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Journal of Clinical Microbiology, August 2000, p. 2975-2981, Vol. 38, No. 8
0095-1137/00/$04.00+0
Copyright © 2000, American Society for Microbiology. All rights reserved.
Molecular Epidemiology of an Outbreak of Fulminant
Hepatitis B
Nicola
Petrosillo,1,*
Giuseppe
Ippolito,1
Laura
Solforosi,2
Pietro E.
Varaldo,2
Massimo
Clementi,3 and
Aldo
Manzin2
Centro di Riferimento AIDS e Servizio di
Epidemiologia delle Malattie Infettive, IRCCS "L. Spallanzani,"
Rome,1 Istituto di Microbiologia,
University of Ancona,2 and
Dipartimento Scienze Biomediche, University of
Trieste,3 Italy
Received 1 March 2000/Returned for modification 8 April
2000/Accepted 21 April 2000
 |
ABSTRACT |
A nosocomial outbreak of hepatitis B occurred among the inpatients
of a hematology unit. Nine of the 11 infected patients died from
fulminant hepatitis. An investigation was conducted to identify the
source of infection and the route of transmission. Two
clusters of nosocomial hepatitis B were identified. The hepatitis B
virus (HBV) genome from serum samples of all case patients, of one
HBsAg-positive patient with acute reactivation of the infection, and of
eight acutely infected, unrelated cases was identified by PCR
amplification of viral DNA and was entirely sequenced. Transmission was
probably associated with breaks in infection control practices, which
occurred as single events from common sources or through a
patient-to-patient route, likely the result of shared medications or
supplies. Sequence analysis evidenced close homology among the strains
from the case patients and that from the patient with reactivation, who
was the likely source of infection. Molecular analysis of viral
isolates evidenced an accumulation of mutations in the core
promoter/precore region, as well as several nucleotide substitutions
throughout the genome. The sequences of all patients were compared with
published sequences from fulminant and nonfulminant HBV infections.
 |
INTRODUCTION |
The spectrum of liver injuries
caused by hepatitis B virus (HBV) ranges from self-limited acute
infection to chronic hepatitis, cirrhosis, and hepatocarcinoma.
Fulminant hepatitis B (FHB) is uncommon, occurring in about 1% of
patients with acute hepatitis (26). In the health care
setting, HBV infection remains a serious problem. Patient-to-patient
transmission is well recognized (2, 13, 16) and is more
frequent than either health care worker-to-patient (14, 43)
or patient-to-health care worker transmission (12). Infection control measures, including segregation of HBsAg-positive dialysis patients (3) and vaccination (23), have
effectively reduced nosocomial HBV acquisition. However, in the
hematologic setting specific risk factors, including the high frequency
of percutaneous procedures and the presence of intravenous lines, may
facilitate the spread of blood-borne pathogens (1). Indeed, several cases of reactivation of HBV infection and/or de novo fulminant
hepatitis following withdrawal of immunosuppressive therapy for
hematologic and oncologic diseases have been described (9, 22, 30,
37, 45).
The pathogenesis of FHB remains unclear, though both viral and host
factors are believed to play an important role (7, 21, 24, 28, 33,
39). In this study, we describe an outbreak of HBV infection that
occurred between December 1997 and February 1998 among the patients of
a hematology unit (San Salvatore Hospital, Pesaro, Italy), leading to a
fatal course in 9 of the 11 cases. We conducted an investigation to
identify the source of infection and the route of transmission.
Molecular characterization of HBV genomes was conducted through
sequence analysis of the entire viral genome isolated from all case
patients and the putative source case. We also compared the isolates
described in this study with published nucleotide and amino acid
sequences from patients with fulminant and nonfulminant type B hepatitis.
 |
MATERIALS AND METHODS |
Patients.
At the end of January 1998, the medical records of
all inpatients of the hematology ward from August 1997 to January 1998 were reviewed and the patients were traced to collect information on
demographic characteristics, HBV serological status, the presence of a
vascular catheter, intravenous and subcutaneous administration of
drugs, capillary blood drawing, apheresis, receipt of blood products,
bone marrow biopsy and/or transplant, and clinical condition. All the
patients who had been present in the ward during the above-mentioned period and were HBV susceptible, of unknown HBV serostatus, or HBsAg
positive during hospitalization were asked to give monthly blood
samples for HBV serology free of charge for a 6-month period.
