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Journal of Clinical Microbiology, June 2001, p. 2115-2121, Vol. 39, No. 6
Division of Dermatology, Department of
Medicine, Sunnybrook and Womens' College Health Sciences Center,
Sunnybrook,1 The University of
Toronto2 and Ontario Ministry of
Health,4 Toronto, and University of
Western Ontario, London,3 Ontario, Canada, and
Centraalbureau voor Schimmelcultures, Baarn, The
Netherlands5
Received 3 January 2001/Returned for modification 6 February
2001/Accepted 8 March 2001
Opportunistic onychomycosis caused by nondermatophytic molds may
differ in treatment from tinea unguium. Confirmed diagnosis of
opportunistic onychomycosis classically requires more than one
laboratory analysis to show consistency of fungal outgrowth. Walshe and
English in 1966 proposed to extract sufficient diagnostic information
from a single patient consultation by counting the number of nail
fragments positive for inoculum of the suspected fungus. Twenty
fragments were plated per patient, and each case in which five or more
fragments grew the same mold was considered an infection by that mold,
provided that compatible filaments were also seen invading the nail
tissue by direct microscopy. This widely used and often recommended
method has never been validated. Therefore, the validity of
substituting any technique based on inoculum counting for conventional
follow-up study in the diagnosis of opportunistic onychomycosis was
investigated. Sampling of 473 patients was performed repeatedly. Nail
specimens were examined by direct microscopy, and 15 pieces were plated
on standard growth media. After 3 weeks, outgrowing dermatophytes were
recorded, and pieces growing any nondermatophyte mold were counted.
Patients returned on two to eight additional occasions over a 1- to
3-year period for similar examinations. Onychomycosis was etiologically classified based on long-term study. Opportunistic onychomycosis was
definitively established for 86 patients. Counts of nondermatophyte molds in initial examinations were analyzed to determine if they successfully predicted both true cases of opportunistic onychomycosis and cases of insignificant mold contamination. There was a strong positive statistical association between mold colony counts and true
opportunistic onychomycosis. Logistic regression analysis, however,
determined that even the highest counts predicted true cases of
opportunistic onychomycosis only 89.7% of the time. The counting
criterion suggested by Walshe and English was correct only 23.2% of
the time. Acremonium infections were especially likely to
be correctly predicted by inoculum counting. Inoculum counting could be
used to indicate a need for repeat studies in cases of false-negative
results from laboratory direct microscopy. Inoculum counting cannot
serve as a valid substitute for follow-up study in the diagnosis of
opportunistic onychomycosis. It may, nonetheless, provide useful
information both to the physician and to the laboratory, and it may be
especially valuable when the patient does not present for follow-up sampling.
One of the most controversial
questions in the diagnosis of onychomycosis is how to identify,
practically and realistically, an opportunistic nail infection
genuinely caused by a normally saprobic filamentous fungus. Common
fungi with known primary habitats in soil, decaying plant debris, or
plant disease, such as various Scopulariopsis, Fusarium, and
Aspergillus species, have been rigorously demonstrated to
cause occasional cases of onychomycosis (35-37). In
total, such cases may be conservatively estimated as accounting for
approximately 3 to 4% of total onychomycosis (17, 38). Normally saprobic fungi, unlike dermatophytes (and unlike
dermatomycotic Scytalidium species isolated at temperate
latitudes) (35-37), cannot be assumed to be pathogenic
each time they are isolated. Many, in fact, are more common as
insignificant nail contaminants than as etiologic agents.
For at least 4 decades, the accepted "gold standard" for rigorous
demonstration of infections by such organisms has consisted of (i) the
demonstration of invasive fungal elements by direct microscopy (e.g.,
potassium or sodium hydroxide [KOH or NaOH] test) compatible with the
fungus isolated (ii) and successively repeated isolation on two or more
separate occasions of the suspected causal agent from the patient, in
the absence of any outgrowth of a dermatophyte or dermatomycotic
Scytalidium sp. (10, 35-37). The latter
criterion is based on the logic of Koch's first postulate of
pathogenicity: a purported etiologic agent should be constantly associated with the disease it is alleged to cause
(35-37). Contamination events, however, are unlikely to
be repeated identically.
