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Journal of Clinical Microbiology, September 2005, p. 4674-4679, Vol. 43, No. 9
0095-1137/05/$08.00+0 doi:10.1128/JCM.43.9.4674-4679.2005
Copyright © 2005, American Society for Microbiology. All Rights Reserved.
Comparison of Two Probes for Testing Susceptibilities of Pathogenic Yeasts to Voriconazole, Itraconazole, and Caspofungin by Flow Cytometry
Cidália Pina-Vaz,1,2*
Sofia Costa-de-Oliveira,1,2
Acácio G. Rodrigues,1,2 and
Ana Espinel-Ingroff3
Department of Microbiology, Porto School of Medicine,1
Institute of Pathology and Molecular Immunology, University of Porto, 4200 Porto, Portugal,2
Virginia Commonwealth University Medical Center, Richmond, Virginia 232983
Received 14 February 2005/
Returned for modification 12 April 2005/
Accepted 29 April 2005

ABSTRACT
A cytometric approach to determine the susceptibilities of
Candida spp. and
Cryptococcus neoformans to voriconazole, itraconazole,
and caspofungin is described. A total of 63 clinical isolates
with different susceptibility patterns were exposed for 1, 2,
4, and 6 h to serial concentrations of each antifungal agent,
followed by staining with two fluorescent probes: propidium
iodide (PI) and FUN-1. FUN-1 was able to identify the susceptibility
patterns of the assayed strains to the three agents after 1
h. PI penetrated a maximum of 50% of the cells treated with
PI, at the highest concentration of caspofungin, 16 µg/ml,
after 6 h of incubation (this percentage varied with the strain
and was drug concentration and time of incubation dependent)
and did not stain cells treated with high concentrations of
either azole after 6 h. The use of FUN-1 appears to be an excellent
fast and reliable alternative to the classical dilution method
for determining the susceptibility of
Candida spp. and
C. neoformans to these three antifungal agents.

INTRODUCTION
Prior to the introduction of the azoles, few therapeutic choices
were available for fungemia, which limited the role of antifungal
susceptibility testing (AFST). AFST could be useful in the selection
of empirical treatment and for testing isolates from blood,
from deep-seated infections, or from recurrent mucosal infections
(
8). The role of AFST is also important in light of the increase
in the number of severe non-
albicans Candida infections and
the introduction of new broad-spectrum azoles and echinocandins.
The use of standardized antifungal susceptibility methods has
improved interlaboratory reproducibility. However, the ability
of antifungal susceptibility testing to predict clinical outcome
is still being elucidated for the new agent caspofungin; tentative
breakpoints are still under discussion for voriconazole by the
Clinical Laboratory Standards Institute (CLSI; formerly National
Committee for Clinical Laboratory Standards). The CLSI microdilution
method is labor and time-consuming and difficult to use in small
clinical laboratories. Some alternatives have emerged, including
colorimetric or fluorescent methods, which could improve definition
of susceptibility patterns and or automation. Commercial antifungal
methods also have been developed (
6,
11,
13) that are easy to
perform but also require a minimum of 24 to 48 h.
Flow cytometry has been described as an excellent tool for studying the susceptibility of different microorganisms, including fungi (9, 16, 20, 23). This methodology allows the timely determination of susceptibility patterns and can provide additional information regarding drug action and resistance mechanisms (17-19). An optimized cytometric assay to study the susceptibility of Candida spp. with incubation for 2 h with amphotericin B and 4 h with fluconazole has been described recently and shows a good correlation with the CLSI method (2).
We evaluated here a cytometric protocol to determine the susceptibility of Candida spp. and Cryptococcus neoformans to the triazoles itraconazole and voriconazole and to the echinocandin caspofungin. The performance of the following two fluorescent markers was evaluated: propidium iodide (PI), a marker of cell death (it only penetrates cells with severe membrane lesions), and FUN-1, a probe that is converted by metabolically active fungi from a diffuse cytosolic pool (green-yellow fluorescence) to red cytoplasmic intravacuolar structures (10). Metabolically disturbed cells show an increase in the intensity of green-yellow fluorescence.