The hematology unit's infection control practices were assessed by
interviewing unit personnel, observing their practices, and examining equipment.
Laboratory methods.
HBsAg, antibodies to hepatitis B surface
antigen (anti-HBs), hepatitis B e antigen (HBeAg), anti-HBe, anti-HBc
(immunoglobulin G [IgG] and IgM), and anti-HAV (IgG and IgM) were
detected by microparticle enzyme immunoassay (Abbott Laboratories,
North Chicago, Ill.). Anti-HCV antibodies were detected by enzyme
immunoassay (EIA) (EIA-HCV 3.0, Ortho Diagnostic System, Raritan,
N.J.); anti-HDV antibodies (IgG and IgM) and HDVAg were detected by EIA
(Sorin Biomedica, Saluggia, Italy); and anti-human immunodeficiency
virus types 1 and 2 (HIV-1 and -2) antibodies were detected by EIA
capture 3.0 (Sanofi Diagnostics Pasteur, Marnes-Le-Coquette, France). Cytomegalovirus (CMV) and Epstein-Barr virus (EBV) antibodies were also
sought by commercially available EIA kits with recombinant antigens
(Wampole Laboratories, Dist., Cranbury, N.J.; Diamedix Corp., Miami,
Fla.). An amplified solution hybridization assay (Digene hybrid capture
system; Digene, Gaithersburg, Md.) was used for semiquantitative
detection of HBV DNA in serum.
Molecular analysis was carried out on samples collected from case
patients at the onset of clinical symptoms and (when available) at
different time points during hospitalization. Serum or plasma samples
(50 µl) collected from HBsAg-positive subjects were digested with
proteinase K for 2 h at 65°C; HBV DNA was extracted with phenol-chloroform solution and alcohol precipitation. For DNA amplification by PCR, seven overlapping oligonucleotides spanning the
whole HBV genome (Table 1) were
synthesized using phosphoramidite chemistry in a Beckman DNA
synthesizer (Oligo 1000; Beckman Instruments Inc., Fullerton, Calif.).
Amplification reactions were carried out in an automated thermal cycler
(model 9600; Perkin-Elmer Cetus, Norwalk, Conn.). Amplified products
were purified and sequenced using fluorescence-labeled
dideoxynucleotides with an automated sequencer (model 373A;
Perkin-Elmer, Norwalk, Conn.), using the dyedeoxy terminator cycle
sequencing system with ampli-Taq polymerase FS. Both plus
and minus strands were sequenced using sense and antisense
oligonucleotides as bidirectional sequencing primers. Amplified
products from samples of the putative source case and case patients
were also ligated to the pCR-Script SK(+) plasmid vector (Stratagene,
La Jolla, Calif.) and transformed to competent E. coli
cells. Plasmid DNA from single transformant colonies (10 to 20) was
extracted and purified from overnight-cultured minipreps using the
Wizard DNA purification system (Promega, Madison, Wis.).
The complete HBV nucleotide sequences were edited and assembled using
the Sequence Navigator program included in the ABI373 software package.
Multiple nucleotide and amino acid sequences were aligned using the
Megalign program (DNAstar Inc., Madison, Wis.), and a pairwise matrix
of evolutionary distances of nucleotide sequences was generated using
DNADIST (Kimura's two-parameters method), which is included in version
3.572 of the PHYLIP package (3.5 edition; Department of Genetics,
University of Washington, Seattle, Wash.).
Other assays.
Specific sequences of HCV, hepatitis G virus
(HGV/GBV-C), and the newly described transfusion-transmitted virus
(TTV) were also sought by reverse transcriptase PCR and hemi-nested PCR
techniques, using primers from the 5'-untranslated region of HCV, the
NS3/helicase region of HGV, and the putative ORF-1 region of TTV,
respectively, as previously described (29, 32, 44).
Statistical methods.
Attack rates were calculated for
patients exposed and not exposed to potential risk factors, excluding
deaths and patients lost to follow-up. The chi square test or, when
appropriate, Fisher's exact test was used to evaluate the association
of outcome with potential risk factors. The unpaired t test
was used to compare group means of nucleotide sequence divergences.
