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Journal of Clinical Microbiology, April 2002, p. 1237-1243, Vol. 40, No. 4
0095-1137/02/$04.00+0 DOI: 10.1128/JCM.40.4.1237-1243.2002
Copyright © 2002, American Society for Microbiology. All Rights Reserved.
Epidemiology of Extended-Spectrum ß-Lactamase-Producing Enterobacter Isolates in a Spanish Hospital during a 12-Year Period
Rafael Cantón,* Antonio Oliver, Teresa M. Coque, María del Carmen Varela, José Claudio Pérez-Díaz, and Fernando Baquero
Servicio de Microbiología Hospital Ramón y Cajal, Madrid, Spain
Received 10 October 2001/
Returned for modification 13 December 2001/
Accepted 24 January 2002

ABSTRACT
Fifteen
Enterobacter clinical isolates (11
Enterobacter cloacae isolates, 3
Enterobacter aerogenes isolates, and 1
Enterobacter gergoviae isolate), representing 0.4% of all
Enterobacter isolates
recovered in our hospital from 1989 to 2000, were suspected
of harboring an extended-spectrum ß-lactamase (ESBL).
These isolates were recovered from 14 different patients. ESBLs
were transferred by conjugation into an
Escherichia coli recipient
strain. Pulsed-field gel electrophoresis (PFGE) revealed a single
clone of
E. aerogenes and six different clones of
E. cloacae.
Four of these
E. cloacae clonal types were represented by only
one isolate each, but the other two were represented by three
and four isolates, respectively. Isoelectric focusing, susceptibility
phenotyping, PCR analysis, and sequencing demonstrated the presence
of three different ESBLs. The most frequent was the recently
characterized CTX-M-10 ESBL, which was found in the
E. gergoviae isolate and in all but one of the
E. cloacae isolates. The remaining
E. cloacae isolate harbored a TEM-27 ESBL, and the three
E. aerogenes isolates harbored a TEM-24 ESBL. PFGE revealed that
our
E. aerogenes strain was indistinguishable from the French
TEM-24-producing
E. aerogenes endemic clone. Although a low
prevalence of ESBL-producing
Enterobacter isolates was found
in our institution over a 12-year period, a diversity of nonepidemic
E. cloacae clones was detected, as was the persistence of the
CTX-M-10 ß-lactamase. The presence of the TEM-24-producing
E. aerogenes French clone in our institution also demonstrates
the intercountry dissemination of ESBL-producing isolates.

INTRODUCTION
Plasmid-mediated extended-spectrum ß-lactamases (ESBLs)
were first reported in the mid-1980s (
14,
15). Since then they
have been responsible for several outbreaks caused by expanded-spectrum
cephalosporin-resistant enterobacteria.
Klebsiella pneumoniae and
Escherichia coli are the most frequently involved organisms,
and TEM-1- and SHV-1-derived ß-lactamases are the
most common ESBLs found in these species (
25). These enzymes
have also been reported at a much lower frequency among inducible
AmpC ß-lactamase-producing members of the family
Enterobacteriaceae,
such as
Enterobacter spp.,
Citrobacter spp.,
Morganella morganii,
and
Serratia spp. (
6,
10,
17,
23,
27,
28,
38). The most common
ESBLs found in these species also belong to the TEM- and SHV-derived
ß-lactamases.
Enterobacter species have been found to be one of the most important causes of nosocomial infections during the last few years (9, 30). These organisms have been associated with several outbreaks generally involving derepressed mutants overproducing their chromosomal ß-lactamase or, more infrequently, expressing ESBL (7, 10, 23, 30).
The aims of this study were to establish the epidemiological relationship among all ESBL-producing Enterobacter isolates recovered in our institution over a decade, as well as to characterize the ESBLs expressed in these isolates and the plasmids harboring ESBL genes. In addition, we investigated if our ESBL-producing Enterobacter aerogenes isolates were related to those found in large outbreaks in other European countries (7, 10, 19).

