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Journal of Clinical Microbiology, December 2003, p. 5525-5529, Vol. 41, No. 12
0095-1137/03/$08.00+0 DOI: 10.1128/JCM.41.12.5525-5529.2003
Copyright © 2003, American Society for Microbiology. All Rights Reserved.
Epidemiology of Aspergillus terreus at a University Hospital
John W. Baddley,1* Peter G. Pappas,1 Anita C. Smith,2 and Stephen A. Moser2
Department of Medicine, Division of Infectious Diseases,1
Department of Pathology, University of Alabama at Birmingham, Birmingham, Alabama2
Received 14 May 2003/
Returned for modification 7 July 2003/
Accepted 20 September 2003

ABSTRACT
Invasive fungal infections due to
Aspergillus species have become
a major cause of morbidity and mortality among immunocompromised
patients.
Aspergillus terreus, a less common pathogen, appears
to be an emerging cause of infection at our institution, the
University of Alabama hospital in Birmingham. We therefore investigated
the epidemiology of
A. terreus over the past 6 years by using
culture data; antifungal susceptibility testing with amphotericin
B, voriconazole, and itraconazole; and molecular typing with
random amplification of polymorphic DNA-PCR (RAPD-PCR). During
the study period, the percentage of
A. terreus isolates relative
to those of other
Aspergillus species significantly increased,
and
A. terreus isolates frequently were resistant to amphotericin
B. Molecular typing with the RAPD technique was useful in discriminating
between patient isolates, which showed much strain diversity.
Further surveillance of
A. terreus may better define epidemiology
and determine whether this organism is becoming more frequent
in relation to other
Aspergillus species.

INTRODUCTION
Invasive fungal infections due to
Aspergillus species have become
a major cause of morbidity and mortality among immunocompromised
patients.
Aspergillus fumigatus is most frequently isolated
from clinical specimens, but other important species include
A. flavus,
A. niger, and
A. terreus. A. terreus appears to be
emerging as a cause of opportunistic infections (
8,
9,
20) and
is of concern because of in vitro resistance to amphotericin
B (
18). At our institution, the University of Alabama hospital
in Birmingham, an increase in the frequency of
A. terreus isolates
and invasive infections due to
A. terreus has been noticed (
4).
Although several recent studies have discussed clinical cases
of invasive
A. terreus disease and strain typing of
A. terreus environmental and clinical isolates (
7,
9,
11,
19,
20), questions
about the epidemiology of
A. terreus remain unanswered. We therefore
were interested in studying the epidemiology of
A. terreus at
our tertiary care university hospital with the use of clinical
data, antifungal susceptibility testing, and molecular genotyping
using the random amplification of polymorphic DNA-PCR (RAPD-PCR)
method.
(This work was presented in part at the 41st Interscience Conference on Antimicrobial Agents and Chemotherapy, Chicago, Ill., 16 to 19 December 2001.)

