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Journal of Clinical Microbiology, November 2003, p. 4971-4979, Vol. 41, No. 11
0095-1137/03/$08.00+0 DOI: 10.1128/JCM.41.11.4971-4979.2003
Copyright © 2003, American Society for Microbiology. All Rights Reserved.
AIDS Research Center, National Institute of Infectious Diseases, Tokyo 2080011,1 Genome Science Laboratories Co., Ltd., Matsukawa, Fukushima 960-1242,2 Japanese Foundation for AIDS Prevention, Minatoku, Tokyo 105-0001, Japan3
Received 8 January 2003/ Returned for modification 23 April 2003/ Accepted 12 August 2003
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To reduce the cost and increase the availability of drug resistance genotyping, several simplified mutation detection assays, such as line probe assays (19), oligonucleotide ligation assays (7), and mutagenically separated PCR (8, 16), have been developed. Hybridization is the technology commonly used to identify specific nucleotide sequences, by using short complementary oligonucleotide probes, and specificity is controlled by a delicate probe-target annealing interaction. Therefore, unexpected mutations in the target sequence region may cause false results, and standard hybridization may not be a suitable strategy to apply to genes with high polymorphism. To minimize the effect of mutations within probe-targeted sequences and at the same time preserve the simplicity and availability of hybridization, we constructed an HIV-1 genotypic assay, named the enzyme-linked minisequence assay (ELMA), based on a modified hybridization procedure. In ELMA, two modifications to the standard hybridization method were introduced. First, a relatively low annealing temperature was selected for the hybridization reaction. The less-restricted hybridization condition minimized the effect of unexpected mutations within the target sequence and decreased the risk of false-negative results. Second, a 1-base extension reaction of the probe with tagged deoxynucleotide was added after the hybridization step. By this enhanced process, it became possible to control the reaction performance by the 3' end of the probe. False-positive results due to probe-target misannealing during the hybridization step were eliminated by this additional 3'-end control. By these modifications, we successfully constructed a genotyping assay designed to detect representative drug resistance mutations of zidovudine (AZT) and lamivudine (3TC) and primary mutations of the protease inhibitors.
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Extraction of viral RNA and amplification of target fragments. HIV-1 RNA was extracted from 200 µl of patient plasma by using a commercially available viral RNA extraction kit (Roche Diagnostics, Basel, Switzerland). Reverse transcription and the outer PCR were performed by using a one-step RT-PCR system (Takara, Osaka, Japan) with a 30-min reverse transcription step at 60°C, followed by 30 cycles of three-step PCR as follows: 95°C for 30 s, 55°C for 30 s, and 72°C for 30 s. With this outer PCR, 480-bp protease fragments and 888-bp RT fragments were amplified independently. The primers used in this outer PCR are shown in Table 1. In the inner PCR step, short target DNA fragments, three in the protease region (Fig. 1, fragments a to c) and four in the RT region (Fig. 1, fragments d to g), were amplified with AmpliTaq DNA polymerase (Applied Biosystems, Foster City, Calif.) and the primers listed in Table 2. The outer PCR products were denatured by 5 min of incubation at 95°C, followed by 40 cycles of three-step PCR as follows: 95°C for 30 s, 60°C for 30 s, and 72°C for30 s. Immediately after PCR termination, 50 µl of denaturation buffer (0.4 M NaOH) was added to the PCR tubes to keep the amplicons as single-stranded DNA and to inactivate residual Taq enzyme. These amplified DNA fragments included 11 drug resistance mutations, as follows: 6 mutations conferring resistance to major protease inhibitors (D30N, M46I, G48V, V82A, I84V, and L90M) (3, 9, 17), 4 mutations conferring resistance to nucleoside analogues (M41L, D67N, K70R, and T215Y) (13), and the 3TC resistance mutation M184V (21). The details of the fragments are summarized in Table 2.
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TABLE 1. Primers used for amplification of the first-strand protease and RT DNA fragments
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FIG. 1. PCR primers, amplified target fragments, and detection probes. A total of seven target fragments are amplified in the assay. There are six detection points in the protease region and five detection points in the RT region. Open arrows, PCR primers; solid lines, target fragments, wavy lines, detection primers; shaded boxes, target sites.
