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Journal of Clinical Microbiology, March 2003, p. 1143-1146, Vol. 41, No. 3
0095-1137/03/$08.00+0 DOI: 10.1128/JCM.41.3.1143-1146.2003
Copyright © 2003, American Society for Microbiology. All Rights Reserved.
Proficiency Testing Program for Clinical Laboratories Performing Antifungal Susceptibility Testing of Pathogenic Yeast Species
Rama Ramani1 and Vishnu Chaturvedi1,2*
Mycology Laboratory, Wadsworth Center, New York State Department of Health,1
Department of Biomedical Sciences, School of Public Health, State University of New York at Albany, Albany, New York2
Received 15 August 2002/
Returned for modification 4 October 2002/
Accepted 8 December 2002

ABSTRACT
Antifungal susceptibility testing is expected to facilitate
the selection of adequate therapy for fungal infections. The
general availability of antifungal susceptibility testing in
clinical laboratories is low, even though a number of standard
methods are now available. The objective of the present study
was to develop and evaluate a proficiency testing program (PTP)
for the antifungal susceptibility testing of pathogenic yeasts
in laboratories licensed by the New York State Department of
Health. A number of quality control standards, and methods for
documenting laboratory performance, were developed in consultation
with the laboratory directors. The participating laboratories
were provided with five American Type Culture Collection strains
of pathogenic yeasts for which the minimum inhibitory concentrations
(MICs) of amphotericin B and fluconazole were well defined.
A majority of laboratories (14 of 17) used broth microdilution,
and these were evenly split between the NCCLS M-27A protocol
and the Sensititre YeastOne method. The other three laboratories
performed susceptibility testing with Etest. Overall, the levels
of agreement between MIC reference ranges and the reported MICs
were 85 and 74% for amphotericin B and for fluconazole, respectively.
All laboratories except one successfully detected fluconazole
resistance in a
Candida krusei strain. However, amphotericin
B resistance in a
Candida lusitaniae strain was not detected
by any of the participating labs. It is concluded that a suitably
designed PTP could adequately monitor the competence of clinical
laboratories performing antifungal susceptibility testing.

INTRODUCTION
Antifungal susceptibility testing of pathogenic fungi is expected
to facilitate the selection of adequate therapy for fungal infections
(
5,
13,
14,
18). The antifungal susceptibility testing may also
provide an estimate of antifungal efficacy, prediction of therapeutic
outcome, monitoring of the development of drug resistance, and
therapeutic potential of untested compounds (
5,
13,
14). The
National Committee for Clinical Laboratory Standards (NCCLS)
Subcommittee on Antifungal Susceptibility Testing has published
a series of documents describing the development of a standard
method for the antifungal susceptibility testing of pathogenic
yeasts and molds (
11,
12,
18). The general availability of antifungal
susceptibility testing in clinical laboratories is low, even
though the standardized methods are now available. Currently,
reference laboratories perform most antifungal testing. Two
quality control strains (
Candida parapsilosis ATCC 22019 and
Candida krusei ATCC 6258) and four reference strains have been
selected by the NCCLS Subcommittee, and minimum inhibitory concentration
(MIC) ranges of amphotericin B, 5-flucytosine, fluconazole,
itraconazole, and ketoconazole have been reported (
11,
15,
16).
A number of commercial systems are now under development for
antifungal susceptibility testing of yeasts, and Sensititre
YeastOne (TREK Diagnostics Systems Inc., Westlake, Ohio) and
Etest (AB BIODISK North America Inc., Piscataway, N.J.) have
been extensively tested (
4,
6,
8,
13). Sensititre YeastOne was
recently cleared by the Food and Drug Administration.
The Clinical Laboratory Improvement Amendments of 1988 (CLIA 1988) have brought significant changes in the operations of clinical laboratories in the United States (7). Under the regulations of CLIA 1988, the development of proficiency testing (PT) programs (PTPs) would allow maximum limits on deviations of PT results from peer means of the participating laboratories (7). In CLIA 1988, the number of unknowns analyzed by the participating laboratories was increased from two to five specimens per distribution (2). The New York State Department of Health (NYSDOH) initiated a PTP to monitor the overall quality of testing performed by State permit-holding clinical laboratories, in response to the 1964 legislative mandate (17). The Mycology PTP of the NYSDOH is responsible for ensuring the quality of clinical mycology testing in laboratories that test specimens originating from patients in New York State. Currently, 152 laboratories hold licenses either to identify yeast-like pathogens (yeast only) or to identify all fungi (general) from clinical specimens. The participants in the program are tested thrice yearly with a total of 15 unknown fungal specimens, and they also submit background information about their laboratory operations. These data were previously used to analyze the quality of the participating laboratories (17). The Bacteriology PTP at the NYSDOH has also reported the results of a survey of laboratories performing antimicrobial susceptibility testing and interpretation (9). Similarly, PT and quality control results for antimicrobial susceptibility testing have been reported by the Centers for Disease Control and Prevention in collaboration with the World Health Organization (20). The College of American Pathologists (CAP) currently has an ongoing ungraded program of antifungal susceptibility testing (3, 13). Thus, PTP data could serve as a valuable resource for the analysis of laboratory performance in the area of antifungal susceptibility testing. The objective of the present study was to develop and evaluate the PT program for antifungal susceptibility testing of pathogenic yeasts in laboratories licensed by the NYSDOH.

