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Journal of Clinical Microbiology, November 2002, p. 4100-4104, Vol. 40, No. 11
0095-1137/02/$04.00+0 DOI: 10.1128/JCM.40.11.4100-4104.2002
Copyright © 2002, American Society for Microbiology. All Rights Reserved.
Estimation of the Rate of Unrecognized Cross-Contamination with Mycobacterium tuberculosis in London Microbiology Laboratories
M. Ruddy,1 T. D. McHugh,1 J. W. Dale,2 D. Banerjee,3 H. Maguire,4 P. Wilson,5 F. Drobniewski,6 P. Butcher,3 and S. H. Gillespie1*
Department of Medical Microbiology, Royal Free and University College Medical School, London NW3 2PF,1
School of Biomedical and Life Sciences University of Surrey, Guildford, Surrey GU2 7XH,2
Department of Medical Microbiology, St George's Hospital Medical School, Cranmer Terrace, London SW17 0RE,3
Communicable Diseases Surveillance Centre London, London W2 3QR,4
Microbiology Department, The Royal London Hospital, Whitechapel, London E1 IBB,5
Public Health Laboratory Service Mycobacterium Reference Unit, King's College Hospital, East Dulwich Grove, London SE22 8QF, United Kingdom6
Received 30 May 2002/
Returned for modification 30 June 2002/
Accepted 25 July 2002

ABSTRACT
Isolates from patients with confirmed tuberculosis from London
were collected over 2.5 years between 1995 and 1997. Restriction
fragment length polymorphism (RFLP) analysis was performed by
the international standard technique as part of a multicenter
epidemiological study. A total of 2,779 samples representing
2,500 individual patients from 56 laboratories were examined.
Analysis of these samples revealed a laboratory cross-contamination
rate of between 0.54%, when only presumed cases of cross-contamination
were considered, and 0.93%, when presumed and possible cases
were counted. Previous studies suggest an extremely wide range
of laboratory cross-contamination rates of between 0.1 and 65%.
These data indicate that laboratory cross-contamination has
not been a common problem in routine practice in the London
area, but in several incidents patients did receive full courses
of therapy that were probably unnecessary.

INTRODUCTION
Isolation of
Mycobacterium tuberculosis is the definitive method
for confirming the diagnosis of tuberculosis. Cross-contamination
is an inherent problem in culturing mycobacteria due to both
the sensitive recovery systems in use and the ability of the
bacilli to survive outside the host for extended periods. Viable
tubercle bacilli have been recovered from heat-fixed sputum
smears and from 0.9% sodium chloride decontamination solutions
up to 3 weeks after inoculation (
1). False-positive culture
results can occur as a result of contamination at many stages,
including patient sampling, microscopy, and specimen inoculation
(
7,
17).
A suspected diagnosis of tuberculosis has significant implications for patients and their contacts and for health care resources. For the patient, it entails a course of potentially toxic chemotherapy. For the contacts, it involves worry and time taken to attend screening. For health services, it further dilutes already stretched resources and personnel.
Our research team has recently completed a multidisciplinary collaborative study to investigate the epidemiology of tuberculosis within the London area using the international standard IS6110 restriction fragment length polymorphism (RFLP) method and secondary typing techniques (12). An important aspect of any analysis of tuberculosis epidemiology is the identification and quantification of laboratory cross-contamination that may falsely increase the number of cases included in clusters. In a recent review, most large studies were shown to have clusters containing strains that were likely to be present through cross-contamination (8). In order to ensure that the clusters produced by the study were as reliable as possible, a thorough review of the data was performed to elucidate which samples could have represented cross-contamination in the laboratory. Laboratories have different procedures to identify laboratory cross-contamination. In this paper, we report on the frequency of cross-contamination where it has not been recognized by laboratories through routine procedures.