Two-tailed P values of <0.05 were considered statistically
significant. Calculations were performed using STATA statistical
software (release 5.0; Stata Corporation, College Station, Tex.).
Comparative analysis.
The sequences of all case patients
were compared with published sequences of fulminant and nonfulminant
hepatitis B, including those recently reviewed by Sterneck et al.
(38) and those described by Stuvyver et al. (40)
(accession no. AF090838 to AF090842).
Nucleotide sequence accession numbers.
The new sequences
described in this paper have been submitted to EMBL and assigned
accession no. AJ005084 to AJ005110 and AJ009994 to AJ10007.
 |
RESULTS |
Acute hepatitis B cases.
Eleven cases (four males; mean age,
49.5 years; range, 12 to 68 years) of acute hepatitis B were
observed between 9 December 1997 and 20 February 1998, with a 14.5%
crude attack rate. In 7 cases, infection likely occurred in
late October 1997 (7/11, 63.6% attack rate), and in 4 cases, infection
likely occurred in December 1997 (4/10, 40% attack rate). All
patients had jaundice; alanine aminotransferase ranged from 207 to
about 8,000 U/liter. All tested positive for HBsAg and IgM anti-HBc at
admission; HBeAg was transiently detected at low levels (less than 1.5 times the cut-off value) in 4 patients at admission, and it was no
longer detectable during hospitalization. HBV DNA levels at admission ranged from 192 to 6,890 pg/ml. Of the 11 HBV-infected patients, 4 had
myeloma, 3 had non-Hodgkin's lymphoma, 3 had leukemia, and 1 had
Kaposi's sarcoma.
Seven of the 11 cases totaled 13 hospital stays in the hematology ward
between 8 August and 15 November 1997 (group A). On these occasions, 5 HBsAg carriers were present simultaneously in the ward; one of them was
a patient with acute reactivation of an HBV infection (HR patient). He
had been positive for anti-HBs and anti-HBc before October 1997, but
during his last stay in the ward he became positive for HBsAg,
anti-HBe, and anti-HBc-IgM. This patient is the most likely source of
the infections. On 20 October 1997, the 7 patients of group A were in
the same ward as the HR patient. The remaining 4 patients who would
later become infected (group B) totaled 10 stays between 3 November
1997 and 17 January 1998, when 4 patients of group A were also staying in the ward; in particular, the stays of 2 cases of group A overlapped those of the 4 patients of group B from 15 to 17 December 1997.
The review of infection control procedures carried out in the
hematology unit evidenced breaks in infection control measures; moreover, multidose vials (heparin, lidocaine) were in use in this unit.
HBV nucleotide sequences.
The complete HBV nucleotide genome
from 10 case patients (the samples from the 11th patient were not
available), from the HR patient, and from 8 HBsAg-positive, acutely
infected subjects from the Pesaro area, unrelated to the epidemic, was
evaluated. HBV DNA was not detectable in the 2 HBsAg carriers
hospitalized between August and December 1997. All samples from the 10 case patients and the HR patient showed high sequence homology. Cloning of the PCR products from the HR patient yielded two closely related sequences for X/pre-C/C/P. Pairwise comparisons were performed between
the aligned sequences from case patients and that from the HR patient.
The percent divergence ranged from 0.6 to 1.4 against each of the two
clones for X/pre-C/C/P (mean, 0.86 ± 0.211) and from 0.1 to 0.2 for pre-S1/pre-S2/P (mean, 0.15 ± 0.052) (Fig. 1). By contrast, the percent divergence
between the HR patient and the 8 epidemiologically unrelated patients
with acute hepatitis B ranged between 1.9 and 4.1 for X/pre-C/C/P
(mean, 3.2 ± 0.905) and between 1.0 and 3.9 for pre-S1/pre-S2/P
(mean, 2.83 ± 1.132). The difference between groups was
statistically significant (t test for
X/pre-C/C/P = 7.154; P = 0.0001; t test for
pre-S1/pre-S2/P = 6.705; P = 0.0002), thus
confirming the monophyly of the sequences obtained from the 10 case
patients and the HR patient. Molecular analysis of the X/pre-C/C/P
region was also carried out on serum samples collected from case
patients at different time points (2 to 6 weeks) from the onset of
clinical symptoms: results show 100% intrapatient sequence homology,
evidencing lack of genomic evolution in the short-term follow-up (data
not shown).