MATERIALS AND METHODS
Questionnaire.
In October 2000, a questionnaire was sent to 152 laboratories
participating in the Mycology PTP to seek feedback about the
scope of antifungal susceptibility testing. The survey requested
information about testing performed within the laboratory, specimens
sent out to reference laboratories, antifungal agents used for
susceptibility testing, methods employed, and any plans for
the introduction of antifungal susceptibility testing in the
near future.
Test design.
Based on the response to the questionnaire, a pilot PT was designed for the laboratories that voluntarily disclosed that they perform antifungal susceptibility testing. It was proposed to use five American Type Culture Collection (Manassas, Va.) (ATCC) strains of pathogenic yeasts for which the MICs of amphotericin B and fluconazole have been published (11, 15, 18). These strains were Candida albicans ATCC 24433, C. krusei ATCC 6258, C. parapsilosis ATCC 22019, C. tropicalis ATCC 750, and C. lusitaniae ATCC 200950. Each laboratory was asked to record the method used, the choice of medium, inoculum preparation and concentration, incubation temperature, duration of incubation, and endpoint reading for the two drugs to be tested.
Fungal isolates and preparation.
The five yeast isolates were purchased from the ATCC. The samples were prepared according to the NYSDOH protocol for preparation of PT specimens. Briefly, these organisms were removed from frozen glycerol stock (10% sterile glycerol suspensions stored at -70°C), subcultured onto Sabouraud's dextrose plates, and incubated at 35°C. After 48 h of incubation, the plates were inspected for purity. Broth microdilution tests for amphotericin B and fluconazole were performed according to the NCCLS M27-A guidelines (11). These validations were done twice before specimen distribution to the participating laboratories. After validation of the susceptibility patterns, yeast colonies were transferred onto 17 sets of Sabouraud's dextrose agar tubes and incubated at 35°C for 48 h. A set of tubes with visible growth was sent to each of the 17 participating laboratories via overnight delivery on December 5, 2001. A set of test specimens was mailed back to the NYSDOH diagnostic mycology laboratory (one of the participating laboratories) to ascertain the effect of the mailing conditions.
PT.
Laboratories were reminded that they must follow routine procedures for testing of the PT specimens. They were also instructed to accurately record all information, as they processed the PT specimens, on the answer sheet provided with the test samples. A 3-week response period was set as the deadline for return of results, although the laboratories were expected to report results sooner than the deadline if they indeed handled specimens according to their routine procedures. For each antifungal agent, the results provided by a particular laboratory were independently analyzed and were then compared with total responses. Acceptable results were MICs within ±2 dilutions of the reference range for a particular yeast, as described in NCCLS document M27-A (12). These acceptable results were established from empirical rules that required results to be within ±2 standard deviations of the mean value (3, 7). For C. lusitaniae ATCC 200950, the MIC range from an earlier publication was used (1, 10, 19). As per CLIA 1988 guidelines, two out of five results being reported outside the expected range led to a laboratory's receiving an unsatisfactory evaluation (7).

