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Journal of Clinical Microbiology, October 2002, p. 3577-3585, Vol. 40, No. 10
0095-1137/02/$04.00+0 DOI: 10.1128/JCM.40.10.3577-3585.2002
Copyright © 2002, American Society for Microbiology. All Rights Reserved.
Pilot Study of the Genetic Diversity of the Pneumococcal Nasopharyngeal Flora among Children Attending Day Care Centers
Raquel Sá-Leão,1,2 Alexander Tomasz,1 Ilda Santos Sanches,2,3 and Hermínia de Lencastre1,2*
Laboratory of Microbiology, The Rockefeller University, New York, New York,1
Molecular Genetics Laboratory, Instituto de Tecnologia Química e Biológica da Universidade Nova de Lisboa, 2780 Oeiras,2
Secção Autónoma de Biotecnologia, Faculdade de Ciências e Tecnologia da Universidade Nova de Lisboa, Monte da Caparica, Portugal3
Received 19 March 2002/
Returned for modification 22 May 2002/
Accepted 18 June 2002

ABSTRACT
A pilot study was conducted to determine the genetic diversity
of multiple colonies of pneumococci recovered from 37 nasopharyngeal
(NP) samples of children. A total of 239 pneumococcal isolates
(typically, six to eight colonies per sample) were typed by
pulsed-field gel electrophoresis (PFGE). In most NP samples
(89%) the multiple colonies shared common PFGE types and serotypes.
However, four samples were heterogeneous (samples A through
D): each contained two strains with different PFGE types, antibiotypes,
and serotypes. Samples A and B each contained one strain of
a vaccine capsular type and another expressing a non-vaccine
type (according to the currently licensed seven-valent conjugate
vaccine). In samples B and C the penicillin MIC for one strain
was elevated and the other strain was susceptible. In each of
the heterogeneous samples, one of the strains was a representative
of an internationally disseminated clone. Samples A, C, and
D contained strains which carried prophages that were inducible
by mitomycin C and that could be visualized by electron microscopy.
The
comC gene allele (which encodes the competence-stimulating
peptide) was the same in both strains found in each of samples
A, B, and D. Carriage of multiple pneumococci with distinct
properties should favor genetic exchange and provide a dynamic
population structure for pneumococci in their ecological reservoir.
Quantitative resolution of majority and minority components
of the pneumococcal NP flora will be of importance for evaluation
of the impact of intervention strategies such as vaccination
or introduction of new antimicrobial agents.

INTRODUCTION
Streptococcus pneumoniae is a major cause of morbidity and mortality
among young children worldwide (
1). With the emergence of antimicrobial
resistance in this bacterium, it has become increasingly important
to monitor the prevalence of drug-resistant strains carried
by young children since the nasopharynx of individuals in this
age group is known to be a major reservoir of this bacterial
species (
13).
Several projects are going on worldwide to monitor the prevalence of drug-resistant pneumococci among invasive and carried isolates. In Portugal, since 1996 we have been studying S. pneumoniae strains isolated from nasopharyngeal (NP) samples of a large group of children attending day care centers (4, 26). To evaluate the overall genetic diversity of over 2,000 NP samples we have routinely picked a single colony of pneumococci from each positive sample, and these were characterized for antibiotic susceptibility, serotype, and molecular type (pulsed-field gel electrophoresis [PFGE]). An interesting finding made in those studies was the high prevalence of eight clones that accounted for over half of drug-resistant pneumococci colonizing children attending day care centers (26). Subsequently, each one of the eight epidemic clones was also identified in international samples (24, 25).
The purpose of the pilot study described in this report was to use molecular typing techniques to determine the homogeneity of S. pneumoniae strains recovered from NP samples of children. Although some studies have described the serotype diversity among carriage pneumococcal isolates in cultures (8, 11, 12), to our knowledge, only two recent studies have addressed their genetic diversity (16, 28). We further characterized the strains isolated from heterogeneous samples for genetic determinants involved with DNA transfer and for susceptibility to lysis by antimicrobial agents. Studies of this nature are of particular importance for the proper evaluation of the impact of intervention strategies aimed at decreasing the rates of carriage of drug-resistant pneumococci and the incidence of disease.