MATERIALS AND METHODS
Bacterial strains.
All
Enterobacter clinical isolates which were suspected of harboring
an ESBL on the basis of their resistance phenotypes and the
results of the double-disk synergy test (DDST) (
12,
16,
23,
37,
38) were studied. These isolates, 11
Enterobacter cloacae isolates, 3
E. aerogenes isolates, and 1
Enterobacter gergoviae isolate, were recovered from 14 different patients attending
the Hospital Ramón y Cajal, a 1,200-bed teaching institution,
between 1989 and 2000. Bacterial identification and initial
antibiotic susceptibility testing were performed by using the
semiautomatic PASCO system (Difco, Detroit, Mich.) or the semiautomatic
WIDER system (Fco. Soria Melguizo, Madrid, Spain). For clonal
comparison, three ESBL-producing
E. aerogenes isolates belonging
to an endemic clone widely spread throughout France and Belgium
were included (
7,
10).
DDST and antibiotic susceptibility testing.
DDST was performed with conventional amoxicillin-clavulanate, cefotaxime, ceftazidime, cefepime, and aztreonam disks that were applied 20 and 30 mm apart (12). The MICs of amoxicillin, ticarcillin, piperacillin, piperacillin-tazobactam, cefazolin, cefuroxime, cefotaxime, ceftazidime, cefepime, aztreonam, and imipenem were determined by agar dilution according to NCCLS guidelines (21). The respective manufacturers provided all antibiotics as powders. Determination of susceptibilities to aminoglycosides, quinolones, and trimethoprim-sulfamethoxazole was performed by using the semiautomatic PASCO system or the semiautomatic WIDER system.
Conjugation experiments and frequency of resistance transfer.
Mating experiments were performed with E. coli BM21 (nalidixic acid resistant, lactose fermentation positive, and plasmid free) (2) or a rifampin-resistant mutant of that strain (BM21R) as the recipient. Overnight cultures of recipient and donor strains grown on brain heart infusion (BHI) broth (Difco) at 37°C were inoculated at a 1:2 ratio (donor to recipient) into fresh BHI broth and were then incubated overnight at 37°C. Samples (0.1 ml) of this mixture were spread onto the surfaces of Mueller-Hinton agar plates with and without 64 µg of nalidixic acid per ml or 100 µg of rifampin per ml and 2 µg of cefotaxime per ml or 1 µg of ceftazidime per ml. Samples from donors and recipients were used as controls. Colonies growing on the selection plates were subjected to DDST to confirm the presence of ESBL transconjugants. The frequency of transfer was expressed relative to the number of donor cells.
IEF.
Bacteria exponentially growing at 37°C in Luria-Bertani medium were harvested, and cell-free lysates were prepared by sonication. Isoelectric focusing (IEF) was performed by applying the crude sonic extract to Phast gels (pH gradient, 3 to 9) in a PhastSystem apparatus (Pharmacia AB, Uppsala, Sweden) (11). ß-Lactamases with known pIs (TEM-1, pI 5.4; TEM-4, pI 5.9; TEM-3, pI 6.3; TEM-24, pI 6.5, SHV-2, pI 7.6; SHV-4, pI 7.8; CTX-M-10, pI 8.1; and SHV-5, pI 8.2) were focused in parallel as controls. Gels were stained with 500 µg of nitrocefin (Oxoid, Basingstoke, United Kingdom) per ml to identify ß-lactamase bands.
PCR amplification of ESBLs and sequencing.