MATERIALS AND METHODS
Patient samples.
A total of 2,779 isolates of
M. tuberculosis were isolated in
London laboratories between 1 July 1995 and 31 December 1997.
After multiple isolates from the same patient were eliminated,
isolates from 2,500 individual patients were included in the
study; 448 isolates had one to four copies of IS
6110, and 2,042
isolates had five or more copies. The methods and overall results
of the study have been described in detail elsewhere (
12).
Molecular epidemiological techniques.
All isolates that had been identified as M. tuberculosis were typed by IS6110 RFLP analysis using the international standard technique (18). All patterns were entered by one researcher into a database using GelCompar software (version 4.0; Applied Maths, Koutrai, Belgium) and then analyzed independently. The isolates were compared using the Dice coefficient with the parameter settings at 1.2% band position tolerance with optimization. A molecular cluster was defined as a series of isolates that had identical banding patterns (100% identity), and this computer similarity was subject to visual verification. Strains that differed by one band were regarded as not belonging to the same molecular cluster.
Epidemiological data collection.
Epidemiological information was gathered in the first instance by a structured pro forma questionnaire, which was used during record review to collect information about cases of culture-confirmed tuberculosis. Two health authorities (in east and southeast London) were able to provide data that were stored in local databases. Additional microbiological data from the PHLS United Kingdom antimicrobial resistance surveillance network (MYCOBNET) database was obtained. Potential links between members of the clusters were determined by reference to these pro forma questionnaires after molecular cluster results were known.
Defining cross-contaminants.
All clustered isolates with greater than four bands on IS6110 RFLP typing sent from the same source laboratory were considered for possible laboratory cross-contaminants and investigated further. Those received at the PHLS Mycobacterial Reference Unit within 12 weeks of each other were also identified for further study as possible cases of cross-contamination. If samples were found to be smear positive or patients had multiple positive cultures, laboratory cross-contamination was excluded. Any isolate obtained from a sample that had been shown to be smear negative and that constituted the only positive sample from that individual was defined as "negative smear one positive" and was checked for the date of processing within the source laboratory. If the sample was processed within 1 week of another with the same RFLP fingerprint, the possibility of laboratory cross-contamination was suspected. One week was chosen because laboratories processing smaller numbers of mycobacterial samples might batch them over two or more days, and hence, samples booked into the laboratory on different dates could be processed on the same day, exposing them to the risk of cross-contamination. More detailed information was collected to determine the likelihood of these being cases of cross-contamination. This included the original study pro forma questionnaire completed for each isolate, the microbiology records obtained by visiting the source laboratory, inspection of the clinical case notes for each patient, consultation with the tuberculosis liaison nurse, and the opinion of the physician in charge of the patient. Strains were defined as presumed cases of cross-contamination if the patient's clinical condition was not consistent with tuberculosis and an alternative diagnosis had been identified. Alternatively, they were defined as presumed cases of cross-contamination if the clinical and epidemiological data were inconsistent with tuberculosis. Possible cases of cross-contamination were defined as those where the clinical data were consistent but the epidemiological data were inconsistent with transmission. Wherever the final diagnosis could not be accurately determined, it was considered to be a possible case of cross-contamination. This diagnostic process is illustrated as a decision tree in Fig. 1.

RESULTS
Our first action was to detect and remove double entries. We
identified three previously unrecognized cases of double entry
of the same patient's details, one that was entered under an
anonymous genitourinary medicine number and then reentered under
a chest clinic number and two that were entered twice with different
dates of birth.
After this initial screening, we found a total of 74 isolates (each from a single patient) that might be suspected to be from laboratory cross-contamination. These included isolates from 35 clusters obtained from 19 separate laboratories. The other members of the clusters were believed to be genuine cases based on the criterion of smear positivity, multiple cultures from the same patient, or clinical opinion.
After analysis of the patient records, 11 (0.54%) were identified as presumed false-positive reports due to laboratory cross-contamination. The detailed assessment of these cases is summarized in Table 1. One case (I) involved a refugee hospitalized after detention at an airport on the day of arrival in the United Kingdom for the first time. The patient was diagnosed clinically as having a case of tuberculosis, although the initial specimen was smear negative. The isolate apparently grown from this specimen was of a type identical to a strain cluster from the local community, consisting of patients who had no links to the country of origin of the refugee. This was defined as a case of presumed laboratory cross-contamination in a patient with presumed tuberculosis.
In a further eight cases (0.32%), it was not possible to state
categorically whether clustering was due to cross-contamination,
as some of the patients had died or been lost to follow-up or
the final diagnosis remained unclear. An example of this is
the case (N) of a patient who was given a full course of therapy
but whose symptoms persisted posttherapy. Also, there were two
cases (M and P) of clinically defined tuberculosis that were
smear negative and had isolates that were identical to others
processed in the laboratory in parallel. Since there was no
clear link between the patients but more distant transmission
could not be excluded, these cases were defined as possible
cross-contamination. As transmission could not be absolutely
excluded, this was defined as a case of possible cross-contamination.
The clinical interpretation of these cases is summarized in
Table
2. The remaining 55 isolates were considered to represent
genuine cases of tuberculosis.
The overall previously unrecognized laboratory cross-contamination
rate was 11 cases out of 2,042 patients (0.54%) when only the
presumed cases of cross-contamination were considered. When
the possible cases of cross-contamination were also included,
19 out of 2,042 (0.93%) were identified. Cross-contamination
incidents were recorded for 11 (19%) of the 56 laboratories
involved in the London-wide study. Cross-contamination strains
were found in 14 (8.77%) of the clusters identified during the
study (
12).