RESULTS AND DISCUSSION
The results of the October 2000 questionnaire revealed that
17 laboratories performed antifungal susceptibility testing.
These included 15 microbiology laboratories within the United
States and one reference laboratory each from Canada and the
United Kingdom. The United States laboratories were located
in New York (eight), California (three), and one each in Texas,
Virginia, Minnesota, and Utah. These laboratories received the
pilot antifungal PT specimens on December 6, 2001. Susceptibility
test systems used by the participating laboratories included
broth microdilution plates made in-house according to NCCLS
M27-A guidelines (eight laboratories), the Sensititre YeastOne
colorimetric test (TREK Diagnostics Systems) (seven laboratories),
and Etest (AB BIODISK North America) (three laboratories). The
quality control for susceptibility test systems was performed
as per either the recommendation of the NCCLS antifungal subcommittee
or the manufacturers' protocol. This pattern is similar to that
of the participating laboratories in the CAP survey, in which
71% of laboratories used broth microdilution and 35% of the
laboratories used the YeastOne colorimetric method (
3,
13).
The supplementary information on the performance of antifungal
susceptibility test is summarized in Table
1. MacFarland standard
was most commonly used for inoculum preparation, and 0.5
x 10
3 to 2.5
x 10
3 CFU/ml was the preferred inoculum size. This method
of inoculum preparation and the inoculum size are recommended
in the NCCLS M27-A protocol (
11). A majority of laboratories
used 35°C as the incubation temperature. Similarly, this
is the recommended temperature of incubation in the NCCLS M27-A
protocol (
11). Eighty-eight percent of the participating laboratories
used RPMI 1640 to perform antifungal susceptibility testing,
as recommended in the NCCLS M27-A document (
11). One laboratory
used antibiotic medium 3 instead of RPMI 1640 because the in-house
protocol specified this medium for testing amphotericin B. Incidentally,
some published reports suggested that antibiotic medium 3 is
more effective for detection of amphotericin B resistance than
RPMI 1640 (
10,
19). Most of the laboratories obtained MIC results
at 48 h by visual endpoint reading. The key features, such as
inoculum preparation and size, medium composition, duration
and temperature of incubation, and endpoint determination, were
the essential component when an effort was being made to develop
a standardized antifungal susceptibility testing (
13). Adherence
to the NCCLS M27-A method provided a greater percentage of agreement
with the reference MICs than was found when the NCCLS procedure
was not followed (
3).
The results obtained in this study demonstrated an agreement
between the NCCLS reference range and the reported MICs of amphotericin
B and fluconazole of 85 and 74%, respectively. Percentages of
agreement, based on methodology, between the NCCLS reference
range and the MIC results obtained for amphotericin B against
the five isolates are summarized in Table
2. Overall agreement
between the NCCLS reference range and Sensititre YeastOne was
92%, while that between the NCCLS reference range and Etest
was 73%. Good performance was noted for
C.
krusei,
C.
lusitaniae,
and
C.
parapsilosis. The percentage agreement was 95% for each
of these isolates. Expansion of the reference range by one dilution
improved the performance to 100% for
C.
krusei,
C.
lusitaniae,
C.
parapsilosis, and also
C.
albicans. Similar results had been
observed with expansion of the reference range by one dilution
in the CAP program for antifungal susceptibility testing (
3,
13). For
C.
tropicalis, with expansion of the reference range
by one dilution, the percentage of agreement increased to 88%.
The incorrect MICs reported for any isolate were always lower
than the reference MICs. It has been shown that M27 methodology,
Etest, and the use of colorimetric Alamar Blue marker all have
limited ability to detect high MICs of amphotericin B (
4,
6,
19). None of the laboratories was able to detect the amphotericin
B resistance of
C.
lusitaniae ATCC 200950, irrespective of the
susceptibility method used. The expected amphotericin B MIC
ranges for
C. lusitaniae ATCC 200950 were 0.25 to 1.0 µg/ml
with RPMI 1640 broth and 1.0 to 4.0 µg/ml with AM3 medium
(
2,
11,
20). The observed discrepancies in amphotericin B resistance