MATERIALS AND METHODS
We identified cultures positive for
A. terreus and other
Aspergillus species at the laboratory of the University of Alabama hospital
over a 6-year period (1996 to 2001) to investigate the frequency
of isolation of
A. terreus from clinical samples. The Laboratory
Information System was utilized to identify the number of
Aspergillus isolates. A subgroup of 41 patients with cultures positive for
A. terreus was selected for a more focused epidemiologic study
that included medical record review. In addition, 23 of 41 patients
had isolates stored and available for molecular typing and susceptibility
testing. Data collected from medical records included demographics,
information on underlying disease, identification of the clinical
disease entity or condition due to
A. terreus (invasive aspergillosis,
chronic necrotizing pneumonia [semi-invasive aspergillosis],
aspergilloma, allergic bronchopulmonary aspergillosis, colonization,
or contamination), and dates and sources of cultures positive
for
A. terreus. Colonization was defined as having a culture
positive for
A. terreus without evidence of clinical or histopathologic
disease. Contamination was defined as isolation of
Aspergillus but no apparent connection with clinical condition or relevance
to the patient (
15). Invasive infection was defined as the recovery
of
A. terreus from a sterile site or a biopsy specimen or from
a contiguous nonsterile site with compatible clinical and radiographic
findings. Chronic necrotizing pneumonia, aspergilloma, and allergic
bronchopulmonary aspergillosis were classified on the basis
of current guidelines (
16). Patient locations at the time of
culture, dates of hospital admission and discharge, and locations
within the hospital throughout hospital stays were determined
for 23 patients whose isolates were available for typing in
order to investigate potential clustering of cases or a potential
hospital source of isolates. Strain relatedness was determined
by molecular genotyping with the use of RAPD-PCR. Antifungal
susceptibility of
A. terreus isolates to amphotericin B, itraconazole,
and voriconazole was determined.
Molecular genotyping.
Twenty-three clinical isolates from twenty-three patients were subjected to molecular genotyping. Reactions were carried out three times to confirm reproducibility. In brief, isolates were grown on Sabouraud's dextrose agar slants and spores were harvested and inoculated into Vogel's medium at a final concentration of 107 spores/ml before incubation at 37°C for 48 h. Mycelium collected by filtration was freeze-dried with liquid nitrogen, ground to a powder, and added to microcentrifuge tubes. After centrifugation, the pellets were resuspended in extraction buffer (2, 5). DNA was isolated by heating in a boiling water bath, extracting once with chloroform-isoamyl alcohol (1:1) and twice with isopropanol, and precipitating with ethanol. RAPD-PCR was performed using 100 ng of A. terreus DNA as a template, primers R108 (GTATTGCCCT; 50% G+C content) and CII (GCGCACGG; 88% G+C content) obtained from Oligos, Etc., Portland, Oreg., and Stoffel DNA polymerase in a Perkin-Elmer model 480 thermocycler (Perkin-Elmer, Norwalk, Conn.) (3). The following conditions were used: 1 cycle of 94°C for 5 min, 30°C for 1 min, and 72°C for 1 min; 35 cycles of 94°C for 1 min, 36°C for 1 min, and 72°C for 1 min; 5 cycles of 94°C for 1 min, 36°C for 1 min, and 72°C for 5 min; and then refrigeration at 4°C (2). Aliquots of PCR products were analyzed by electrophoresis in a 1.5% agarose gel with ethidium bromide at 0.5 µg/ml and photographed under UV light (GelDoc 2000; Bio-Rad). Analysis of the DNA band patterns was done with Gelcompar II software (Applied Maths, Kortjik, Belgium). Highly related strains (groups) were defined as those having at least 90% homology on the basis of banding patterns.
Antifungal susceptibility testing. (i) Organisms.
A total of 23 A. terreus isolates from 23 patients were available for antifungal susceptibility testing. Sources of isolates included 22 respiratory specimens (sputum, bronchoalveolar lavage fluid, transbronchial biopsy specimen, or tracheal aspirate) and 1 wound specimen. Isolates were grown on potato flake agar and identified as A. terreus by colony color and typical microscopic morphology, including the presence of aleuriospores (17). All isolates were grown on potato flake agar slants and stored at -70°C until testing.
(ii) Antifungal drugs.
Voriconazole (Pfizer Pharmaceutical Group, New York, N.Y.), itraconazole (Janssen Research Foundation, Beerse, Belgium), and amphotericin B (Sigma Chemical Co., St. Louis, Mo.) were obtained as reagent-grade powders from their manufacturers, and stock solutions were prepared in dimethyl sulfoxide. All drugs were diluted in RPMI 1640 medium (Sigma Chemical Co.) buffered to pH 7.0 with morpholinepropanesulfonic acid (MOPS) buffer and dispensed into 96-well microdilution trays. Trays containing an aliquot of 0.1 ml of appropriate drug solution (2x final concentration) in each well were sealed and stored at -70°C until use. The final ranges of drug concentrations tested were 0.008 to 8 µg/ml for voriconazole and itraconazole and 0.016 to 16 µg/ml for amphotericin B.
(iii) Susceptibility testing.
MICs were determined by NCCLS M38-A broth microdilution methodology (13). In brief, isolates were grown on potato dextrose agar slants at 35°C for 7 days. The slants were covered with 1 ml of sterile 85% saline and gently scraped with a sterile pipette. The resulting suspensions were transferred to separate tubes, and heavy particles were allowed to settle. Turbidities of the conidial suspensions were measured at 530 nm and adjusted to optical densities ranging from 0.09 to 0.11 (80 to 82% transmittance). Final concentrations of stock inocula ranged from 0.5 to 5 x 106 CFU/ml and were verified by plating onto Sabouraud dextrose agar. Drug-free controls were included in each tray. The microdilution trays were incubated at 35°C for 48 h. Following incubation, MIC endpoints were determined as the lowest drug concentrations that prevented any discernible growth (optically clear) compared to that of the drug-free controls. Quality control was measured by inclusion of the following strains: Candida parapsilosis (ATCC 22019) and C. krusei (ATCC 6258). All readings were within the recommended limits based on NCCLS M38-A methodology (13).