ESBL amplification was performed with genomic DNA from wild-type isolates and plasmid DNA from the corresponding transconjugants (High Pure Plasmid Isolation kit; Roche Diagnostics GmbH, Mannheim, Germany) with the appropriate primers and cycling conditions for the TEM and SHV ß-lactamases, as described previously (18, 29). For CTX-M-10, PCR amplification was performed by using the following primers: CTX-M-F8 (5'-CCGCGCTACACTTTGTGG C-3') and CTX-M-R3 (5'-TTACAAACCGTTGGTGAC G-3'). Cycling conditions were as follows: 35 cycles of 94°C for 60 s, 56°C for 60 s, and 72 for 2 min, with a final period of extension at 72°C for 10 min. For CTX-M-9, PCR amplification was performed with primers 5'-GTGACAAAGAGAGTGCAA CGG-3' and 5'-ATGATTCTCGCCGCTGAAGCC-3' and cycling conditions of 35 cycles of 94°C for 45 s, 62°C for 45 s, and 72 for 45 s, with a final period of extension at 72°C for 10 min (33). The PCR products were separated in 0.8% agarose gels and visualized under UV light after staining with ethidium bromide. The PCR products were purified with a QIAquick PCR purification kit (Qiagen, Hilden, Germany) and sequenced on an ABI PRISM 377 automated sequencer (Applied Biosystems, Foster City, Calif.).
Pulsed-field gel electrophoresis (PFGE).
Bacterial DNA was prepared as described previously (13), and XbaI (Roche) was used as the restriction enzyme. Plugs were loaded onto a 1.2% agarose gel (Molecular Biology Certified Agarose; Bio-Rad, Hemel Hempstead, United Kingdom). DNA separation was performed in a CHEF-DRIII apparatus (Bio-Rad, La Jolla, Calif.) with the following conditions: 200 V for 26 h with pulse times of 1 to 15 s for 7 h and 15 to 35 s for 19 h. DNA macrorestriction patterns were visually compared and interpreted according to the criteria established by Tenover et al. (35).
Plasmid analysis.
Plasmid DNA from E. coli transconjugants corresponding to representative isolates of different E. cloacae clones was obtained as described previously (36). Plasmid sizes were estimated from standard curves of the logarithm of the molecular sizes of the plasmids from E. coli V517 (eight plasmids ranging from 2.1 to 54.2 kb) and E. coli NCTC 50192 (four plasmids of 7, 36.2, 63.8, and 148.5 kb, respectively) against the relative mobilities of the isolates tested. For plasmid fingerprinting, DNA was obtained with a QIAgen Plasmid Midi kit (Qiagen), digested with EcoRI, and subjected to electrophoresis in a 1% agarose gel at 100 V for 3 h.

RESULTS
A total of 15
Enterobacter isolates recovered from January 1989
to October 2000 in our hospital (0.4% of all
Enterobacter isolates
tested) were recognized as harboring an ESBL. The characteristics
of the different
Enterobacter isolates, including the sample
origin and the date and units of isolation, are summarized in
Table
1. The isolates were recovered from 14 patients: 4 (28.6%)
from intensive care units, 4 (28.6%) from surgical wards, and
6 (42.8%) from medical wards. All
Enterobacter isolates were
positive by DDST, and resistance to expanded-spectrum cephalosporins
was transferred into
E. coli BM21 by conjugation at frequencies
ranging from 10
-5 to 10
-8. IEF of sonic extracts of these
E. coli tranconjugants revealed that all but one of the
E. cloacae isolates and the
E. gergoviae isolate transferred a pI 8.1 ß-lactamase.
There was no transfer of the following bands: a pI 7.6 ß-lactamase
band, probably related to an SHV-type enzyme; an unidentified
pI 7.8 band; and the pI >8.5 band, most likely the AmpC protein.
PCR amplification was positive for the CTX-M-10 ESBLs and negative
for the CTX-M-9 ESBLs for all these isolates and the corresponding
transconjugants harboring this pI 8.1 ß-lactamase.
Sequencing of the bla
CTX-M PCR products from the
E. gergoviae isolate and two representative
E. cloacae isolates confirmed
the Ala27Val and Arg38Gln substitutions within the sequence
of the CTX-M-3 ß-lactamase, which correspond to the
recently described CTX-M-10 ß-lactamase (
24).
