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Journal of Clinical Microbiology, January 2002, p. 31-35, Vol. 40, No. 1
0095-1137/02/$04.00+0 DOI: 10.1128/JCM.40.1.31-35.2002
Copyright © 2002, American Society for Microbiology. All Rights Reserved.
Comparative Analysis of Two Commercial Phenotypic Assays for Drug Susceptibility Testing of Human Immunodeficiency Virus Type 1
Shoukat H. Qari,1 Richard Respess,1 Hillard Weinstock,1 Elise M. Beltrami,1 Kurt Hertogs,2 Brendan A. Larder,3 Christos J. Petropoulos,4 Nicholas Hellmann,4 and Walid Heneine1*
Centers for Disease Control and Prevention, Atlanta, Georgia,1
Virco, Mechelen, Belgium,2
Virco, Cambridge, United Kingdom,3
ViroLogic Inc., South San Francisco, California4
Received 30 April 2001/
Returned for modification 7 August 2001/
Accepted 9 October 2001

ABSTRACT
Human immunodeficiency virus type 1 (HIV-1) isolates from 50
plasma specimens were analyzed for phenotypic susceptibility
to licensed reverse transcriptase inhibitors and protease inhibitors
by the Antivirogram and PhenoSense HIV assays. Twenty of these
specimens were from recently seroconverted drug-naïve persons,
and 30 were from patients who were the sources of occupational
exposures to HIV-1; 16 of the specimens in the latter group
were from drug-experienced patients. The phenotypic results
of the Antivirogram and PhenoSense HIV assays were categorized
as sensitive or reduced susceptibility on the basis of the cutoff
values established by the manufacturers of each assay. Data
for 12 to 15 drugs were available by both assays for 38 specimens
and represented a total of 529 pairs of results. The two data
sets had a 91.5% concordance by phenotypic category. The discordant
results (
n = 45) were distributed randomly among 26 specimens
and included 28 results (62.2%) which were within a twofold
difference of the assay cutoff values. None of the discordant
results were associated with primary resistance mutations that
predicted high-level (>20-fold) resistance. Discordant results
were distributed equally among specimens from drug-experienced
and drug-naïve individuals and were slightly higher for
protease inhibitors than for nonnucleoside reverse transcriptase
inhibitors or nucleoside reverse transcriptase inhibitors. The
findings of the present study demonstrate that the results of
the Antivirogram and PhenoSense HIV assays correlate well, despite
the use of different testing strategies.

INTRODUCTION
Treatment of human immunodeficiency virus type 1 (HIV-1)-infected
persons with antiretroviral drugs selected on the basis of resistance
testing has been associated with improved virologic responses
(
7). HIV-1 resistance testing is recommended to guide the choice
of new drug regimens after the first or multiple treatment failures
(
7). To date, several phenotypic and genotypic assays have been
developed and are being used to monitor drug resistance (
6).
Genotypic assays are based on the detection of resistance-related
mutations and provide indirect evidence of resistance (
2,
3,
17,
19). Phenotypic assays measure the ability of the virus
to replicate in the presence of a drug and thus provide a direct
measurement of drug susceptibility. Comparison of the drug concentrations
required to inhibit 50% (IC
50) of patient virus replication
with the IC
50 for a drug-susceptible reference virus is used
to measure reductions in drug susceptibility. Conventional phenotypic
assays require the use of HIV-1 isolates, which can be obtained
by culturing peripheral blood mononuclear cells or plasma. The
need for virus isolation adds labor, time, and cost (
2,
9,
12).
New phenotypic assays circumvent the requirement for virus isolation
by generating recombinant viruses from patient-derived protease
(PR) and reverse transcriptase (RT) sequences and proviral constructs
from which the sequences for PR and RT are deleted. The recombinant
viruses are then used for drug susceptibility testing in standardized
assays (
5,
10,
16,
18). The Antivirogram and PhenoSense HIV
assays are two commercially available recombinant virus-based
assays developed by Virco (Mechelen, Belgium, and Cambridge,
United Kingdom) and ViroLogic Inc. (South San Francisco, Calif.),
respectively (
5,
10). These assays use different strategies
to generate recombinant viruses and measure drug susceptibility.