RESULTS
Eight hundred sixty-nine
Aspergillus isolates were identified
by the University of Alabama at Birmingham Clinical Microbiology
Laboratory during the 6-year study period. The most common species
was
A. fumigatus, making up 60% of isolates, followed by
A. niger (18%),
A. terreus (12%), and
A. flavus (9%). One hundred
seven isolates of
A. terreus from 41 patients were identified
(1 isolate from 1 patient, 1996; 4 isolates from 2 patients,
1997; 19 isolates from 2 patients, 1998; 23 isolates from 6
patients, 1999; 31 isolates from 19 patients, 2000; and 29 isolates
from 11 patients, 2001). As shown in Fig.
1, the percentage
of
A. terreus isolates relative to the total number of
Aspergillus isolates (1.5% in 1996 to 15.4% in 2001;
P < 0.001; chi-square
test for linear trend [EPI-INFO 6]) and the percentage of patients
with
A. terreus isolates relative to the total number of patients
with
Aspergillus isolates (2.1% in 1996 to 10.2% in 2001;
P = 0.001) significantly increased during the study period.
Clinical data were collected from 41 patients with positive
A. terreus cultures. Isolates from 34 (83%) of 41 patients were
cultured from the respiratory tract, those from three patients
(7.3%) were from skin and soft tissues, and isolates from one
patient each were from blood, a toenail, the ear canal, and
peritoneal fluid. The mean age of patients was 54 years, and
66% were male. Twenty (48.7%) of 41 patients were immunocompromised,
with 11 (26.8%) having received solid organ or hematopoietic
stem cell transplants. Twenty-four (58.5%) of 41 patients were
colonized with
A. terreus, and in three patients (7.3%), isolates
were considered to be contaminants. Of 14 patients (34%) with
infection, 11 had invasive aspergillosis, 1 had aspergilloma,
1 had external otitis, and 1 had onychomycosis. Among the 11
patients with invasive aspergillosis, 5 (45.4%) had disseminated
disease and the deaths of 8 patients (72.7%) were attributed
to
A. terreus infection. Throughout the study period, among
patients who had typing data available, there appeared to be
time-related clusters of hospitalized patients with positive
A. terreus cultures (Table
1); however, these patients were
not consistently located in the same hospital units or areas.
Antifungal susceptibilities.
The activities of amphotericin B, itraconazole, and voriconazole
against 23 patient isolates of
A. terreus are shown in Table
2. Itraconazole and voriconazole were highly active against
A. terreus (100% susceptible at an MIC of

1 µg/ml), while
only 13% of isolates were susceptible to amphotericin B at an
MIC of

1 µg/ml.
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TABLE 2. In vitro susceptibilities of 23 isolates of A. terreus to amphotericin B, itraconazole, and voriconazole
|
Molecular genotyping.
Twenty-three isolates from 23 patients were genotyped using
RAPD-PCR methodology with two primers previously shown to have
good discriminatory power for
Aspergillus species (
2,
5). Seventeen
distinct strains were identified with the R108 primer (Fig.
2) and 12 distinct strains were identified with the CII primer
(Fig.
3). By combining the results of the two primers, 19 distinct
strains were identified (Table
1).
Several patients' isolates were highly similar (>90% homology)
and were placed in three groupings: type III (patients 4 and
6), type XII (patients 18, 19, and 23), and type XIX (patients
14 and 21). Patients 4 and 6 were hospitalized and their specimens
were cultured almost 3 years apart (Table
1). Patients 18, 19,
and 23 had
A. terreus cultures that were temporally related,
but they were not hospitalized at the same time nor were they
in the same ward or unit. Patients 14 and 21 were hospitalized
at the same time but were in different locations.