DISCUSSION
This study was initiated to determine the significance of cross-contamination
where the primary laboratory had not identified it. The problem
of cross-contamination has always been recognized, but it is
less clear how common this problem is. Review of the literature
revealed a large variation in reported rates of cross-contamination,
ranging from 0.1 to >65% (Table
3). However, the highest
rates reported were found in studies that were initiated because
of suspicion that incidents of cross-contamination were occurring.
This was usually due to isolation rates that were above those
normally expected. It is not surprising, therefore, that such
studies produce high rates of cross-contamination. If the comparison
is limited to large unselected population-based studies, the
rates (with one exception) are below 3%. A recent review (
7)
found a mean false-positive rate of 3.1% from 14 studies of
>100 patients. However, it is extremely difficult to compare
these studies because they are not standardized in any way.
In some cases, the denominator is described as total samples
submitted for analysis, while in other cases, the denominator
consists of positive samples only. Furthermore, some laboratories
will try to identify cases of cross-contamination. Thus, retrospective
studies of all isolates will not give a true picture of the
extent of cross-contamination. Our study provides an estimate
of the risk of cross-contamination that is unrecognized by the
reporting laboratory and that is likely to result in inappropriate
or unnecessary therapy in our catchment area. Lack of recognition
may have occurred because there was no system for identifying
cross-contaminants in the host laboratory or because the system
failed to detect it.
Several factors contribute to laboratory cross-contamination,
ranging from simple mislabeling of specimens to laboratory protocols
that are not adapted for left-handedness (
4,
17). Initial sample
processing can result in the transfer of bacilli by aerosol,
splash, loop, or pipette, which invariably involves consecutive
sample numbers. While it might be better to process samples
individually, the widespread practice of alkaline decontamination
inevitably means having several samples in a batch in the safety
cabinet at the same time, since it is too time-consuming to
wait for decontamination of each one separately. Ensuring adequate
airflow through the cabinet is of course essential for the safety
of the staff, but it also helps to minimize aerosol spread.
Subsequent processing of samples with contaminated equipment
has been a well-documented source of cross-contamination in
several instances (
3,
8,
17), particularly involving needle
carryover from Bactec460 radiometric analyzers (Becton Dickinson,
Sparks, Md.). This appears to be less of a problem recently,
which may reflect adjustments in the temperature and maintenance
programs for the needles and more widespread use of liquid culture
systems using noninvasive growth detection. Another frequently
cited problem has been the contamination of common delivery
tubes or containers for additives. The effects of such contamination
can produce startling cross-contamination levels of up to 60%
(
9). Another factor is the number of positive samples being
processed within the laboratorythe more positive samples,
the more opportunities for cross-contamination (
13).
While good laboratory practice can minimize the risk, cross-contamination remains a possibility in any center, and maintaining levels of suspicion is important to allow prompt detection. In particular, attention should be given to any negative smear one positive sample. Additionally, laboratories using both liquid culture systems and solid slopes (e.g., Bactec and Lowenstein-Jensen) may be alerted by growth in one system only or if <6 colonies are isolated on the slope. Investigation typically shows that cross-contaminated samples were processed concurrently with a consecutively numbered true-positive sample. However, cross-contamination has been discovered from samples processed 15 specimens apart due to needle carryover (3).
Our data suggest the importance of identifying incidents of cross-contamination quickly. Among the cases where cross-contamination was defined as presumed, 3 of the 11 patients had some form of antituberculosis therapy: prophylaxis in two cases and a full treatment course in one. However, among the eight cases of possible cross-contamination, the therapeutic consequences were identified in five cases and all were given a full course of antituberculosis chemotherapy. It is possible that these patients received unnecessary antituberculosis drugs, with all the possibilities of adverse events, for no benefit. Also, while an incorrect diagnosis of tuberculosis is being entertained, the correct diagnosis may not be made. In three cases, we detected presumed or possible cross-contamination when the patient was thought to have tuberculosis. This too can have significant adverse outcome for the patient if the strains differ in their antibiotic susceptibility test results.
The data presented in this report argue strongly for the need to perform some routine test to determine whether isolates from the same laboratory are possible cross-contaminants as soon as possible to prevent unnecessary therapy. Rapid PCR-based methods, such as variable number tandem repeat and spoligotyping, have been proposed for this purpose (11). Isolates with the same profile but no epidemiological link would suggest laboratory cross-contamination, and the clinicians could be advised appropriately.

ACKNOWLEDGMENTS
D.B. and colleagues received funding from the NHS Executive
London Research and Development Programme. We are also grateful
to the European Union for support under grants BMH4-CT97-91202
and SMT4-CT96-2097 (provision of GelCompar software).
The views expressed in this publication are those of the authors and not necessarily those of the NHS Executive or the Department of Health.
We gratefully acknowledge the assistance of Angela Costetsos in performing the data searches and of Malcolm Perkins and Bharat Pankhania. This study would not have been possible without the support of the clinical and laboratory staff from the 56 participating hospitals and the steering group, committee, technicians, and research assistants from the Epidemiology of Tuberculosis in London Study.

FOOTNOTES
* Corresponding author. Mailing address: Medical Microbiology Department, Royal Free Campus, Royal Free and University College Medical School, Rowland Hill St., London NW3 2PF, United Kingdom. Phone: 020 7794 0500, ext. 3539. Fax: 020 7794 0433. E-mail:
stepheng{at}rfc.ucl.ac.uk.


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Journal of Clinical Microbiology, November 2002, p. 4100-4104, Vol. 40, No. 11
0095-1137/02/$04.00+0 DOI: 10.1128/JCM.40.11.4100-4104.2002
Copyright © 2002, American Society for Microbiology. All Rights Reserved.
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