Extending the same logic, mixed infections may be classically
recognized by demonstrating dermatophyte outgrowth on at least one
occasion and consistent outgrowth of a mold on at least three occasions.
Despite the fundamental soundness of this gold standard, it is
difficult to employ in practice. Patients attend the dermatology clinic
seeking relief, not intending to involve themselves in protracted
causality studies. Many patients are seen only once. Various efforts
have been made to diagnose opportunistic onychomycosis more promptly,
extracting maximal information from a single sample rather than
procuring successive samples. Walshe and English (42) recommended considering any fungus causal if (i) compatible elements were detected by direct microscopy and (ii) the fungus grew from 5 or
more of 20 inoculum pieces (that is, pieces of nail material planted on
fungal growth medium) in the absence of a dermatophyte. This criterion
was based on the premise that an established nail invader would
consistently colonize a substantial proportion of the nail material,
whereas contaminants would usually consist of one or a few scattered
propagules, with any consistency being coincidental and hence unlikely.
The criterion was later restricted to filamentous fungi by English
(11), since widely dispersed yeast contamination had been
found to be common. This amended version has been employed in numerous
studies over the years (1, 22, 23), has been recommended
in reviews (9, 15, 19, 26, 30), and is routinely used in
many laboratories.
English and Atkinson (12) referred to the inoculum count
criterion as "arbitrary" but continued to recommend it for lack of
any better alternative. In the intervening years, the criterion has
never been subjected to a statistical validation study. The present
investigation attempts to remedy this deficiency by determining statistically the extent to which any criterion based on counting of
culture-positive inoculum pieces correlates with actual opportunistic dermatophytosis, diagnosed using gold standard successive-isolation procedures for untreated patients who were repeatedly followed up.
Patient selection and sampling.
Consecutive, consenting
patients were entered into the study when they met the following
criteria: (i) they were found to have abnormal (i.e., potentially
fungally invaded) toenails on visual examination, (ii) they were
scheduled to return to the dermatologist's office on subsequent
occasions for evaluation of other conditions relating neither to
mycosis nor to psoriasis or any immunodeficiency, and (iii) they
declined treatment of any onychomycosis discovered in the course of the
study for the duration of the study period, used no antifungal drugs
during the study period, and had not used antifungal drugs of any kind in the 6 months prior to the study period.
0095-1137/01/$04.00+0 DOI: 10.1128/JCM.39.6.2115-2121.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
Utility of Inoculum Counting (Walshe and English
Criteria) in Clinical Diagnosis of Onychomycosis Caused by
Nondermatophytic Filamentous Fungi
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ABSTRACT
Top
Abstract
Introduction
Materials and Methods
Results
Discussion
References
![]()
INTRODUCTION
Top
Abstract
Introduction
Materials and Methods
Results
Discussion
References
![]()
MATERIALS AND METHODS
Top
Abstract
Introduction
Materials and Methods
Results
Discussion
References
Laboratory methodology.
Methods for direct microscopy and
fungal isolation were those outlined in detail by Summerbell and Kane
(37). The techniques were modified to facilitate inoculum
counting as follows. Five inoculum pieces of approximately 0.5 to 1 mm2 were plated, well separated from each other, on each of
three isolation media: (i) Sabouraud agar amended with a mixture of 100 µg of cycloheximide ml
1, 100 µg of chloramphenicol
ml
1, and 50 µg of gentamicin ml
1 (CCG),
(ii) CEA medium (37) plus CCG, and (iii) as a
cycloheximide-free medium, Littman oxgall agar (Difco Laboratories,
Detroit, Mich.) with 100 µg of streptomycin ml
1. Note
that the specific amount of cycloheximide used in the CCG mixture slows
down but does not suppress the growth of the non-Scytalidium agents of opportunistic onychomycosis. Media were examined after 7, 14, and 21 days of growth at 28°C.
Statistical analysis.