As drug resistance testing becomes an integral part of patient management, an evaluation of the correlation between the results of the available drug resistance testing assays will be needed. This issue is of particular importance for phenotypic testing because of the complexities of the assays and the use of different testing strategies by commercial assay providers. Since no information on the concordance between the results of two commercial phenotyping assays, the Antivirogram and PhenoSense HIV assays, is available, we analyzed a set of plasma specimens from HIV-1-infected persons by both assays and compared the results.

MATERIALS AND METHODS
Study design and plasma specimens.
A collection of 50 plasma specimens from HIV-1-infected persons
was selected at the Centers for Disease Control and Prevention
(CDC). These specimens were aliquoted at CDC into two sets of
500 µl each and were given different labels. In collaboration
with both Virco and ViroLogic Inc., one set of specimens was
shipped to Virco for analysis by the Antivirogram assay, while
the second set was shipped to ViroLogic for analysis by the
PhenoSense HIV assay. Test results from each company were provided
to CDC for analysis. Of the 50 specimens, 20 were from recently
seroconverted drug-naïve persons (
21) and 30 specimens
were from patients who were the sources of occupational exposures;
16 of the specimens in the latter group were from drug-experienced
persons. The history of treatment with antiretroviral drugs
was available for all patients but was not revealed to the testing
laboratories.
Phenotypic drug resistance analysis.
Specimens were tested for resistance to 12 to 15 drugs by the Antivirogram and PhenoSense HIV assays. The drugs included six nucleoside RT inhibitors (NRTIs; zidovudine, lamivudine, zalcitabine, stavudine, didanosine, and abacavir), one nucleotide RT inhibitor (NtRTI; adefovir), three non-NRTIs (NNRTIs; nevirapine, delavirdine, and efavirenz), and five PR inhibitors (PIs; indinavir, nelfinavir, saquinavir, ritonavir, and amprenavir).
The Antivirogram assay was performed at Virco by the recombinant virus assay approach described by Hertogs et al. (5), with modifications, as described elsewhere (R. J. Powells, K. Hertogs, S. Kemp, S. Bloor, K. Acker, J. Hansen, W. Beukeleer, C. Roelant, B. Larder, and P. Stoffels, Abstr. 2nd Int. Workshop HIV Drug Resist. Treatment Strategies, abstr. 51, 1998). Briefly, the PR- and RT-coding sequences were amplified from patient-derived viral RNA with HIV-1-specific primers. After homologous recombination of amplicons into a proviral clone from which the coding sequences for PR and RT were deleted, the resulting recombinant viruses were harvested, titrated, and used for in vitro testing of susceptibility to antiretroviral drugs. The IC50s for the test recombinant virus were compared to those for a drug-susceptible reference HIV-1 strain (strain HXB-2). Viruses were categorized as sensitive or having reduced susceptibility on the basis of established drug-specific cutoff values. These values were based on the natural variations in the phenotypic susceptibilities of approximately 1,000 HIV-1 isolates from treatment-naïve patients. Values considered evidence of reduced susceptibility were increases in the IC50s of more than 2.5-fold for saquinavir and amprenavir; 3-fold for stavudine, abacavir, and indinavir; 3.5-fold for didanosine, zalcitabine, and ritonavir; 4-fold for zidovudine, adefovir, and nelfinavir; 4.5-fold for lamivudine; 6-fold for efavirenz; 8-fold for nevirapine; and 10-fold for delavirdine. Data were also analyzed by use of the previously used assay cutoff value (fourfold change in the IC50) (5).
The PhenoSense HIV assay was performed at ViroLogic Inc. as described by Petropoulos et al. (16). Briefly, HIV-1 PR- and RT-coding sequences were amplified by reverse transcription-PCR and cloned into a recombinant HIV vector containing a luciferase reporter gene. The constructs were transformed into Escherichia coli to produce resistance test vectors (RTVs). Viral stocks were prepared by cotransfecting cultures of cells of the 293 cell line with RTV DNA and an expression vector that produces the envelope proteins from an amphotropic murine leukemia virus. Pseudotyped virus particles were harvested from the transfected cell cultures and used to infect fresh 293 cells. Drug susceptibility was measured by adding PIs to transfected cells or RTIs to infected 293 cells; the levels of virus replication were measured on the basis of luciferase activity. Since RTVs are replication defective, luciferase activity is measured following a single round of replication. The IC50s were compared to those for a drug-susceptible reference HIV-1 strain (strain NL4-3). Increases in the IC50s of more than 2.5-fold were considered evidence of reduced susceptibility.