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FIG. 1.
Percent nucleotide divergence of aligned HBV sequences
between the source patient (HR in the text) and the case patients (1 to
10) and between HR and unrelated patients with self-limited acute
hepatitis (11 to 18).
|
|
A total of 86 nucleotide substitutions (2.7% of the entire genome)
were detected when the sequences from all isolates were aligned with
the prototype HBV strain, genotype D, subtype ayw (Table
2): 63 mutations were detected in
sequences from all patients, and 23 were detected only in some clones.
When these sequences were compared with the published sequences from
other cases with and without FHB, very few of the mutations could be
considered rare or unique (boldface nucleotide positions in the table).
Several nucleotide substitutions were randomly distributed within the entire genome, but no unique mutations were identified in functional regions, including the surface promoter I and surface promoter II,
enhancer I-X promoter (EnI-X), enhancer II-core promoter (EnII/CP); and
the encapsidation signal sequence, except for a G-to-A substitution in
the EnI/X promoter region (nucleotide position 1124 of the genome). In
particular, Fig. 2 shows the nucleotide
alignments of a 300-bp fragment bearing the EnII/CP region of the X
open reading frame (ORF) and the entire precore ORF derived from the sera of the 10 case patients and the HR patient; the G-to-A point mutation at nucleotide 1896, which converted codon 28 in the precore region from tryptophan (TGG) to a stop codon (TAG), was observed in all
of the 11 cases' samples. Three point mutations were also detected in
the basic core promoter, at positions 1753 (A-to-C), 1762 (A-to-T), and
1764 (G-to-A); additional mutations were observed in the EnII/CP
fragment, upstream of the CP region (positions 1724, 1727, and 1741).

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FIG. 2.
Nucleotide alignments of the sequences spanning the
EnII/CP region and the precore ORF from 11 patients with fulminant
hepatitis B. Nucleotide substitutions detected within the EnII/CP and
the G-to-A substitution at position 1896 of the precore region are
indicated. and boxes within the core promoter upstream of the
regulatory sequence are also indicated. Patients' sequences (p1 to
p11) are compared with the reference sequence of HBV, subtype
ayw.
|
|
Predicted HBV amino acid sequences.
Overall, 56 nucleotide
mutations predicted amino acid changes in the viral ORFs (Table
3); none of the ORFs was interrupted, except for the precore stop codon mutation detected in all cases. Unique or rare amino acid changes could be predicted in 20 motifs (13 in all cases and 7 only in some clones): 1 in the pre-S/S ORFs (in all
cases), 2 in the X ORF (in all cases), 8 in the pre-C/C ORFs (3 in all
cases), and 9 in the P ORF (7 in all cases). In the pre-S/S and P ORFs,
none of the amino acid substitutions were located in motifs essential
to critical secretion or antigenic functions, including the reverse
transcription and RNase H domains. Amino acid change at codon 67 of the
C ORF was detected in all isolates, whereas codons 63 and 64 were
mutated only in some clones; these mutations are located in a motif
(residues 60 to 90) in the middle of the core protein, at the tip
of surface-exposed, protruding spikes of the viral capsid.
Other virologic assays.
All cases tested negative for markers
of ongoing infections with HAV, HDV, HCV, CMV, EBV and HGV; TTV DNA
sequences were detected in 2 patients, neither of whom died from
fulminant hepatitis.
Epidemiologic data.
Overall, 159 patients were admitted
between August 1997 and January 1998. Forty-one of them either had a
past HBV infection (n, 30) or were immune (n,
11) and were excluded from the analysis. Among those remaining,
serologic HBV follow-up could not be performed in 37, either because of
death (n, 19) or lack of information (n, 18). Of
the remaining 81 patients, 5 were already HBsAg positive before October
1997, but 2 of these could not be traced; the other 76 HBV-susceptible patients underwent serologic follow-up, which ranged from 2 to 6 months (mean, 5.5 months; median, 6 months).