MATERIALS AND METHODS
Isolates.
Sixty-three clinical strains of
Candida spp. (26
Candida albicans,
4
C. glabrata, 5
C. guilliermondii, 7
C. parapsilosis, 16
C. krusei, and 5
C. tropicalis) and 3
Cryptococcus neoformans strains
were isolated from blood, urine, lower respiratory tract, and
spinal fluid specimens.
C. albicans ATCC 90028,
C. parapsilosis ATCC 22019, and
C. krusei ATCC 6258 were also studied. All clinical
isolates were identified by using Vitek system (bioMérieux,
Vercieux, France). Until testing, the yeasts were kept at 70°C
in brain heart infusion broth (Difco Laboratories, Detroit,
MI) with 5% glycerol. Each strain was subcultured twice on Sabouraud
agar (Difco) prior to testing to confirm its purity and viability.
Determination of MICs.
MICs of voriconazole (Pfizer, Groton, CT) and itraconazole (Jansen, Beerse, Belgium) were determined according to the NCCLS M27-A2 microdilution method guidelines (12); for caspofungin (Merck, Rahway, NJ), the same conditions described for azoles were used, but the MIC was defined as the lowest concentration in which a score of 0 (optically clear) was observed.
Flow cytometry analysis. (i) Optimization of the cytometric protocol.
Yeast cells were cultured with shaking (200 rpm) at 35°C in Sabouraud broth until late log phase (as determined by a growth curve constructed from absorbance readings at an optical density of 600 nm). The cells were centrifuged, suspended in phosphate-buffered saline (Sigma) supplemented with 2% glucose (pH = 7.0), and counted in a Newbauer chamber. Suspensions containing 106 cells/ml were incubated with shaking at 35°C with each antifungal agent for 1, 2, 4, and 6 h; the itraconazole and voriconazole concentrations were 0.125, 0.5, 1, 2, 4, and 8 µg/ml, and the caspofungin concentrations were 0.25, 1, 2, 4, 8, and 16 µg/ml.
(ii) PI staining.
After the antifungal treatment, yeast cells (106) were washed to avoid quenching of fluorescence and stained with 1 µg of PI/ml (Sigma, St. Louis, MO) in the dark at room temperature for 30 min in HEPES solution (pH 7.2) supplemented with 2% glucose (GH solution) (16). Suspensions of untreated (drug-free) and killed cells with 70% ethanol were stained using the same conditions used with PI and used as controls.
(iii) FUN-1 staining.
Antifungal treated and control cells (106) were washed and stained with 0.5 µM FUN-1 [2-choro-4-(2,3-dihydro-3-methyl-(benzo-1,3-thiazol-2-yl)-methylidene)-1phenylquinoliniumiodide; Molecular Probes, Europe BV, Leiden, The Netherlands] in HEPES solution (pH 7.2) supplemented with 2% glucose (GH solution) in the dark at room temperature for 30 min (16). Suspensions of untreated (drug free) and cells treated with 1 mM sodium azide (Sigma) for 1 h were stained under the same conditions with FUN-1 and used as controls.
(iv) Cytometry analysis.
After staining, ca. 30, 000 cells were analyzed (Beckman Coulter XL-MCL flow cytometer with an argon 15-mV laser) at least twice for each cytometric reading. The cell scattergram, the autofluorescence, and the intensity of fluorescence at FL2 (yellow-green fluorescence, 575 nm) and at FL3 (red fluorescence, 620 nm) were recorded by using a logarithmic scale. For PI, the results were expressed as the percentage of positive cells showing high fluorescence at FL3; for FUN-1, the results were expressed as a staining index (SI), defined as the ratio between the mean fluorescence of treated cell suspensions and the corresponding value for the nontreated cells at FL2. The susceptibility phenotype was defined according to the lowest concentration of the antifungal agent that resulted in an SI above that of the control, that is an SI of >1, after drug treatment (20). As described for itraconazole (12), MICs of
0.125 µg/ml were considered susceptible, MICs between 0.25 and 0.5 µg/ml were considered susceptible-dose dependent, and MICs of
1 µg/ml were considered resistant. For voriconazole, MICs of
1 µg/ml were considered susceptible, MICs of 2 µg/ml were considered susceptible-dose dependent, and MICs of
4 µg/ml were considered resistant (newly established tentative breakpoints). Although, susceptibility breakpoints have not yet been established for caspofungin, strains that are inhibited by
1 µg/ml could be considered susceptible (14). Whenever the SI was >1 after incubation with concentrations
1 µg/ml for itraconazole, >1 µg/ml for caspofungin, and
4 µg/ml for voriconazole, the strains were considered resistant.
Viability assessment.
The number of viable cells, both for treated and untreated suspensions, was determined by enumeration of CFU/ml on Sabouraud agar plates after plating 100 µl of serial dilutions and incubation at 35°C for 48 h.
Agreement between both methods.
The categorical agreement between CLSI standards and determination by flow cytometry, after staining with FUN-1, was determined by comparing results for each isolate evaluated.