Only one
E. cloacae isolate transferred a pI 5.9 ß-lactamase
(Table
1). In this case, PCR was positive for the TEM ß-lactamase
and negative for the SHV, CTX-M-9, and CTX-M-10 ß-lactamases.
This strain was isolated from an intravascular catheter culture
from which a
Salmonella enterica isolate was also obtained (
20).
This
S. enterica isolate was responsible for a nosocomial outbreak
involving an epidemic plasmid encoding a TEM-27 ESBL (
20). The
TEM-type ß-lactamase of our
Enterobacter isolate had
a pI identical to that of TEM-27 and conferred a pattern of
resistance to extended-spectrum cephalosporins identical to
that conferred by TEM-27. These results suggested the presence
of the TEM-27 enzyme in this
E. cloacae isolate, in addition
to the AmpC ß-lactamase.
PFGE analysis revealed six different clonal types (Fig. 1) among our 11 E. cloacae isolates. Four of these clones were represented by a single isolate each (isolate RYC39737/89, clone ECL1; isolate RYC95983/97, clone ECL2; isolate RYC43823/99, clone ECL4; and isolate RYC71078/99, clone ECL5). The other two clones were represented by four (clone ECL3) and three (clone ECL6) isolates, respectively (Table 1). Clone ECL3 was detected in strains from three different patients with no apparent temporal or spatial relationships. In contrast, the three isolates of clone ECL6 were found in three patients hospitalized in the same ward within a few months, showing that an undetected limited outbreak of ESBL-producing E. cloacae had occurred in this unit.
All transconjugants harboring the CTX-M-10 ß-lactamase
had only one plasmid (data not shown). The results of plasmid
fingerprinting of six
E. coli transconjugants representing all
six
Enterobacter clones harboring this ß-lactamase
are shown in Fig.
2. Estimated plasmid sizes ranged from 44
kb (clone ECL4) to 90 kb (clone ECL5). Although none of the
plasmids were found to be identical, they showed bands in common.
For instance, the band patterns for plasmids from the
E. gergoviae transconjugant and from the transconjugant of clone ECL2 (Fig.
2, lanes 1 and 3, respectively) differed by only one band.
On the other hand, all three
E. aerogenes isolates belonged
to the same clone (clone EA1). They were isolated from different
patients hospitalized in unrelated wards. The three
E. aerogenes isolates were found to harbor a pI 6.5 ß-lactamase
that could be transferred into
E. coli BM21 by conjugation (Table
1) and amplified with TEM-specific primers. On the contrary,
the pI 7.6 band and the pI >8.5 band were not observed in
the transconjugants. Sequencing of the bla
TEM PCR product showed
the Gln39Lys, Glu104Lys, Arg164Ser, Ala237Thr, and Glu240Lys
substitutions which had previously been found in TEM-24 ESBL
(
4). It is worth noting that our
E. aerogenes clone (clone EA1)
was indistinguishable (Fig.
3) from the TEM-24-producing
E. aerogenes endemic clone found in French hospitals (
3,
10). This
observation was confirmed by running in parallel our digested
E. aerogenes genomic DNA with the genomic DNAs of the isolates
described by Galdbart et al. (
10). Isolate RYC102643/98 (clone
EA1) was clonally related to French subtypes, whereas isolates
RYC91506/99 and RYC102675/99 (clone EA1a) showed a PFGE profile
identical to that of subtype 1c (Fig.
3).
The MICs for all
Enterobacter clinical isolates together with
those for their
E. coli transconjugants are shown in Table
2.
The MICs of cefotaxime or cefepime were higher than those of
ceftazidime for
E. cloacae isolates and the corresponding transconjugants
harboring the CTX-M-10 ß-lactamase. On the contrary,
the MIC of ceftazidime was higher than that of cefotaxime for
the
E. cloacae isolate harboring TEM-27 ß-lactamase.
All
E. cloacae and
E. aerogenes clinical isolates were susceptible
to the combination of piperacillin-tazobactam, which denotes
the nonhyperproduction of their AmpC ß-lactamases.