DISCUSSION
Our study confirms that
A. terreus is an increasingly common
clinical isolate, but our data also do not support a common
source for this phenomenon. At our institution,
A. terreus appears
to be an emerging pathogen and constitutes a growing proportion
of
Aspergillus isolates in our hospital over the last several
years. By comparison, in a recent 1-year, multicenter epidemiologic
survey in the United States, of 1,477
Aspergillus isolates,
only 17 (1%) were
A. terreus (
15). Chandrasekar and colleagues
have reported an increase in
Aspergillus species over the past
decade, but the number of
A. terreus isolates did not appear
to increase during the study period (
6). Recent surveillance
data from other institutions would be helpful to determine whether
our observed trend over the past 6 years is representative of
trends at other sites.
In parallel with the increased number of clinical isolates, there has been a growing number of patients with invasive disease caused by A. terreus at our institution, especially among immunocompromised patients (4). Of 41 patients with positive cultures, nearly one-half were immunocompromised, and 11 (27%) of 41 had invasive infection. Of the 11 patients with invasive disease, 8 died of the infection with disseminated disease or overwhelming pneumonia. Perfect and colleagues reported that among 17 patients with A. terreus isolates, invasive disease was seen in 47% (15). Other recent reports have found that between 3 and 13% of cases of invasive aspergillosis may be due to A. terreus and that disease is rapidly progressive in immunocompromised patients (9, 20). Therefore, an isolate of A. terreus from an immunocompromised patient is of concern and should be considered a potential pathogen.
In isolates we studied, as has been previously reported, MICs of amphotericin B were higher for A. terreus than for A. fumigatus (18). Amphotericin B resistance may in part explain the rapid disease progression and poor clinical response seen among some patients, as until recently amphotericin B had been considered standard primary treatment for invasive aspergillosis (16). MICs of voriconazole and itraconazole for A. terreus isolates were similar to those in other reports (17, 18).
The molecular genotyping of Aspergillus species has proven useful in many epidemiologic situations (11, 12, 19). One of the most widely used genotyping techniques is RAPD-PCR, a relatively technically simple and rapid procedure. Although RAPD-PCR has been criticized for a lack of reproducibility, this method has been used with success for A. terreus isolates (5, 19). Birch and Denning used five primers to test 14 isolates and found primers R108 and CII to be highly discriminatory (5). Symoens and colleagues tested 43 isolates of environmental and clinical origins with the primers NS3 and NS7 (19). Among epidemiologically unrelated isolates, the primers were highly discriminatory. In addition, they found RAPD-PCR to be a useful tool in demonstrating the clonal origin of contamination of the environment in a hematology unit. Among our patients, each primer was highly discriminatory, and when the primers were used in combination, 19 different strains were found. Three groups of patients had highly related (
90% homology) strains, but only two patients in one group were hospitalized at the same time. Moreover, the patients were in different hospital locations during their stay. No common exposures could be detected to suggest nosocomial acquisition; however, certain factors present may not have been identified in the chart review. Environmental isolates were not obtained during the study period but may have been useful in identifying potential nosocomial exposures.
It remains unclear why the frequencies of A. terreus isolates and infections are increasing at our institution. Multiple studies have linked hospital construction and renovation to Aspergillus species outbreaks (7, 10, 14). Hospital construction has been prevalent at our institution over the past decade but not in areas where these patients were housed. Lass-Florl and colleagues suggested potted plants as a source of A. terreus, and there are also concerns about Aspergillus species contaminating water and foodstuffs (1, 11). It is important that targeted surveillance of Aspergillus species, especially A. terreus, be continued in order to better define environmental patterns.
In conclusion, A. terreus has become more common at our institution over the past 6 years. It is an important pathogen because of relative amphotericin B resistance and the potential to cause rapidly progressive invasive infections in immunocompromised patients. Molecular genotyping of isolates with RAPD-PCR was helpful in discriminating patient isolates, and when results of this procedure are combined with other clinical and epidemiologic data, it appears that A. terreus isolates at our institution are highly diverse and are unlikely to come from a common source. Surveillance of A. terreus at other institutions may be helpful to better define epidemiology and determine whether this organism is becoming more frequent in relation to other Aspergillus species.

FOOTNOTES
* Corresponding author. Mailing address: University of Alabama at Birmingham, Department of Medicine, Division of Infectious Diseases, 1900 University Blvd., 229 Tinsley Harrison Tower, Birmingham, AL 35294-0006. Phone: (205) 934-5191. Fax: (205) 934-5155. E-mail:
jbaddley{at}uab.edu.


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Journal of Clinical Microbiology, December 2003, p. 5525-5529, Vol. 41, No. 12
0095-1137/03/$08.00+0 DOI: 10.1128/JCM.41.12.5525-5529.2003
Copyright © 2003, American Society for Microbiology. All Rights Reserved.
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