RESULTS
Untreated cells stained with PI showed a very low intensity
of fluorescence and, in contrast, ethanol-treated cells showed
a high red fluorescence. The two histograms are so dissimilar
that the results were expressed as positive (dead cells, Fig.
1A) or negative (viable cells, Fig.
1B) for PI.
Candida cells
treated with both triazoles did not stain with PI, a finding
which agrees with cell viability results; viability was not
affected in these experimental conditions, even with the highest
triazole concentrations after 6 h of incubation. Treatment with
four times MIC of caspofungin during 1 h did not result in PI
staining of yeast cells. Conversely, a growing percentage of
cells become PI positive as the drug concentration and time
of incubation increased (Fig.
2A). A maximum of 20% PI-positive
cells were observed after 6 h (Fig.
1C and D), varying between
strains (10 to 20%) and, when incubated with the highest concentration
(16 µg/ml), this percentage could be a maximum of 50%
after 6 h, varying between susceptible strains (30 to 50%).
These effects were not observed on resistant strains to the
drug. Nevertheless, after plating, the number of nonviable cells
surpassed the number of PI stained cells on susceptible strains
(Fig.
2B). After 6 h with the highest concentration of caspofungin
used (16 µg/ml) and despite the fact that more than 90%
of the cells were nonviable, approximately 50% of the cells
were stained by PI (Fig.
2). This effect was also variable with
the strains.
Yeast cells exposed to 1 mM sodium azide (used as a control
of metabolic impairment) and stained with FUN-1 showed an increase
in fluorescence intensity compared to nontreated cells corresponding
to an SI of >1 (Fig.
3A). The effect was similar for susceptible
strains after incubation with low drug concentrations (0.125
for itraconazole; 1 µg/ml for the other two), whereas
this effect only occurred among resistant strains after incubation
with the highest drug concentrations (Fig.
3). A dose-dependent
and time-dependent increase in SI (SI > 1) was seen with
the three tested antifungals. These differences were evident
after 1 h of incubation for the three antifungal agents, with
an excellent correlation with NCCLS microdilution MIC results.
The susceptibility phenotypes of the
Candida and
Cryptococcus species evaluated to itraconazole, voriconazole, and caspofungin
by NCCLS and flow cytometry methods after FUN-1 staining are
shown in Table
1.
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TABLE 1. Agreement between itraconazole, voriconazole, and caspofungin phenotypes of Candida spp. and C. neoformans as determined by NCCLS M27-A2 and flow cytometry (FC: FUN-1 staining) methods
|

