 105, 289, 76, and 242 did not match the four genetic clades,
and six of them did not match any of the 153 Dutch invasive strains
representing 116 RFEL types and 31 serotypes. In contrast, the serotype
3 strain with RFEL type 105 was genetically related (90.9%) to a
serotype 19F strain representing RFEL type 352.

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FIG. 2.
Genetic relatedness of 50 penicillin-susceptible
pneumococcal serotype 3 isolates, based on the RFEL banding patterns of
the isolates. RFEL types are depicted. Codes I, VIII, XII, and XXVII
refer to genetic clades of pneumococcal strains; genetic clusters are
indicated by a grey box in the dendrogram (for definitions, see
Materials and Methods). Bars represent the number of isolates per RFEL
type.
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|
The serotype 3 collection was also analyzed by PBP typing. PBP
genotype 02-02-71 was invariably observed in the strains from the
United States, Denmark, and The Netherlands. The Thai strains displayed
three distinct PBP genotypes: 02-02-03 (n = 5),
02-02-71 (n = 3), and 09-02-71 (n = 1) (Table 1).
 |
DISCUSSION |
Few studies have documented genotype analyses of
penicillin-susceptible strains (12, 29) and of
serotype-specific strains (9, 18). We investigated the
epidemiological characteristics of 153 penicillin-susceptible S. pneumoniae strains isolated from patients with meningitis in The
Netherlands in 1994. The isolates represented 31 serotypes. The most
predominant serotypes were 19F, 23F, 6B, 18C, 14, 3, 6A, 7F, and 9V.
Various investigators have reported the occurrence of horizontal
transfer of capsular genes (2, 11-13). In Dutch
penicillin-susceptible isolates, horizontal transfer of capsular genes
has occurred frequently. A high frequency of capsular exchange has been
reported in molecular epidemiological studies of penicillin-resistant
isolates from many countries (12, 13). This is the first
study suggesting the frequent occurrence of horizontal transfer of
capsular genes among penicillin-susceptible isolates.
RFEL analysis revealed that 52% of the strains belonged to
genetic clusters. The amount of genetic clustering was
substantially lower among the penicillin-susceptible isolates than
among the penicillin-nonsusceptible isolates in other studies (2,
5, 11-13, 25). A comparison of the penicillin-susceptible
invasive isolates studied here with 193 penicillin-nonsusceptible
strains representing 193 distinct RFEL types in the international data library and representing 16 countries revealed no overlap (12, 13).
The PBP genotypes 02-02-03, 02-02-71, and 02-02-02 were found
most frequently. This observation corresponds with the PBP typing results for penicillin-susceptible pediatric carriage isolates in the
U.S. population (30). Interestingly, four additional PBP
genotypes (02-02-14, 02-02-15, 02-02-16, and 02-02-05) were identified for serotypes 8, 5, 32A, and 19F, respectively. The serotype
specificity of the latter PBP genotypes suggests a divergence of the
PBP genotypes before the origin of the capsular types 8, 5, 32A, and 19F.
The genetic relatedness within the specific pneumococcal serotypes was
highly variable. RFEL genotypes of serotype 6A and 19F strains
displayed high levels of heterogeneity; i.e., strains of these
serotypes represented many RFEL types that belonged to many genetic
clusters and genetic clades. In contrast, the RFEL genotypes of
serotype 7F, 9V, 14, and 3 strains were found to be genetically
related. Interestingly and consistent with our observations, Canadian
penicillin-susceptible isolates of serotypes 3 and 7F were also more
genetically related than isolates of other serotypes (18).
Moreover, invasive penicillin-susceptible serotype 3 isolates from the
United Kingdom also tended to be more closely related to each other
than to isolates of other serotypes (9).
We focused on the molecular epidemiological characteristics of
epidemiologically unrelated serotype 3 pneumococci and extended our
serotype 3 collection with isolates from the United States, Thailand,
and Denmark. RFEL analysis demonstrated that serotype 3 strains
isolated in these countries displayed a strong degree of genetic
relatedness: the vast majority of the strains represented two distinct
RFEL clades. Furthermore, both genetic clades harbored isolates from
three countries: the United States, Denmark, and The Netherlands. These
observations indicate that two serotype 3 clones have been disseminated
internationally. In addition, six Thai serotype 3 isolates belonged to
two RFEL clades (clades XII and XXVII). The data suggest strong genetic
homogeneity within the serotype 3 pneumococci and support the
observations for Canada and the United Kingdom (9, 18).
Interestingly, the Canadian serotype 3 strains displayed two distinct
genotypes, and the majority of the epidemiologically nonrelated
serotype 3 strains from the United Kingdom displayed two genotypes.
Moreover, MLST analysis of serotype 3 strains isolated in six countries
identified two major genetic clusters (M. C. Enright and B. G. Spratt, http://mlst.zoo.ox.ac.uk). Since the strains have been
characterized by distinct typing methods, i.e., pulsed-field gel
electrophoresis, multilocus enzyme electrophoresis, MLST, and RFEL
analysis, and since there is no overlap in the characterized strains,
the genetic relatedness between the latter serotype 3 strains and the
strains characterized in this study is currently unknown. The remaining
six serotype 3 RFEL types each occurred once in our collection. Our
observations suggest that these latter strains have been derived from
horizontal transfer of the capsular type 3 gene locus to other
pneumococcal genotypes.
PBP genotyping of the serotype 3 strains demonstrated limited variation
in the pbp1a, pbp2b, and pbp2x genes.
All serotype 3 strains from the United States, Denmark, and The
Netherlands displayed PBP genotype 02-02-71. However, variation was
demonstrated in the Thai serotype 3 isolates. PBP type 09-02-71 was
represented by a single Thai isolate. This PBP type was also specific
for the penicillin-susceptible phenotype, as there was no overlap with
penicillin-nonsusceptible isolates from 16 countries (13).
In conclusion, pneumococcal strains belonging to serotype 3 display
limited genetic heterogeneity despite the lack of epidemiological relatedness. We hypothesize that this serotype has recently evolved or
has remained unchanged for a prolonged period. The few serotype 3 isolates not belonging to the main clusters are presumably derived from
horizontal transfer of capsular genes.
 |
ACKNOWLEDGMENTS |
We thank Jay Butler (Centers for Disease Control and Prevention,
Atlanta, Ga.), Gregory C. Gray (Emerging Illness Division, Naval Health
Research Center, San Diego, Calif.), Jørgen Henrichsen (Statens Serum
Institute, Copenhagen, Denmark), Surang Dejsirilert (National Institute
of Health, Department of Medical Sciences, Ministry of Public Health,
Nonthaburi, Thailand), and Lodewijk Spanjaard (Department of Medical
Microbiology, University of Amsterdam, Amsterdam, The Netherlands) for
providing us with pneumococcal isolates.
The study was sponsored by the Sophia Foundation for Medical Research,
Rotterdam, The Netherlands (grants 183, 217, and 268), the NWO (grant
SGO-inf. 005), and Public Health Service grant AI28457 from the
National Institutes of Health, Bethesda, Md.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Laboratory of
Pediatrics/Room Ee 1500, Erasmus University Rotterdam, P.O. Box 1738, 3000 DR Rotterdam, The Netherlands. Phone: 31-10-4088224. Fax: 31-10-4089486. E-mail: hermans{at}kgk.fgg.eur.nl.
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Journal of Clinical Microbiology, December 2000, p. 4548-4553, Vol. 38, No. 12
0095-1137/00/$04.00+0
Copyright © 2000, American Society for Microbiology. All rights reserved.
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