Patient accommodation in the rooms was also investigated. In October
1997, 2 patients who would later become infected occupied the same
room, while another room was shared by 2 patients, one of whom was the
HR patient. In December 1997, none of the case patients shared a room
with any of the 7 patients of group A. Two cohort studies were
conducted: one (A) among patients whose stays in October 1997 overlapped those of the HR patient, and the other (B) among patients
whose stays in December 1997 overlapped those of the recently
HBV-infected cases from the October cluster. When data from the
patients of the two cohorts were pooled, intravenous immunoglobulin
administration was found to be significantly associated with decreased
risk of infection (P = 0.02). Since no cases occurred among patients receiving intravenous immunoglobulin, the analysis was
repeated considering only the patients who did not receive intravenous
immunoglobulin. In this analysis, no significant association was found
to known risk factors, including for the month of exposure.
 |
DISCUSSION |
By the end of March 1998, it was clear that the 11 recent HBV
infections in the hematology ward were linked, as shown by an identical
pattern of nucleotide substitutions in the HBV sequences of all case
patients. The HR patient was the most likely source of infection in the
first cluster (October 1997). In the second cluster (December 1997),
the likely sources were the HBV-infected patients from the October
cluster. Nonetheless, patient-to-patient transmission cannot be ruled
out. Based on the review of infection control procedures that evidenced
breaks, transmission from sources to cases probably occurred via
contaminated vials or supplies shared between patients, as already
described in other outbreaks (17, 20, 34). Accordingly, we
can hypothesize that contamination occurred during one of the
intravascular procedures, e.g., blood drawing and intravascular
catheter insertion, management, and heparin flushing, all of which
presented the opportunity for blood from the carrier to
contaminate staff or equipment (e.g., via contaminated hands,
gloves, kidney dish, heparin, or normal saline) and hence the
intravenous devices of patients. The detection of an identical pattern
of nucleotide substitutions in the sequences from the HR patient and
the infected patients confirms that a mutated virus was efficiently
transmitted to the hospitalized patients.
In previous studies, HBV strains with point mutations in the precore
region and/or in the basic core promoter have been detected in patients
with FHB (6, 15, 18, 24, 28, 36). Specifically, the
combination of the HBV variant with a stop at codon 28 of the precore
and two mutations in the core promoter (A-to-T at position 1762 and
G-to-A at position 1764), together with several point mutations in all
regions of the genomes (5, 38, 40), has been reported in
European patients with a severe course of acute HBV infection. However,
the association between precore defective HBV strains and the
development of acute liver failure has not been documented in all
studies (10, 24, 25, 27) or has been revealed only during
the late course of acute infection (35). Gunther et al.
(11) recently described a novel class of HBV variants
bearing mutations in the EnII/CP region which resulted in defective
HBeAg expression and enhanced replication in immunosuppressed patients
with severe liver disease. This particular phenotype depended mainly on
the presence of deletions, insertions, and duplications in the EnII/CP
region and, to a lesser extent, on single nucleotide changes: in
particular, mutations at positions 1762 and 1764 were not associated
with altered expression of viral proteins or with increased levels of
viral replication, as also observed by Takahashi et al. (41)
in chronic hepatitis patients. More recently, Sterneck et al.
(39) suggested that viral variants with enhanced
replication competence and/or a defect in HBeAg expression contribute
to the pathogenesis of some FHB cases, though additional viral or host
factors should also be considered in most cases.
One remarkable feature of this outbreak is the high case fatality rate
(81.8%), which is unusual for acute HBV infection (26), although a similarly high rate has been observed in other nosocomial HBV outbreaks (17, 28, 42). The presence of the G-to-A
mutation at nucleotide 1896 accounts for the anti-HBe status of the HR patient and for the absence or transient presence of circulating HBeAg
in the newly infected patients. The presence of weak though detectable
reactivity for HBeAg in some cases is not unexpected (28).
Indeed, the presence of HBeAg in the serum of cases with fulminant and
chronic HBV infection with no detectable wild-type precore sequences
has been previously reported (21, 36, 38). However, cloning
of amplified DNA from the HR patient and the case patients did not
yield a minor population of wild-type virus expressing the HBe protein.