To determine statistically the extent
to which a criterion based on counting of culture-positive inoculum
pieces could accurately predict true infections, a maximum-likelihood
logistic regression model was analyzed. For the combined opportunistic
onychomycotic agents, a model was developed in which the onychomycosis
classification (i.e., significant or insignificant) served as the
criterion measure and the mycological colony count served as the
predicting variable. Using the logistic regression model expressed by
the equation probability (event) = 1/[1 + e
(B0 + B1X)], where
B0 and B1 were the
regression coefficients estimated from the data and X was
the inoculum count, the probability of a significant classification was
estimated. For inoculum counts of 0 through 15, event probabilities
were calculated and presented in Fig. 1 for KOH-negative and
KOH-positive visits. Further, basic descriptive sample statistics were
calculated to examine differences in inoculum counts between
significant and insignificant classified organisms. Two sample
parametric (i.e., t test) and nonparametric (Wilcoxon rank
sum test) analyses were performed to determine if inoculum count
differences were statistically significant.
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RESULTS |
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In all, repeated sampling of 473 patients (mean age, 64; standard
deviation, ± 15 years) yielded 86 definitively established cases of
opportunistic onychomycosis, including both sole-agent and mixed
infections. The species and their frequencies are given in Table
1. A surprisingly low proportion of the
cases (20 of 86) evinced a coexisting dermatophytosis on the same nail
or another nail even after extended study. Two patterns appeared (Table
2): species such as
Aspergillus spp. and S. brevicaulis mainly
infected hallux nails and were recovered from DLSO-like infections;
Acremonium spp. and Onychocola canadensis
infected a higher proportion of nonhallux nails and were involved in
most of the SWO cases seen. Acremonium spp. in particular
showed a distinctive pattern: they infected nonhallux nails in 18 cases
and caused SWO in 16 of these. In hallux nails, however, they were
frequently associated with DLSO, causing SWO in only 7 of 21 cases. All
the fungi together were involved in only three cases of DLSO-like
infection of nonhallux nails.
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More males than females were found to have opportunistic onychomycosis (Table 1), as was expected based on other epidemiology studies which demonstrated that onychomycosis occurred more frequently in males than in females. The proportion of males and females with opportunistic onychomycosis did not differ significantly from the proportion of males and females with dermatophyte infection (data not shown). On an organism-by-organism basis (opportunistic organisms only), there were no significant differences in male-female distribution of infection. Only 1 in 20 infections judged to be a combination infection along with a dermatophyte was found in a female patient, although 51 of 171 single infections (nondermatophyte or dermatophyte only) occurred in female patients.
Studies of all mold inoculum counts revealed a strongly statistically
supported difference (P < 0.0001) between counts from significant and insignificant isolations associated with positive direct microscopy (KOH-positive) results (Table
3). The average count for significant
organisms was 8.6 positive inocula, compared to an average of 1.5 positive inocula for insignificant organisms. Since various mold fungi
may be strongly biologically different, closely related species groups
large enough to permit meaningful statistical analysis were analyzed
separately. In all these genus level groups studied, e.g.,
Aspergillus, inoculum counts of significant organisms from
cases with positive direct microscopy were strongly statistically
different from counts of insignificant organisms.
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Statistical support was much lower in cases where no fungal elements were seen in direct microscopy of the initial specimen. (Note, however, that in all such cases deemed significant, positive direct microscopy was obtained with at least one later specimen.) Even though average inoculum counts were close to 4 for significant organisms, and to 1 for insignificant organisms, the difference for individual fungal genera was not significant or was only marginally (P < 0.05) significant. Only in the much larger sample of all molds studied was a high level of significance (P < 0.0001) achieved.