MATERIALS AND METHODS
Study design.
In 1996 we performed a prevalence study in Lisbon, Portugal,
of NP carriage of
S. pneumoniae among 586 day care center attendees
(
4). The study was based on the characterization of one pneumococcal
colony from each carrier, which was arbitrarily designated the
"primary isolate." In addition, several individual colonies
(typically, six to eight colonies) were cultured from each NP
sample positive for pneumococci and frozen.
In this study, we characterized 239 pneumococcal isolates from 37 selected NP samples. The selection criteria were based on the already known properties of primary isolates in order to have a diversity of antimicrobial resistance patterns, capsular types, and genetic profiles among the primary isolates.
Properties of primary isolates.
The 37 NP samples were plated on selective agar, and a single colony from each of these primary plates was characterized. The 37 primary isolates showed a variety of antimicrobial resistance patterns and belonged to eight serogroups and 12 PFGE types (Table 1) which included five internationally disseminated clones: penicillin-resistant clones Spain23F-1 and Spain9V-3 (15) (PFGE types A and B in Table 1), a penicillin-susceptible clone, and two penicillin-intermediate macrolide-resistant clones (PFGE types E, M, and H in Table 1) (24, 25).
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TABLE 1. Properties of primary isolates from multiple colonies of S. pneumoniae picked from NP samples and selected for further characterization
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NP swabs and culture.
NP samples were collected by pediatric nurses by using sterile
swabs (Mini-Tip Culturette; Becton Dickinson Microbiology Systems,
Cockeysville, Md.) and were inoculated within 4 h in 5% blood
Trypticase soy agar plates containing gentamicin (5 mg/liter)
to select for
S. pneumoniae. The plates were incubated overnight
at 37°C under anaerobic conditions with an optochin disk.
Growth of pneumococci was quantified from - (no growth) to +++
(growth in four quadrants of the plate). Individual colonies
were picked from each of the primary selective plates, streaked
onto 5% blood agar plates, and incubated overnight with an optochin
disk at 37°C in a 5% CO
2-enriched atmosphere. Cultures were
frozen in Mueller-Hinton broth containing 15% glycerol (vol/vol)
and kept at -70°C. All culture media were purchased from
Difco (Detroit, Mich.).
Antimicrobial susceptibility testing.
Agar disk diffusion testing was performed with chloramphenicol, erythromycin, clindamycin, tetracycline, and trimethoprim-sulfamethoxazole disks by the guidelines of the National Committee for Clinical Laboratory Standards (17). Penicillin MICs were determined by the E-test (AB Biodisk, Solna, Sweden) according to the recommendations of the manufacturer.
Serotyping.
Capsular types and groups were determined by the Quellung reaction with commercially available antisera (Statens Serum Institut, Copenhagen, Denmark).
Molecular typing.
Preparation of chromosomal DNA, restriction with SmaI endonuclease, and PFGE were done as described previously (25).
Southern blot hybridization.
DNA fragments were transferred to nylon membranes and hybridized with a lytA-specific probe, as described previously (27).
Induction of lytic cycle in putative lysogenic strains.
Mitomycin C was added to cultures in the exponential phase (optical density at 620 nm, between 0.2 and 0.3) at 0.1 µg/ml (final concentration), and the cultures were monitored by determination of the optical density (23). Strains URU481 (lysogenic clinical isolate), R6 (nonlysogenic laboratory strain), and Lyt-4-4 (nonlysogenic autolysin-deficient laboratory mutant) were used as controls.
Analysis of comC allelic variation.