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TABLE 2. Primers used for amplification of target DNA and probes for hybridization
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FIG. 2. Two ELMA detection strategies. (a) Type A. The 3' end of the detection primer is designed to reach exactly the detection point. (Left) The corresponding biotinylated dNTP is incorporated at the 3' end of the probe if the 3' end of the probe matches with the target DNA. (Right) There will be no incorporation in the case of mismatch. Thus, two probes, a wild-type-specific and a mutant-specific probe, are used for the assay. (b) Type B. The 3' end of the detection primer is designed to reach 1 base before the detection point. The mutation pattern is determined by the type of biotinylated dNTP (dATP or dTTP) incorporated at the detection point. Therefore, the probe in the type B strategy is not type specific.
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FIG. 3. Alignment of hybridization probes in a 96-plate format. There are two rows for each sample. The first row of each sample is coated with wild-type (wt) detection probes, and the second row of each sample is coated with mutant (mt) probes. The italicized letter in each well demonstrates the detectable amino acid pattern.
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Evaluation of the sensitivity of the assay by limiting dilution. The sensitivity of ELMA at each detection point was evaluated by limiting dilution of the template DNA. An HXB2 wild-type clone and 11 recombinant clones, each with a single drug resistance mutation, which were selected as detection points of the assay, were used. The 11 recombinant clones were constructed on an HXB2 backbone as described previously (20). The copy numbers of the fragments were calculated according to the concentration and size of the plasmid DNA. Serial 10-fold dilutions ranging from 106 to 103 were made for each plasmid clone, and ELMA genotyping was performed for all of the dilutions. In these analyses, hybridization cutoff levels were evaluated from the mismatched pairs of target DNA and hybridization probe, i.e., mutant target versus wild-type probe or wild-type target versus mutant probe.
Evaluation of the assay sensitivity for detection of minor mutant populations. The ability of the assay to detect minor mutant populations was evaluated by analyzing the mixture of wild-type and mutant templates. The ratios of the wild type to the mutant in the mixtures were 1:1, 10:1, and 100:1. The total DNA template amount was fixed at 105 copies. The test was performed for all 11 detection points. The analyses were repeated four times with independently prepared serial dilutions each time.
Evaluation of assay performance against patient samples. To evaluate the reliability of ELMA, patient samples were analyzed both by ELMA and by standard sequencing, and the results of the two assays were compared. Forty-five samples were chosen randomly from the HIV-1-infected patient samples sent to the National Institute of Infectious Diseases for routine drug resistance genotyping from November 1996 to November 2000.
The details of in-house sequencing have been described elsewhere (15). In brief, HIV-1 RNA was extracted from 200 µl of patient plasma and reverse transcribed to cDNA by using murine leukemia virus RT (Takara). Subsequently, a 480-bp fragment, which covers the whole protease region, and an 888-bp RT fragment including all the known drug resistance mutation points were amplified individually by nested PCR. The nucleotide sequence of each DNA fragment was analyzed by cycle sequencing using Big-Dye terminator chemistry (Applied Biosystems) and an ABI-377 autosequencer (Applied Biosystems). Electropherograms were carefully analyzed using Sequence Navigator (Applied Biosystems).
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TABLE 3. Detection end points of wild-type ELMA probes
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TABLE 4. Detection end points of mutant ELMA probes
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Most of the probes were sensitive enough to detect templates of <102 copies. However, one wild-type probe (position 215) and three mutant probes (positions 215, 82, and 84) demonstrated lower sensitivities, with copy numbers at the 103 level. At most detection points, the sensitivities were at the same level for mutant and wild type detection. Three loci, positions 48, 82, and 84, showed different detection limits. The mutant probe was 1 log unit more sensitive than the wild-type probe at position 48, whereas the wild-type probes were 2 log units more sensitive than the mutant probes at positions 82 and 84.