Genotypic analysis.
The PR and RT sequences from the specimens were also determined from the patient-derived PCR products generated for the Antivirogram assay or from RTVs generated for the PhenoSense HIV assay by using the ABI Prism Dye Terminator Cycle Sequencing kit (Applied Biosystems, Foster City, Calif.). The sequences from the specimens were compared with those of the drug-susceptible reference strains, and all amino acid substitutions were reported by using the VircoGEN (Virco) or the GeneSeq HIV (ViroLogic Inc.) assay. Primary drug resistance-associated mutations (i.e., mutations that are selected by a drug and that confer resistance to that drug) were used to examine the association with phenotypic changes in some samples according to algorithms reported by Hirsch et al. (7). Two exceptions in the algorithms were made. The T215Y mutation in the presence of three or more zidovudine resistance mutations was considered a primary mutation for stavudine resistance (1, 8, 15), while the M184V mutation alone was not considered a primary mutation for abacavir resistance (4, 14).

RESULTS
Phenotypic drug susceptibility testing results were available
for 42 specimens by the Antivirogram assay and 40 specimens
by the PhenoSense HIV assay. The results available for specimens
tested by both assays were compared. These included 529 pairs
of results for 38 specimens whose recombinant virus isolates
were tested for their susceptibilities to 12 to 15 drugs. Eighteen
specimens were from recently seroconverted drug-naïve persons,
and 20 were from patients who were the sources of occupational
exposures, including 11 from drug-experienced individuals. Of
the 529 pairs of results, 246 were for NRTIs and NtRTIs, 111
were for NNRTIs, and 172 were for PIs.
The overall concordance of the results and the distribution of concordant and discordant results with respect to drug and drug class are shown in Table 1. A high level of concordance (91.5%) was seen among the 529 pairs of results. Most of the concordant results (94.4%) were for the sensitive phenotype. The 45 (0.5%) discordant results were randomly distributed among 26 specimens. Twenty-three of the specimens with discordant results were from drug-experienced patients, while 22 of the specimens with discordant results were from drug-naïve persons. The proportion of discordant results differed by drug class. For the NRTIs-NtRTIs the numbers of specimens with concordant and discordant results were 230 (93.5%) and 16 (6.5%), respectivetly; for the NNRTIs the numbers were 101 (91%) and 10 (9%), respectively; for the PIs the numbers were 153 (89%) and 19 (11%), respectively. These findings suggest that discordance in results is slightly higher for PIs than for NNRTIs or NRTIs.
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TABLE 1. Comparison of concordant and discordant drug susceptibility testing results for 38 HIV-1 plasma specimens analyzed by Antivirogram and PhenoSense HIV assays for each drug and drug class
|
The PhenoSense HIV assay detected 474 sensitive and 55 reduced
susceptibility phenotypes; 96.4 and 49.1% of these results,
respectively, were confirmed by the Antivirogram assay. Conversely,
Antivirogram detected 485 sensitive and 44 reduced susceptibility
phenotypes; 94.2 and 61.4% of these results, respectively, were
confirmed by PhenoSense HIV.
We also analyzed the distribution of discordant results by level of fold changes in IC50s, and the data indicate that the discrepant results observed in our study predominantly involved isolates with low-level reduced susceptibility (Table 2). Most of the discordant results had values within twofold of the assay cutoff values and were distributed among 21 specimens. Of the 19 discordant results for PIs, 11 (57.9%) had fold differences of 1.55 or less. The highest fold difference seen was 18.5 for delavirdine in one specimen with discrepant results.