The finding that, under given circumstances, inoculum counts of
opportunistic onychomycosis agents in significant isolations strongly
differed from those obtained in insignificant isolations did not itself
suggest a cutoff threshold where counts became high enough to reliably
indicate etiologic status for the isolated molds. In an attempt to
generate a statistically valid analogue of the Walshe and English
5-of-20 rule, logistic regression analysis was performed on all the
molds isolated and on individual groups. Because the counts obtained
were strongly bimodal, with mainly low counts for insignificant
isolations, and many counts around 15 of 15 in significant isolations,
regression lines for the numerically smaller groups, e.g.,
Fusarium, were invalid or of dubious utility. However, a
well-supported regression line was generated for all molds combined. It
is shown in Fig. 1. As can be seen, in
cases where direct microscopy is positive, a known opportunistic
onychomycosis agent grown from 15 of 15 positive inocula has a nearly
90% probability (89.7%) of being etiologic. The analogous probability
associated with 14 positive inocula is 86.5%, that associated with 13 positive inocula is 82.6%, and so on. On the other hand, translating
the Walshe and English criteria (5 of 20 = 25% positive inoculum
pieces = 4 of 15 positive inoculum pieces) into the planting
practices of the present study gives a criterion that will correctly
predict true infection only 23.2% of the time and will otherwise be
false-positive. Similarly, a finding of 5 out of 15 positive inoculum
pieces correctly predicts true infection only 29.1% of the time. For
microscopy-negative samples, despite the generality that inoculum count
overall correlates highly significantly with true infection, even a
positive inoculum count of 15 of 15 has only a 56.1% probability of
correctly predicting an infection in an individual case.
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Examination of the distribution of the count data for KOH-positive
specimens (Table 4) shows that, while
high counts in insignificant isolations were relatively rare, low
counts in significant cases were relatively common. In fact, the
appearances of low counts and high counts are nearly equal in
significant cases. Fusarium and Aspergillus
species were particularly likely to give high colony counts in cases
where they were insignificant. In the case of
Scopulariopsis, no insignificant isolation gave an initial inoculum count of 11 or greater, and only three insignificant isolations yielded counts between 6 and 10. None of the insignificant isolations of Acremonium produced a count higher than 5.
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DISCUSSION |
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The above analysis makes it clear that the specific
inoculum-counting criterion recommended by Walshe and English
(42) cannot be validly used. This criterion
namely, that
5 or more of 20 inocula from a KOH-positive sample consistently growing
the same mold should be taken as an indicator of opportunistic
onychomycosis
yields a false-positive rate of at least 75%, in
comparison to results determined by long-term follow-up consistent with
Koch's first postulate.
On the other hand, there is a very strong statistical correlation between high inoculum counts (11 or more) and true opportunistic onychomycosis when the sample is KOH positive. The probability that a colony count of 11 or more is associated with a significant opportunistic onychomycosis is greater than 70% (Fig. 1). All Acremonium counts above 5 (n = 32) in direct-microscopy-positive cases were associated with verified infections (Table 4). This was not true in direct-microscopy-negative cases (data not shown), where insignificant isolations gave Acremonium counts of 9 and 15. As a predictor of true opportunistic onychomycosis in a direct-microscopy-positive nail, the use of high counts, especially a count of 15, has a low false-positive rate but a high false-negative rate. In comparison to other species, Fusarium and Aspergillus species were more likely to give high colony counts in cases where they were insignificant (Table 4): thus, three of nine direct-microscopy-positive cases yielding Aspergillus inoculum counts of 11 or greater were insignificant, while three of five such Fusarium isolations were insignificant. In the case of Scopulariopsis, although no insignificant isolation gave an initial inoculum count of 11 or greater, three such insignificant isolations did yield counts between 6 and 10.
Given the arduous and expensive nature of follow-up studies, it is tempting to use this information to advantage in interpreting initial laboratory results. Firstly, however, it must be stated that the degree of interest in this matter naturally depends on whether any treatment issue depends on fungal identification. Some controversy attends this topic, but it is certainly well established that fungi in the order Microascales, including the nail-infecting Scopulariopsis species, and fungi in the order Hypocreales, including the nail-infecting Fusarium and Acremonium species, show distinctive and often (although not always) unpromising responses in vitro to currently used oral antifungals, including fluconazole, griseofulvin, terbinafine, and itraconazole (2, 5, 8, 16, 24, 27, 29, 33, 39, 41). Although the situation in vivo may be more complex, as is suggested by apparent cure of some Fusarium and Scopulariopsis onychomycosis by itraconazole or terbinafine therapy (8, 14, 28, 40), there appears to be good prima facie justification for a dermatologist wanting to know whether his or her patient is truly infected by one of these normally drug resistant organisms.