Evaluation of assay sensitivity for detection of mutant populations mixed with wild-type populations. In Tables 3 and 4 the sensitivities of the probes were evaluated with a clonal DNA target amplified from HXB2 clones. However, virus populations in patients exist as mixed populations in clinical samples. Therefore, the probe sensitivity was evaluated by testing a mixture of wild-type and mutant targets. The same wild-type and mutant target templates used in the end point assay were mixed in three different wild-type/mutant ratios: 1:1, 10:1, and 100:1. All of the mixtures were adjusted to 105 copies of DNA so that the 100:1 mixture would contain more than 103 copies of the mutant template, a number sufficient to be detected at all detection points. Each test was repeated four times. Although the 103 copy level was a sufficient template number for all mutant probes, only three mutants, M41L, V82A, and L90M, were successfully detected in four reproduced tests with a wild-type/mutant ratio of 100:1. For the other eight loci (D67N, K70R, M184V, T215Y, D30N, M46I, G48V, and I84V), the test was not sensitive enough to detect a 1% mutant population in the mixture (detection was consistently unsuccessful at this 100:1 ratio); however, the mutant population was successfully detected at a 10:1 ratio (10%). For single-population detection, the results show that the lowest detectable level was 102 copies. However, with a mixed viral population, 102 copies of mutant clones were not detected when mixed with 106 copies of wild-type clones. In that case, the lowest level of the minor population which could be detected was 103 copies/ml. This discrepancy between the detectable copy number of clonal and mixed target populations may be due to competition between HIV-1 mutant and wild-type target DNAs.
Evaluation of assay performance against patient samples. The performance of ELMA with clinical samples was evaluated by testing 45 HIV-1 patient samples. The RNA copy number of the 45 patients ranged from 102.6 to 106.3 copies/ml (average, 105.3; median, 104.3). In this study, HIV-1 RNA was extracted from patient plasma, and target DNA was prepared by reverse transcription and nested PCR. The first PCR product was also analyzed by the direct sequencing method, and the result was compared with the ELMA result. The comparison of the direct sequencing results with the ELMA results is summarized in Table 5. The sensitivity and specificity of ELMA were calculated for each detection point, using the sequencing results as the standard. Because ELMA may be used for the first screening of drug resistance, it should capture all possible resistant cases. Therefore, in the calculations of specificity and sensitivity for which formulas are given in the footnotes to Table 5, "mutant" sequencing results and "mixture" ELMA results were considered concordant, as were "mixture" sequencing results and "mutant" ELMA results. In addition, "mixture" sequencing results and "wild-type" ELMA results were considered discordant. Further, cases in which "wild-type" sequencing results and "mixture" ELMA results were obtained were excluded from the calculations, because we could not rule out the possibility that ELMA had detected a minor mutant fraction that the sequencing failed to detect.
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TABLE 5. Summary of comparison between ELMA and sequencing results for clinical samples
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As shown in Table 5, there were 14 discordant results in total. Among these, we were able to specify the reason for the discordance for three results (two results for M184V and one result for T215Y). For position 184, the assay was constructed to distinguish between methionine (encoded by ATG) (underlining indicates a point targeted by the ELMA probe) and valine (GTG) by targeting the first base of the triplet. However, in the two failed cases, the substitution resulted not in valine (GTG) but in isoleucine (ATA). Thus, in this mutation pattern, the assay could not detect the substitutions. We observed a similar pattern in a position 215 discordant case. The assay was designed to distinguish between threonine (ACC) and tyrosine or phenylalanine (TAC or TTC) by targeting the first base of the triplet. The mutation pattern of the discordant case was isoleucine (ATA); therefore, our assay failed to detect the mutant.
For the other 11 discordant cases, we could not explain the discordance either by substitution pattern or by sequence polymorphisms in the target regions. The most likely explanation is population deviation caused by PCR primer selectivity. In these cases, the DNA population different from that of direct sequencing was preferentially amplified in the nested PCR.
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Because the probe-targeted regions of protease inhibitor-resistant mutants had higher GC contents than those of RT inhibitor-resistant mutants, the hybridization condition was less restrictive for the protease inhibitor resistance mutations. This condition is reasonable, because generally protease is highly polymorphic and is expected to have multiple mutations in the probe target regions. In ELMA, the goal of the hybridization step is to capture the target DNA, and the determination of wild type or mutant is made through the binding of the probe 3' end and the subsequent extension step. Therefore, the 3'-end nucleotide sequence pattern of the probes was critical for assay performance, and the balance between the attractive force of the matched nucleotide pairs and the repulsion force of the mismatched pairs appeared to affect the cutoff OD of the probes. In fact, each probe had a different cutoff value, as shown in Tables 3 and 4. The probes for G48V detection demonstrated significantly high cutoff values: 1.455 for the wild type and 1.061 for the mutant. These high cutoff values can be explained by examination of the sequences of the 3' ends of the probes. As shown in Table 2, the wild-type and mutant probe sequences were TCCCCC-3' and TCCCAC-3', respectively. In the case of a mismatch between a wild-type probe and a mutant target, or between a mutant probe and a wild-type target, the nucleotide pair at the underlined position would be T-C or A-G, respectively. The repulsion forces produced by G-C and A-G mismatches (which may cause the 3' end of the probe to become detached) are relatively weak compared to the attraction force caused by the surrounding four G-C matched pairs. Therefore, 3'-end cysteine tends to bind to the target even though the next nucleoside does not match with the target, and the high probability of misbinding resulted in a high OD cutoff. Although G48V probes demonstrated high cutoffs, this did not affect assay performance: as shown in Table 5, both the sensitivity and the specificity of ELMA for G48V scored 1.000.