DISCUSSION
Yeast represents at present the fourth leading organism causing
septicemia in the United States, Europe, and Australia (
7,
15,
22), in particular in intensive care units (
4). The availability
of rapid and reliable tools to determine the susceptibility
of yeasts, namely,
Candida and
Cryptococcus spp., to antifungal
agents is mandatory. In the last few years, the susceptibility
to antifungal agents has been evaluated by several flow cytometry
methods (
16,
17,
18,
19,
20,
21,
23); these methods can save
time and provide additional information regarding mechanisms
of action and resistance of the drugs tested. We have already
developed cytometric protocols to study amphotericin B, flucytosine,
and fluconazole (
16,
19), but each antifungal class may require
a different protocol that takes into consideration its molecular
characteristics and mechanisms of action. Cytometric methodology
has also been evaluated for testing itraconazole with acridine
orange, ethidium bromide, and fluorescein diacetate, but these
methods require 8 to 24 h to yield results (
9). A flow cytometry
assay has recently been described to study
Aspergillus fumigatus versus voriconazole using PI as the marker of fungicidal activity
(
21). However, although voriconazole may be fungicidal for
Aspergillus spp., it is only fungistatic against yeasts. A single study
has used cytometric methodology with caspofungin, using confocal
microscopy after staining
Candida cells with FUN-1, to study
its effect on planktonic
Candida cells versus cells on biofilms
(
1).
Due to the lack of fast and reliable cytometric assays, we optimized our cytometric methodology to study the susceptibility of pathogenic yeasts to these three antifungal agents. Two fluorescent probes, previously optimized by us (16), PI and FUN-1, were compared.
In the present study, the performance of the PI probe was limited for evaluating the two triazoles in vitro activities, similar to our results for fluconazole and flucytosine (16). This effect was expected since they are only fungistatic drugs. Ramani et al. were able to stain with PI yeast cells treated with fluconazole, but only after using a detergent of the membrane, sodium deoxycholate, that facilitates the diffusion of PI into the cells (20). Although it was possible to appreciate the fungicidal effect of caspofungin against some Candida spp., the percentage was variable and low with the PI probe, mainly after a short incubation time. Caspofungin has in vitro fungicidal activity against certain strains of Candida spp. (5). Since PI did not penetrate the yeast cells quickly, we could conclude that the fungicidal effect of caspofungin was not initiated by producing primary cytoplasmic membrane lesions but perhaps by inhibiting the synthesis of fungal cell wall (3). In contrast, when permeability occurs after a short incubation time (15 min), the primary effect could be due to membrane lesions (17, 18). However, it has been demonstrated that although cells treated with amphotericin B were dead, there was no diffusion of PI into these dead cells (16).
After uptake and accumulation in the cell cytoplasm, FUN-1 is converted only by metabolically active yeasts. Sodium azide (1 mM) inhibits the respiratory metabolism, rendering cells unable to process the probe (10). The intensity of fluorescence at FL2 of azide-treated cells was significantly higher than that of nontreated cells, corresponding to an SI of >1. Accordingly, an SI of >1 after antifungal treatment indicated a serious impairment of yeast metabolism, having the advantage of being an earlier marker of cell damage, before cell death occurs by a fungicidal agent. For susceptible strains, the fluorescence intensity of cells treated with low drug concentrations increased compared to control cells (SI > 1). This effect only occurred in the resistant strains when challenged with the highest drug concentrations (4 to 16 µg/ml); the effect was similar to that observed previously with fluconazole (14) and flucytosine (19, 14). We were able to identify itraconazole categorical endpoints after 1 h of incubation with this agent; the overall time in other studies for this incubation period is 4 to 6 h for yeasts (20, 2) and 2 to 3 h for A. fumigatus (21).
Using the two fluorescent probes, we were then able to achieve a better understanding of what is happening to the yeast cells after incubation with serial drug concentrations and have obtained a kinetic perspective of the activity of caspofungin against yeasts. In conclusion, flow cytometry analysis with FUN-1 proved to be an excellent tool and superior to the PI probe for studying the susceptibility of Candida spp. and C. neoformans to these three drugs. Once again, the cytometric approach to susceptibility testing has proven to have potential as an important tool in research and clinical laboratories to provide in vitro results for clinical isolates in a timely manner. The reproducibility and clinical utility of this methodology, especially for caspofungin, is yet to be determined.

FOOTNOTES
* Corresponding author. Mailing address: Department of Microbiology, Porto School of Medicine, Alameda Prof. Hernani Monteiro, 4200-Porto, Portugal. Phone: 00351-919078512. Fax: 00351-229962096. E-mail:
cpinavaz{at}yahoo.com.


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Journal of Clinical Microbiology, September 2005, p. 4674-4679, Vol. 43, No. 9
0095-1137/05/$08.00+0 doi:10.1128/JCM.43.9.4674-4679.2005
Copyright © 2005, American Society for Microbiology. All Rights Reserved.
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