The strains were grown in liquid medium until the early stationary phase. An appropriate amount of culture was diluted (1:50) in water, boiled for 5 min, and cooled on ice. Templates were stored at -20°C. A total of 70 µl of template was used in each 100-µl PCR mixture. Primer 3 (5'-TGA CAG TTG AGA GAA TCT T-3') and primer 4 (5'-CTT TTC TAT TTA TTT GAC CT-3') (30) were used to amplify a PCR product containing comC, the genetic determinant of the competence-stimulating peptide (10). PCR products were purified by using Wizard PCR Preps (Promega, Madison, Wis.). Sequencing reactions were done with the same primers used for PCR amplification at the Rockefeller University Protein/DNA Technology Center by the TaqFS fluorescent dye terminator sequencing method with an ABI Prism 3700 DNA analyzer (Perkin-Elmer Applied Biosystems, Foster City, Calif.). Nucleotide and derived amino acid sequence data were analyzed with DNASTAR software (Lasergene, Madison, Wis.). Homology searches were performed with the BLAST utility (2), available through the National Center for Biotechnology Information website.
Lysis curves and viability counts.
Six-milliliter cultures of S. pneumoniae in the early exponential phase were exposed to 10 times the MIC of benzylpenicillin. Absorbances were monitored at 620 nm for 6 h after addition of the antibiotic. The number of viable cells in cultures exposed to penicillin was determined at various times by diluting cultures in liquid medium supplemented with 100 U of penicillinase/ml (Sigma) and plating them in 5% blood Trypticase soy agar (14). Strains R6 and Lyt-4-4 were used as controls.
Electron microscopy.
Preparation of samples for electron microscopy, staining, and observation were done as described previously (23, 29).

RESULTS
Serotyping and molecular typing of multiple individual colonies.
Multiple colonies (six to eight per plate) were picked from
each primary plate, generating 239 pneumococcal isolates which
were serotyped and whose PFGE profiles were determined. Each
colony in 33 of 37 (89%) NP samples had the same serotype, PFGE
profile, and
lytA hybridization pattern as the corresponding
primary isolates, suggesting that only one pneumococcal strain
was present in the sample (Fig.
1). However, four of the NP
samples (samples A through D) were heterogeneous: each sample
contained two strains differing in serotype and PFGE type. There
was no correlation between the amount of growth on the original
selective agar plate and the presence of multiple strains. None
of the children who concomitantly carried two pneumococcal strains
had taken antibiotics in the month preceding collection of the
sample.
Properties of heterogeneous samples.
Samples A through D each contained two strains which could be
distinguished by serotype, antibiotype, PFGE type, and
lytA hybridization pattern after Southern blot hybridization of PFGE
gels (Table
2 and Fig.
2). These samples provided examples of
concomitant carriage of pneumococci of vaccine types and non-vaccine
types (according to the currently licensed seven-valent conjugate
vaccine) as well as antimicrobial-susceptible and antimicrobial-resistant
strains. For the strains in NP samples A and B, one of the strains
was of a vaccine serotype (serotypes 6B and 19F, respectively),
while the other strain was of a non-vaccine type (serotype 11
and nontypeable, respectively). For the strains in both samples
B and C, the penicillin MIC for one of the two strains was elevated
(0.75 and 2 µg/ml, respectively), while the penicillin
MICs were less than 0.1 µg/ml for the other strains. There
were differences in the levels of resistance to tetracycline
in the pairs of strains from samples A, C, and D; and, additionally,
there were differences in the levels of resistance to chloramphenicol
in the pair of strains from sample C. These antibiotic resistance
determinants can be transferred between pneumococcal isolates
by transformation (of altered
pbp genes) (
5) or by conjugation
of transposons (which carry the
cat,
tet, and
erm genes) (
31).
Interestingly, in each heterogeneous sample, one of the strains
was a representative of previously described internationally
disseminated epidemic clones (
24,
25) (PFGE types M, H, A, and
M, in samples A, B, C, and D, respectively).
For all isolates from samples A through D, Southern hybridization
of
SmaI-restricted DNA on PFGE gels with a
lytA probe identified
a band of approximately 90 kb that is known to contain the host
autolytic gene (
23). Additional bands were observed for six
of the eight strains which produced unique
lytA hybridization
patterns that could distinguish the two strains present in the
heterogeneous samples (Fig.