More than the cutoff values, the polymorphisms observed in the target regions are critical for the assay. If there are too many polymorphisms in the target region, probes may not detect the amplified target DNA. In particular, we experienced this problem in designing the probe for the position 215 mutation. Only 31 out of 45 test samples were successfully analyzed by ELMA at position 215. When comparing the sequences of the probe target regions of the 31 successful samples and 14 failed samples, we noted that a significantly higher number of mutations accumulated in the failed samples. To improve the success rate of the assay, it may be necessary to design another probe, taking into consideration the frequency of the accumulated mutations in the probe target region. The limitation of the present probe design can be observed at other detection points as well. There were only four detection points (protease positions 46, 48, 84, and 90) at which all 45 test samples were successfully analyzed. The data suggest a requirement of multiple probes for each detection point to overcome nucleoside polymorphisms in the probe target regions.
Thus, compared to direct sequencing, ELMA is limited in the quality and quantity of the results. Still, the assay is attractive in several respects.
One interesting aspect of ELMA is that the test can detect a minor drug-resistant population equivalent to 10% of the total virus population according to the mixture analyses performed with recombinant clones. This number compares favorably to that for standard direct sequencing, which generally can detect a minor population equivalent to 30 to 50% of the total virus population (22). In the comparison of ELMA and direct sequencing for 45 patient samples, 16 samples tested "wild type" by direct sequencing and "mixture" by ELMA. The data suggest that minor drug-resistant mutant populations might have been detected by ELMA. To confirm the mixture result by ELMA, we performed multiple cloning for the same sequenced samples. Seventeen to 26 clones were sequenced in each sample, and we successfully detected drug-resistant mutant clones in 6 out of 16 samples. The frequencies of the mutant clones ranged from 11.7 to 47.6%. We could not find mutant clones in the remaining 10 samples, but we cannot conclude that these were false-positive results, as a possibility remains that ELMA detected minor populations of <5% in these samples. Another attractive feature of the assay is that the test can be performed in a few hours without the use of expensive equipment.
Taking these qualities into consideration, ELMA can be utilized in a practical manner in the following situations and for the following uses. First, as there is no requirement for expensive equipment such as autosequencers, and considering the high sensitivity of the assay, ELMA is an excellent candidate for drug resistance genotyping to be used in developing countries, where, with the greater availability of generic antiretroviral treatment, the introduction of a drug resistance monitoring system has been an urgent issue. Although specialized training is required to run the assay, a clinical diagnostic laboratory can introduce the assay without an investment in additional equipment. Second, ELMA can be used as a tool for drug-resistant population surveillance. Today, with regard to primary HIV-1 infection, there is an obvious risk of transmission of drug-resistant HIV-1 (2, 23). Because some of the drug-resistant HIV-1 strains demonstrate reduced viral replication activity compared to that of the wild-type virus (14), the resistant viruses can become the minor population upon termination of anti-HIV-1 treatment (5). This is an important issue in understanding the effect of preexisting resistant populations on antiretroviral treatment outcome and in the prognosis of infected patients. Therefore, it is imperative that minor hidden resistant virus populations in treatment-naïve patients be detected, and ELMA as we have described it here has an advantage in the survey.
In conclusion, we successfully constructed a new assay for genotypic analysis of drug resistance, which can be performed in a standard PCR laboratory. However, improvement of the assay through further simplification of the assay procedure, and addition of other important drug resistance mutation points which we have not yet designed, is required for use in clinical studies.
This study was supported by a grant from the Organization of Pharmaceutical Safety and Research (OPSR) of Japan and by the Ministry of Health, Labor and Welfare of the Japanese Government.
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