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TABLE 2. Distribution of 45 discordant results with respect to cutoff values for the Antivirogram or PhenoSense HIV assays
|
To better illustrate the types of discordant results, data for
11 specimens in which 27 discrepant results were observed are
shown in Table
3. Both assays detected high-level resistance
to all three drug classes in the recombinant virus isolates
from these specimens (e.g., lamivudine resistance for specimens
IV, V, and VI and both NNRTI and PI resistance for specimen
I). The high-level resistance observed in the isolates from
all these specimens was explained by the presence of primary
resistance mutations. Among the isolates from specimens with
discrepant results, those from specimens II, IV, V, VI, and
VII had low-level reduced susceptibility to abacavir by the
PhenoSense HIV assay. All five specimens were from drug-experienced
patients who were the sources of occupational exposures and
who had been treated with lamivudine and other NRTIs but not
with abacavir. The isolate from specimen II had a mixture of
the wild-type M and the mutant V amino acid at codon 184, the
isolates from specimens IV and V had the M184V mutation, and
the isolate from specimen VI had the M184V and T215Y mutations.
While these mutations or combinations are not known at present
to be associated with abacavir resistance (
4,
14,
20), the correlation
between phenotype and genotype for abacavir may not be fully
known. The isolate from specimen VII had D67N, L210W, and T215Y
mutations, which could account for the reduced susceptibility
of the isolate to abacavir (
13). The evidence for the mixture
of M and V in the isolate from specimen II could explain the
finding of low-level reduced susceptibility to lamivudine by
the PhenoSense HIV assay only.
The results for specimens III and VIII illustrate the discrepant
results seen for NNRTIs. These specimens were from patients
who were the sources of occupational exposures and who had no
history of treatment with NNRTIs. The isolate from specimen
III had an I135T mutation, which has been associated with low-level
resistance to nevirapine and delavirdine in the PhenoSense HIV
assay, with mean changes of 2.2- and 2.52-fold, respectively
(
11). However, the role of this polymorphism in the observed
resistance to nevirapine and delavirdine in the isolate from
specimen III is not known. The isolate from specimen VIII had
no known NNRTI-associated primary resistance mutations.
We also analyzed the frequency of primary resistance mutations in the isolates from the 45 specimens with discordant results. We found that isolates from 37 (82.2%) specimens with discordant results have no known primary resistance mutations that would explain the reduced susceptibility seen in one of the two assays. Isolates from eight specimens with discrepant results (Table 3) had known primary resistance mutations and included isolates with reduced susceptibilities to the following: (i) zidovudine in the presence of M184V and zidovudine-associated mutations (specimen VI), (ii) lamivudine in the presence of a mixed M and V genotype at codon 184 (specimen II), (iii) stavudine in the presence of T215Y and other zidovudine resistance mutations (specimens I and VII), (iv) zalcitabine in the presence of the M184V mutation (specimens IV and VI), or (v) saquinavir in the presence of the L90M mutation(specimens X and XI).
The data were also analyzed by the cutoff values previously used for the Antivirogram assay (fourfold changes in IC50s for all drugs). A concordance of 92.25% between the results of the Antivirogram and the PhenoSense HIV assays was seen. The level of discordance in the results observed in this analysis differed by drug class. The proportion of discordant results was higher for NNRTIs (14.4%) but lower for PIs (11%). The proportion of discordant results that had values within twofold of the assay cutoff values decreased from 62.2 to 53.6% compared to 62.2% observed in analysis with the presently used cutoff values.

DISCUSSION
HIV-1 drug resistance testing is increasingly becoming an important
part of patient management. Phenotypic assays can play an important
role in such testing because they can directly measure drug
susceptibility. The commercial availability of improved high-throughput
recombinant virus-based assays has made phenotypic testing feasible
for patient management. To our knowledge, this study is the
first one to compare the results obtained by the Antivirogram
and the PhenoSense HIV assays, which differ in their testing
strategies. We analyzed the data by phenotypic category, and
a 91.5% correlation was seen between the results of these assays.
We also found that the correlation for the results indicating
reduced susceptibility was lower than that for the results indicating
sensitivity. However, the values for the majority of the specimens
with discordant results were found to be close to the assay
cutoff values; the discordant results were not associated with
primary resistance mutations and, therefore, are of unknown
significance. The overall high degree of correlation was reassuring
and indicated that both assays generate similar results, despite
the use of different testing approaches.