2B). The multiple
lytA hybridization
bands suggested that the six strains contained prophages (
23).
In the next set of experiments one isolate representing each of the pairs of strains from heterogeneous samples was selected for further characterization. These strains were as follows: isolates 106 and 106-1 from sample A, isolates 325 and 325-1 from sample B, isolates 448 and 448-2 from sample C, and isolates 541 and 541-1 from sample D.
Detection of prophages.
To investigate whether the strains carried prophages, mitomycin C was added to cultures in the exponential phase of growth. In four of the six strains (strains 106-1, 448, 448-2, and 541), which contained multiple lytA hybridization bands, rapid lysis was observed following addition of mitomycin C, suggesting prophage induction (Table 2; Fig. 3). One of the two remaining strains (strain 325-1, sample B) was not tested since it did not grow well in liquid medium, and the other one (strain 325, sample B) did not lyse in the presence of mitomycin C. Strain 106 from sample A and strain 541-1 from sample D, which had only one lytA band, did not respond to mitomycin C.
The four strains which lysed in the presence of mytomycin C
were grown again and treated with mitomycin C. After addition
of the antibiotic, just before lysis, the cultures were harvested
and total DNA was isolated. Separation by PFGE of unrestricted
total DNA yielded one band of large molecular size (the bacterial
chromosome) for cultures not exposed to mitomycin C and an additional
band of small molecular size (<40 kb) for cultures exposed
to mitomycin C (Fig.
4A, lanes 2 to 9). Hybridization with
lytA showed that all DNA bands gave a positive signal, suggesting
that the DNA bands with small molecular sizes corresponded to
phage genomes induced by the mitomycin treatment (Fig.
4B, lanes
2 to 9). When the same total DNAs were restricted with
SmaI,
differences of up to three bands were observed in the PFGE profiles
obtained for each strain grown in the absence or in the presence
of mitomycin C (Fig.
4A, lanes 11 to 18). Hybridization with
lytA showed that these differences in the PFGE profiles could
be explained by the induction of prophages and their excision
from the chromosome (Fig.
4B, lanes 11 to 18).
Electron microscopy of the four cultures inducible by mitomycin
C showed that the bacteria underwent morphological changes and
the presence of intracellular phage particles (Fig.
5).
Analysis of comC allelic variation.
The sequence of
comC, the genetic determinant of the competence-stimulating
peptide responsible for inducing competence in a pneumococcal
population when it reaches a threshold extracellular concentration,
was determined for each of the eight strains and compared to
those described previously (
21,
22,
30). For samples A, B, and
D, the two strains present in each of the heterogeneous samples
had the same
comC allele (Table
2).
Susceptibility to penicillin-induced lysis.
Seven of the eight strains from the heterogeneous samples were tested for lysis in the presence of 10 times the MIC of penicillin. Addition of penicillin to the cultures in exponential growth led to quick lysis of strain R6 and strains 325 and 541-2. The remaining cultures had only a very slow decrease in optical density, suggesting that they were resistant to lysis induction by penicillin (Fig. 6A). Viable titers were determined at hourly intervals for all cultures. After 6 h of exposure to the antibiotic, all cultures had lost viability by 6 or more orders of magnitude (Fig. 6B). All cultures lysed in the presence of 4% deoxycholate. Electron microscopy of strain 106 (nonlysing) after 4 h of exposure to 10 times the MIC of penicillin showed intact cells with normal morphology (data not shown).

DISCUSSION
We have used PFGE to determine the genetic diversity of pneumococci
among multiple isolates from single colonies recovered from
37 NP samples collected from children in day care centers. By
picking six to eight colonies from each primary plate we found
that in 33 of the NP samples each of the several colonies picked
had a common serotype and PFGE type, indicating that the majority
of pneumococci recovered in these particular NP samples belonged
to a single strain. However, four of the NP samples were heterogeneous:
each contained two pneumococcal strains distinguishable by their
PFGE patterns as well as their serotypes.