In combination with partitioned sampling (18), inoculum counting may be used to make critical decisions about whether or not to treat infections. For example, in the case of a patient who grows Trichophyton rubrum and one Acremonium colony from a destructive DLSO of the right hallux but grows 15 Acremonium colonies from relatively innocuous, microscopically verified SWO of the right third nail, a decision may reasonably be made to treat the former agent and ignore the latter, which is likely to be refractory in any case. If the SWO on the right third nail then persists after oral antifungal treatment resolves the infection in the hallux nail, this will not be taken as an adverse indication.
Recent, very elegant studies by Piérard and collaborators (3, 25) have shown that the rigorous documentation of nondermatophytic onychomycosis can be accomplished from a single nail specimen by the use of high-technology techniques such as flow cytometry and differential immunohistochemistry. Such techniques, however, are scarcely practical for routine diagnosis: for example, maintenance of a substantial library of specially prepared immunological reagents is necessary for the latter technique. On the other hand, histopathology of a nail clipping or a nail biopsy specimen may reveal fungal filaments within the nail plate indicative of onychomycosis. However, this technique does not allow for the causative organism to be identified.
As the results of this study show, no inoculum count can give an ironclad assurance, or even a conventionally reassuring statistical probability of 95 or 99%, that a patient has an opportunistic onychomycosis. Long-term follow-up is clearly to be scientifically recommended over inoculum counting as a device for separating valid opportunistic onychomycosis from suggestive contamination events. Yet, if a patient is unlikely to submit to follow-up studies, or if a health care system does not make them practicable, then the knowledge that the patient's initial specimen showed, for example, direct-microscopy-confirmed onychomycosis with a 90% probability of Acremonium etiology, is unlikely to be ignored. The counting of inocula in possible cases of opportunistic onychomycosis may not be sufficient to force the physician's decision about a case, but it nonetheless significantly adds to his or her base of relevant information. Therefore, we recommend that when a laboratory isolates a known agent of opportunistic onychomycosis from a microscopy-positive nail, the inoculum count be reported as well as the number of inocula originally planted.
A high inoculum count of an opportunistic nondermatophyte from a microscopy-negative nail should indicate to the dermatologic mycology laboratory that the direct-microscopy result of the nail needs to be painstakingly reexamined, possibly using a larger than usual amount of specimen. Laboratory observation showed that obtaining a positive direct-microscopy result on the initial visit, as well as subsequent visits, was problematic. We carried out a subsidiary study on 20 patient samples showing a negative direct-microscopy result on initial examination and heavy outgrowth of a known opportunistic onychomycosis agent in culture. Acremonium, Aspergillus, and Fusarium cases were included in the sample. Residual scraping material that had not been included in initial KOH or culture studies was exhaustively examined microscopically in a search for fungal elements. In 18 of 20 cases, such elements were found, and when found, they were seen to be heavily invested in a small proportion of scraping fragments. Because positive scraping pieces were uncommon in the samples, and because they were conspicuously heavily colonized when found, it appeared relatively unlikely that they could have been missed by laboratory reading error alone in the initial examination. To avoid a begging-the-question logical error (because cases with a high inoculum count in primary culture were selectively studied), the results of this ancillary study were not included in the main study. Obtaining a positive direct-microscopy result was particularly problematic with SWO cases. It was observed in the dermatology clinic that the "islands" of SWO on the patient's nail were sometimes scattered within more extensive regions of normal nail. Therefore, even relatively targeted scraping often included a preponderance of normal nail material. It seemed possible that in the laboratory, a typical subsample of scraping material extracted for direct microscopy might easily, by chance alone, contain entirely normal nail material. However, because positive portions of scraping material were typically found to be heavily loaded with fungal material, a strong outgrowth in culture might still be obtained.