Our study included specimens from both drug-naïve and drug-experienced patients. Interpretation of drug susceptibility category was based on cutoff values established independently for each assay to define what represents a drug susceptibility result significantly different from that for wild-type viruses. We observed that the discordance rate by phenotypic category was low (8.5%) and was not associated with drug experience since about half of the specimens with discordant results were from drug-naïve persons. However, in a few cases discordant results clustered within a specimen, suggesting that the recombinant virus populations evaluated in the two assays differed. This was obvious for patient VII, for whom all of the reductions in susceptibility values for the NRTIs and NNRTIs by the PhenoSense HIV assay were greater than those by the Antivirogram assay. The same might be true for patients II, III, and VI but was less obvious because the reduction in susceptibility was restricted to a single drug class.
We also found that the HIV-1 isolates with discordant results in general had no known primary resistance mutations that predicted high-level resistance. In addition, neither assay missed any of the specimens whose isolates had clear genotypic evidence of reduced susceptibility. The discordant results observed for specimens from drug-experienced patients were limited to a few observations related either to low-level cross-resistance, such as that for abacavir, or to the presence of a mixture of wild-type and drug-resistant genotypes, as seen in a specimen with isolates with M and V codons at position 184. The reduced ability of lamivudine-resistant virus to grow relative to that of wild-type virus might explain the difficulty in demonstrating a high-level lamivudine resistance in this specimen
Our analysis of the distribution of the discrepant results according to the fold changes in the IC50s also indicated that these discrepancies were frequently near the assay cutoff values for the definition of reduced drug susceptibility, suggesting that the clinician should evaluate both the absolute fold change in the IC50 and the categorization of "sensitive" or "reduced susceptibility" for a complete assessment of the test results. Since clinically relevant cutoff values have not been established for most drugs, it is difficult at present to predict whether these discrepant results will have any clinical importance.
Analysis by either the presently or the previously used cutoff values for these assays showed no significant difference in the overall concordance of the results (91.5 versus 92.2%). However, some changes in the proportions of discordant results were seen, with an increase noted for PIs and a decrease noted for NNRTIs with the presently used cutoff values. These differences can be explained by the presently used cutoff values for the Antivirogram assay, which were reduced for three PIs and which were increased for all three NNRTIs.
The primary objective of the present study was to analyze the concordance of results by phenotypic category because of the direct implications for patient management. However, it may also be worthwhile to compare quantitatively the drug susceptibility levels obtained by each assay. This information may be important for the development of new antiretroviral drugs, in which phenotypic drug resistance testing is used extensively. For instance, in preclinical studies of a new candidate drug, assessment of phenotypic activity against well-characterized wild-type and resistant viruses is crucial. However, a proper quantitative comparison of the IC50s obtained by different assays requires a large set of data of phenotypic testing results for viruses with diverse susceptibility profiles for each drug. Our study does not provide enough resistance datum points to compare IC50s or fold changes in IC50s between assays.
In conclusion, the present study indicates that, overall, the results of the Antivirogram and PhenoSense HIV assays correlate well, despite the use of different testing strategies. The data also indicate the importance of evaluating both the absolute fold change in the IC50 and the phenotypic category for a complete assessment of test results.

ACKNOWLEDGMENTS
We gratefully acknowledge Jonathan E. Kaplan (CDC) for helpful
discussion and the members of the CDC Occupational HIV Exposure
Study Group.

FOOTNOTES
* Corresponding author. Mailing address: HIV and Retrovirology Branch, CDC, MS G-19, 1600 Clifton Rd., Atlanta, GA 30333. Phone: (404) 639-0218. Fax: (404) 639-1174. E-mail:
wmh2{at}cdc.gov.


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Journal of Clinical Microbiology, January 2002, p. 31-35, Vol. 40, No. 1
0095-1137/02/$04.00+0 DOI: 10.1128/JCM.40.1.31-35.2002
Copyright © 2002, American Society for Microbiology. All Rights Reserved.
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