Carriage of multiple pneumococci has been demonstrated before. In 1946, Hodges et al. (11) studied an epidemic of pneumococcal pneumonia in an Army Air Force technical school and found that 15% of the subjects simultaneously carried more than one serotype of pneumococcus. In 1980, Gray et al. (8) described that more than one serotype of pneumococcus was found in 8% of the cultures of NP samples obtained from 82 children studied from birth to 24 months of life. In a recent study, which used PFGE to study the genetic diversity of S. pneumoniae and Haemophilus influenzae strains isolated in cultures of throat swab specimens from children in day care centers, the investigators found that two genetically diverse strains could be identified in 10% of the positive samples (28).
The strains in our heterogeneous samples expressed different antimicrobial resistance types and capsular types and carried prophages that could be induced to produce phage particles and lyse the host strains, and several of the pairs of strains had the same comC allele, suggesting that both strains could be activated simultaneously to a competent state since they would respond to the same competence-stimulating peptide pherotype. Such strains could participate in DNA transfer events through genetic transformation or pseudotransduction (20, 30). Pneumococci are naturally transformable; and evidence of in vivo capsular transformation (3, 18), transfer of murM mosaic genes (6), and antimicrobial resistance markers such as penicillin-binding protein mosaic genes (5) and other antimicrobial resistance determinants (26) has been presented. Concomitant carriage of multiple lineages of pneumococci with such diverse traits represents an opportunity for these DNA transfer events. In fact, such shifts have been observed to occur in the nasopharynx (3, 7). In the four heterogeneous samples, at least one of the strains appeared to be lysis defective in the presence of high concentrations of penicillin (10 times the MIC), and although the cultures were loosing viability, intact cells were observed by electron microscopy after 4 h of exposure to the antibiotic. It has been suggested that selection of the lysis-defective and/or antibiotic-tolerant phenotype may favor and/or precede acquisition of antibiotic resistance (9).
In our heterogeneous samples the strains that made up the minority represented a substantial proportion (14 to 30%) of the total pneumococcal population of that particular sample. Carriage of multiple strains of pneumococci at substantially lower levels may very well occur in the nasopharynx, and such minority populations may play an important role in the dynamics of population changes that occur when the NP flora is perturbed by interventions such as the introduction of conjugate vaccines, treatment with antimicrobial agents, or improvements in infection control measures (12, 19). Detection of carriage of multiple strains that make up less than 1% of the pneumococcal population will require molecular detection techniques such as multiplex PCR or DNA arrays.

ACKNOWLEDGMENTS
Partial support for this work was provided by Projects Projecto
PRAXIS/P/SAU/14051/1998 from the Fundação para
a Ciência e Tecnologia of Portugal, contract QLK2-CT-2000-01020
from the European Union (to H. de Lencastre), and funds from
the Lounsbery Foundation and the Irene Diamond Foundation (to
A. Tomasz). R.S.-L. received doctoral grants from Fundação
para a Ciência e Tecnologia of Portugal (grant BD/4259/96)
and Fundação Calouste Gulbenkian of Portugal.
We thank Rosario Mato, Idalina Bonfim, and Marta Aires de Sousa for participation in the collection and isolation of samples and Duarte Oliveira for helpful discussions.

FOOTNOTES
* Corresponding author. Mailing address: The Rockefeller University, 1230 York Ave., New York, NY 10021. Phone: (212) 327-8278. Fax: (212) 327-8688. E-mail:
lencash{at}mail.rockefeller.edu or
leao{at}itqb.unl.pt.


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Journal of Clinical Microbiology, October 2002, p. 3577-3585, Vol. 40, No. 10
0095-1137/02/$04.00+0 DOI: 10.1128/JCM.40.10.3577-3585.2002
Copyright © 2002, American Society for Microbiology. All Rights Reserved.
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41: 2378-2384
[Abstract]
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