Reexamination is, of course, possible only when some of the specimen is retained after initial direct microscopy and culture have been completed. Policies of expending the entire submitted specimen on initial microscopy and culture, even when the submitted quantity is large, must be discouraged. Very small initial specimen amounts do not permit a three-way split of the material, but larger specimens may profitably be apportioned in this way. As Kane (20, 21) has shown, residual specimen may also be used for performing scatterplate culture techniques in cases where antibiotic-polyresistant bacteria or mold contaminants overgrow the initial cultures. A significant number of false culture-negative analyses may be avoided in this way, particularly as extended desiccation at temperatures up to 30°C is not harmful to dermatophytes in skin and nail specimens (31, 32) but may diminish the burden of antibiotic-polyresistant bacteria. An initial KOH report indicating no fungal elements present should be followed up by a corrected report if such elements are later found, and dermatologists should realize that under certain circumstances, such a correction does not reflect negatively on the performance of the laboratory. It would not be possible or efficient to routinely examine the quantity of material that must be examined in order to detect the heterogeneously distributed positive elements in some cases of opportunistic onychomycosis. Regular laboratory procedures are optimized for the much more common dermatophyte infections, and the relatively uncommon cases of opportunistic onychomycosis may occasionally require the use of some differing protocols.
The obtaining of low in vitro counts from significant opportunistic onychomycosis may well be tied to sampling strategies and different presentations of the nail infection. A subungual sampling technique aimed at DLSO may include little or no material from SWO on the same nail. A truly invasive organism, therefore, may be poorly represented in the sample. (The physician, however, may have decided in advance that the SWO was an insignificant problem in the case at hand and therefore was not the target of the investigation, despite the known frequent association between Trichophyton mentagrophytes and SWO [44, 45].) Likewise, a strategy of mixing samples from several of a patient's nails into the same shipping packet might strongly dilute the occurrence of an etiologic agent, or mix the agents of two different opportunistic onychomycoses together, making the nails simply appear contaminated. One patient in the present study had Aspergillus terreus consistently in one hallux nail and O. canadensis in the other, as well as in two adjacent nails. This case would have been difficult to understand without separate sampling of the nails. In cases where a patient bore only a few flecks of SWO, nail surface scraping or clipping would be expected to yield small counts of the causative agent, simply due to the degree of dilution by normal nail. Even moderately heavy appearing SWO often contains a substantial admixture of normal nail surface, as mentioned above. The physician's clinical notes may aid in the interpretation of inoculum counts appearing on ensuing laboratory reports.
In other cases, low inoculum counts from potentially significant organisms may be difficult to interpret without follow-up. It is always possible with mold infection, as with dermatophytosis, to sample fortuitously a portion of the lesion that is suboptimal for laboratory investigation, whether the area sampled contains effete inoculum, or whether it is marginal and is not yet heavily colonized. The laboratory study of dermatophytosis is constantly rendered difficult by the failure of true-positive samples to contain living inoculum in 15 to 25% of cases (4, 6, 7, 13, 32, 34). In light of such possibilities, it may be unrealistic to expect low mold inoculum counts to be as readily interpretable as high counts are.
Inoculum counting may be most valuable in conjunction with well-directed sampling, and such optimal sampling may require considerable skill and experience. Given the probabilistic complexity of inoculum counting and the technical refinement needed to accompany it, clinicians preferring simple, unambiguous laboratory results may be advised to recall suspected nondermatophyte onychomycosis patients, where indicated, for further sampling according to gold standard procedures.
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ACKNOWLEDGMENTS |
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We thank Sal Albreish and Ursula Bunn for extensive assistance in counting inocula and Maria Witkowska for assistance with cultures.
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FOOTNOTES |
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* Corresponding author. Mailing address: 490 Wonderland Rd. South, Suite 6, London, Ontario Canada N6K 1L6. Phone: (519) 657-4222. Fax: (519) 657-4233. E-mail: agupta{at}execulink.com.
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