The possible role of mutations in the core promoter sequence of the HBV
genome in the pathogenesis of fulminant hepatitis is a controversial
issue. In our study, we detected point mutations in the core promoter
and in the precore regions of all viral isolates, leading to
altered expression of HBe protein. However, the viral replication
levels detected in vivo by hybridization and PCR assays were similar to
those revealed in unrelated cases of self-limiting acute hepatitis B
(data not shown). Stuyver et al. (40) recently reported on
three cases of subfulminant hepatitis B among heart-transplanted
patients: they suggest that additional amino acid changes located in
residues 60 to 90 of the C ORF (a motif containing much of the
HBcAg-related antigenicity) could affect the antigenic properties of
the core protein. We detected a mutation at codon 67 (T-to-N/S) in all isolates from case patients and the source patient, together with a few
other amino acid changes randomly distributed within the C ORF, which
would not affect the putative capability of viral particles to present
modified T-cell epitopes. Since mutations in the core region were
previously described in cases with an aggressive course of acute
hepatitis B (8), we believe that further experimental
evidence is needed of the putative role of these mutations in the
pathogenesis of FHB.
Indeed, the lack of induction of a tolerance phase in the absence of
HBeAg secretion (leading to an accumulation of intrahepatic viral
particles harboring mutated HBcAg, which are massively attacked by
cytotoxic T lymphocytes) is contradicted by the evidence of FHB cases
infected with wild-type precore viruses (10, 24, 27). In the
viral isolates from all cases, we also detected nucleotide
substitutions (and predicted amino acid changes) randomly distributed within the other viral ORFs. However, none of these mutations was located within structurally and antigenically essential motifs. These data confirm previous observations indicating that neither severity nor outcome of infection is influenced by any additional mutation in the HBV genome (19). Since it is
conceivable that HBV is not directly cytopathic, other nonviral factors
may be responsible for an aggressive course of infection. These host factors may include altered immune response to specific viral epitopes, the HLA environment of hosts where immunosuppressive therapy is being administered or has been withdrawn, and finally, the
underlying severe disease affecting the HBV-infected patients. While
further study of the particular HBV-host interplay in patients with
hematologic disorders is clearly necessary, the present data do not
support the hypothesis that viral factors alone were involved in the
tragic clinical outcome of these cases.
This is one of the largest hospital-acquired hepatitis B outbreaks in
the literature, with an extremely high case fatality rate. However, had
the case fatality rate been lower, the spread of HBV among patients
might have gone unnoticed. Similar episodes with wild viruses may occur
more often than is currently recognized, leading to chronic disease and
delayed mortality. The findings of this study strongly warrant efforts
to increase personnel awareness of blood-borne infections in hematology
facilities, to ensure that standard precautions are taken and to
restrict the use of multidose vials. Moreover, patients receiving
treatment for hematologic and oncologic diseases should be given a
vaccination against HBV, which in Italy is free to all immunosuppressed
patients (31).
 |
ACKNOWLEDGMENTS |
This work was supported in part by Istituto Superiore di
Sanità (target project "Epatiti virali") and Consiglio
Nazionale delle Ricerche (target project "Biotechnology"). The
epidemiologic investigation was conducted as part of Ricerca Corrente
of IRCCS "Spallanzani."
We are grateful to Y. Hutin and the Hepatitis Branch of the Centers for
Diseases Control and Prevention, Atlanta, Ga., for contributing to the
generation of hypotheses and for reviewing the manuscript and to E. Girardi and P. Pezzotti for their assistance in statistical analysis.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Centro di
Riferimento AIDS e Servizio di Epidemiologia delle Malattie Infettive,
IRCCS "L. Spallanzani," Rome, Via Portuense, 292, 00149 Rome,
Italy. Phone: 39 6 5594223. Fax: 39 6 5594224. E-mail:
npetro{at}tin.it.
 |
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Journal of Clinical Microbiology, August 2000, p. 2975-2981, Vol. 38, No. 8
0095-1137/00/$04.00+0
Copyright © 2000, American Society for Microbiology. All rights reserved.
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