The
E. gergoviae and
E. cloacae isolates harboring the CTX-M-10
ß-lactamase were susceptible to aminoglycosides, whereas
the
E. aerogenes and the
E. cloacae isolates with the TEM-24
and the TEM-27 ß-lactamase, respectively, showed aminoglycoside
resistance. It is remarkable that the
E. aerogenes isolates
were highly resistant to tobramycin but susceptible to gentamicin,
whereas the
E. cloacae isolate harboring the TEM-27 ESBL was
resistant to gentamicin, intermediate to tobramycin, and susceptible
to amikacin. These phenotypes were also expressed in the corresponding
E. coli transconjugants. All
E. aerogenes isolates, four
E. cloacae isolates, and the
E. gergoviae isolate were resistant
to nalidixic acid (Table
2). Moreover, only
E. aerogenes isolates
were resistant to co-trimoxazole.

DISCUSSION
Resistance to expanded-spectrum cephalosporins in most
Enterobacter species as well as in other natural AmpC ß-lactamase-producing
members of the family
Enterobacteriaceae is mainly produced
by a constitutive overexpression of their chromosomal ß-lactamases
(
8). Plasmid-mediated ESBLs have also been described in these
species and have been responsible for several outbreaks (
6,
10,
19,
23). Although less common than AmpC hyperproduction,
ESBLs among these species are a problem of great concern due
to the potential transmission of resistance to other bacterial
species and because ESBLs are usually encoded by plasmids that
also harbor genes for resistance to non-ß-lactam antibiotics
such as aminoglycosides (
23,
27).
The prevalence of ESBL-producing Enterobacter isolates in our institution (0.4% of all Enterobacter isolates) was similar to that of ESBL-producing E. coli isolates (0.3%) (unpublished data) but was lower than that of ESBL-producing K. pneumoniae isolates (4.8%) (5) or that of Enterobacter spp. with the constitutive phenotype of AmpC hyperproduction (close to 20%). The prevalence of our ESBL-producing Enterobacter spp. was similar to that observed previously (6, 32) but lower than that found by Tzelepi et al. (37). Given the difficulties of detection of ESBL among AmpC-producing members of the family Enterobacteriaceae (37), the real prevalence of ESBL-producing Enterobacter isolates might have been underestimated. The initial suspicion of ESBL in our isolates was mainly based on (i) decreased rates of resistance to piperacillin or ticarcillin in association with tazobactam or clavulanate in commercial microdilution panels; (ii) decreased susceptibility or resistance to ceftazidime and/or cefotaxime; and (iii) the results of DDST with cefepime and clavulanic acid, in which DDST was performed as recommended previously (10, 16, 37, 38).
Six different clonal types among the 11 ESBL-producing E. cloacae isolates were identified by PFGE. IEF and PCR results suggested that 10 of the 11 E. cloacae isolates harbored the same ESBL, which corresponds to the newly characterized CTX-M-10 enzyme in an E. coli isolate from our hospital (24). This ß-lactamase has also been found in 40 and 10% of the ESBL-producing K. pneumoniae and E. coli clones recovered in different units from our hospital, respectively, suggesting that this ß-lactamase is widespread in our institution (5). In fact, the sequence of the ESBL from the E. gergoviae isolate was found to be identical to that of CTX-M-10. Interestingly, the E. gergoviae isolate was recovered in 1991 (Table 1), showing that the ESBL from that isolate has been present in our institution for at least 10 years. As stated above, due to difficulties in detecting ESBLs among Enterobacter isolates, these organisms may act as a reservoir for transmission to other members of the family Enterobacteriaceae, including E. coli and K. pneumoniae. The presence of CTX-M-10 in different Enterobacter clones over this period was not apparently linked to a unique plasmid element (Fig. 2). However, as all of the plasmids showed bands in common, we can consider the possibility of a single plasmid undergoing an evolutionary process (1). Moreover, the maintenance of the CTX-M-10 enzyme can be related to the permanence in our environment of a common transferable element (such as an integron or a transposon) circulating among different plasmids. Sequencing of the flanked regions of blaCTX-M-10, which is in progress, seems to support this hypothesis (A. Oliver et al., unpublished data).