testing were discussed in the critique of test events provided
to the participating laboratories.
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[in a new window]
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TABLE 2. Methods for antifungal susceptibility testing for amphotericin B and comparison of results with the NCCLS reference range
|
All laboratories except one were able to detect fluconazole
resistance in
C.
krusei ATCC 6258, irrespective of the susceptibility
method used. Similarly, the reported MIC ranges were within
the reference range for
C.
lusitaniae ATCC 200950,
C.
parapsilosis ATCC 22019, and
C.
tropicalis ATCC 750. For
C.
albicans ATCC
24433, a majority of the laboratories reported higher MICs (range,
1.5 to 8.0 µg/ml). The percentages of agreement, based
on methodology, for results for five isolates are summarized
in Table
3. Overall agreement between the NCCLS reference range
and Sensititre YeastOne was 80%, while that between the NCCLS
reference range and Etest was 67%. Good performance was noted
for
C.
krusei,
C.
lusitaniae,
C.
parapsilosis, and
C.
tropicalis.
The agreement was 94% for each of the isolates. Expansion of
the reference range by one dilution improved the performance
to 100% for
C.
parapsilosis and
C.
tropicalis. These results
compare favorably with those reported in CAP surveys (
3,
13).
It is not clear why participating laboratories reported higher
MICs for
C.
albicans ATCC 24433. This strain has been included
among quality control isolates by the NCCLS subcommittee (
12,
15,
16). The reported fluconazole MIC was 0.25 to 4.0 µg/ml
(
15,
16). This strain is currently under evaluation in our laboratory
for its antifungal susceptibility profile. At the end of the
test event, the NYSDOH Mycology PT program provided a detailed
analysis of the test results and a review of relevant literature.
View this table:
[in this window]
[in a new window]
|
TABLE 3. Methods for antifungal susceptibility testing for fluconazole and comparison of results with the NCCLS reference range
|
A PT survey conducted for 48 microbiology laboratories by Project
ICARE (Intensive Care Antimicrobial Resistance Epidemiology)
highlighted the need for monitoring of susceptibility testing
methods to detect antimicrobial resistance (
21). The Bacteriology
PT program at the NYSDOH surveyed 320 participating laboratories
and found suboptimal compliance with NCCLS guidelines (
9). The
Centers for Disease Control and Prevention along with the World
Health Organization conducted a PT survey of 130 laboratories;
their results indicated the need for educational programs that
emphasized the proper use of laboratory protocols (
21). The
CAP survey of 802 laboratories found better reliability of rifampin
and isoniazid susceptibility testing than of ethambutol and
streptomycin testing (
22). Thus, an overview of some published
studies suggests that PT for antimicrobial susceptibility testing
will be valuable in providing educational materials, training
methods, and improvement in quality for the participating laboratories.
In summary, the NCCLS broth dilution method and commercial systems were equally efficacious for susceptibility testing of Candida spp. against amphotericin B and fluconazole. However, none of these methods was able to detect amphotericin B resistance in C. lusitaniae. The deviations from the NCCLS M-27 protocol reported in our survey did not affect the final MICs for test isolates obtained by various laboratories. It is concluded that a suitably designed PT program could adequately monitor the competence of the clinical laboratories performing antifungal susceptibility testing.

ACKNOWLEDGMENTS
We thank laboratories participating in the NYSDOH Mycology PT
program for the data and comments on proposed quality control
guidelines.

FOOTNOTES
* Corresponding author. Mailing address: Mycology Laboratory, Wadsworth Center, New York State Department of Health, 120 New Scotland Ave., Albany, NY 12201-2002. Phone: (518) 474-4177. Fax: (518) 486-7811. E-mail:
vishnu{at}wadsworth.org.


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Journal of Clinical Microbiology, March 2003, p. 1143-1146, Vol. 41, No. 3
0095-1137/03/$08.00+0 DOI: 10.1128/JCM.41.3.1143-1146.2003
Copyright © 2003, American Society for Microbiology. All Rights Reserved.
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