On the other hand, the spread of ESBL-producing strains among different countries has previously been suspected but has rarely been demonstrated (31, 34). It is remarkable that all three isolates of ESBL-producing E. aerogenes isolates belonged to the same clone (clone EA1), even though they were isolated from nonrelated patients admitted to different units. Interestingly, PFGE and ß-lactamase sequencing revealed that our E. aerogenes clone harboring the TEM-24 ESBL was indistinguishable from the clone extensively found in French hospitals and more recently in Belgium (3, 6, 7, 10). Moreover, our isolates had an aminoglycoside resistance phenotype similar to that of the previously described French clone (10), suggesting the production of the same aminoglycoside-modifying enzyme, AAC(6')-I. Although we cannot rule out the opposite possibility, all these results suggest the importation to our country of the E. aerogenes French clone harboring the TEM-24 ESBL rather than the new emergence of this enzyme in our institution.
From an evolutionary point of view, the acquisition of an ESBL as a mechanism of resistance to the actions of expanded-spectrum cephalosporins may be less frequently found among Enterobacter isolates than among E. coli and K. pneumoniae isolates. All Enterobacter species except E. gergoviae, Pantoea agglomerans (formerly Enterobacter agglomerans), and some Enterobacter sakazakii strains can rapidly adapt to such a challenge by chromosomal AmpC induction or derepression (26) without an ESBL. Interestingly, our first Enterobacter isolate with an ESBL was an E. gergoviae strain isolated in 1991, and a similar finding was reported in China (4). As AmpC-related resistance is not expected to occur in this species, ESBLs may constitute the main strategy of resistance to expanded-spectrum cephalosporins. It is known that hyperproduction of a chromosomal ß-lactamase as a result of a mutation may be associated with a significant biological cost to the producer organism (22). If an ESBL plasmid is available in the microbial environment and its expression is less costly than the hyperproduction of the chromosomal enzyme, then there is a clear opportunity for acquisition of a plasmid carrying an ESBL. Such an event may provide extra benefits by allowing the acquisition of resistance to associated antibiotics. For this reason we cannot exclude the possibility that the emergence of ESBLs in E. aerogenes and E. cloacae may be due to the acquisition of a plasmid(s) encoding the ESBL under conditions of challenge with a non-beta-lactam antibiotic.
In conclusion, a low prevalence of ESBL-producing Enterobacter isolates was found in our institution over a 12-year period. Despite the low number of isolates, a diversity of clonal types was identified but the persistence of the same ESBL was detected, as the majority of isolates harbored the CTX-M-10 enzyme. It is worth noting the European intercountry dissemination of the E. aerogenes French clone harboring the TEM-24 enzyme to our hospital, which is in contrast to the scarce presence of other epidemic clones in our institution.

ACKNOWLEDGMENTS
This work was supported by research grants from the Consejería
de Educación y Cultura, Comunidad de Madrid (grant 08.2/0017/2000),
from the Fondo de Investigaciones Sanilanas (grant F15 01/412),
and from the Microbial Science Foundation, Madrid, Spain.
We thank Catherine Branger for supplying isolates corresponding to the TEM-24-producing E. aerogenes French clone.

FOOTNOTES
* Corresponding author. Mailing address: Servicio de Microbiología, Hospital Ramón y Cajal, 28034-Madrid, Spain. Phone: 34 91 336 8330. Fax: 34 91 336 8809. E-mail:
rcanton{at}hrc.insalud.es.


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Journal of Clinical Microbiology, April 2002, p. 1237-1243, Vol. 40, No. 4
0095-1137/02/$04.00+0 DOI: 10.1128/JCM.40.4.1237-1243.2002
Copyright © 2002, American Society for Microbiology. All Rights Reserved.
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