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Journal of Clinical Microbiology, September 2005, p. 4902-4904, Vol. 43, No. 9
0095-1137/05/$08.00+0 doi:10.1128/JCM.43.9.4902-4904.2005
Copyright © 2005, American Society for Microbiology. All Rights Reserved.
Breakthrough Disseminated Aspergillus ustus Infection in Allogeneic Hematopoietic Stem Cell Transplant Recipients Receiving Voriconazole or Caspofungin Prophylaxis
Juliette Pavie,1
Claire Lacroix,2
Dea Garcia Hermoso,3
Marie Robin,4
Christèle Ferry,4
Anne Bergeron,5
Martine Feuilhade,2
Françoise Dromer,3
Eliane Gluckman,4
Jean-Michel Molina,1 and
Patricia Ribaud4*
Service des Maladies Infectieuses et Tropicales,1
Laboratoire de Parasitologie-Mycologie,2
Service d'Hématologie-Greffe de Moelle,4
Service de Pneumologie, Hôpital Saint-Louis,5
Centre National de Référence Mycologie et Antifongiques, Unité de Mycologie Moléculaire, CNRS FRE2849, Institut Pasteur, Paris, France3
Received 4 March 2005/
Returned for modification 24 March 2005/
Accepted 18 May 2005

ABSTRACT
Aspergillus ustus is an uncommon clinical species which is poorly
susceptible to antifungals. We report two cases of
A. ustus infections that occurred in allogeneic stem cell transplant
recipients while they were receiving either voriconazole or
caspofungin. Prolonged use of these new antifungal agents may
increase the risk of the emergence of resistant organisms.

CASE REPORT
Patient 1 was a 29-year-old male, weighing 80 kg, who was diagnosed
with acute lymphoblastic leukemia in October 2002. During initial
chemotherapy-induced neutropenia, he developed fever, cough,
and nodular pulmonary infiltrates visible by computed tomography
(CT) scan, suggestive of possible lung-invasive aspergillosis
(
2). Cultures of sputum were negative for
Aspergillus, and
Aspergillus antigenemia (Platelia
Aspergillus assay; Bio-Rad, Marnes-la-Coquette,
France) remained negative (index < 0.5). Treatment with oral
voriconazole (200 mg twice a day after the loading dose) was
initiated on 22 December 2002. Granulocyte recovery occurred
4 days later and was associated with the complete resolution
of pulmonary lesions. A myeloablative genoidentical hematopoietic
stem cell transplant (HSCT) was performed during the first complete
remission, on 13 March 2003. A pre-HSCT lung CT scan revealed
no abnormality. Voriconazole was continued as a secondary prophylaxis.
Between April 2003 and January 2004, the patient experienced
three episodes of severe graft-versus-host disease (GVHD), which
were treated with cyclosporine, an increased dosage of steroids,
and mycophenolate mofetil. In September 2003, the patient, who
was afebrile, developed several necrotic cutaneous lesions for
which he was admitted to the hospital. The chest CT scan revealed
a nonspecific infiltrate in the right inferior pulmonary lobe.
Mycological examination of a cutaneous biopsy specimen revealed
septate and branched hyphae consistent with
Aspergillus spp.
A culture yielded
Aspergillus ustus, which was identified by
morphological methods, with confirmation by sequencing of the
ITS1-5.8S-ITS2 region (Fig.
1). Cultures of sputum were also
positive for
A. ustus. Several
Aspergillus antigenemia tests
were positive, with galactomannan index values of up to 3. Voriconazole
was discontinued, and amphotericin B deoxycholate (1 mg/kg of
body weight/day) was started. Six days later, the patient developed
right-leg paresis. Brain magnetic resonance imaging (MRI) revealed
a single frontal lesion compatible with aspergillosis. Treatment
was switched to liposomal amphotericin B (3 mg/kg/day) and caspofungin
(70 mg/day). The patient clinically improved, with complete
regression of both cutaneous lesions and neurological abnormalities.
Subsequent brain MRIs showed progressive regression of the lesion
with scar formation. Subsequent lung CT scans showed a size
decrease and excavitation of the pulmonary lesion.
Aspergillus antigenemia decreased and remained negative after 18 December
2003. The patient later experienced several episodes of hemoptysis.
Fungal hyphae compatible with a zygomycete were observed on
direct mycological examination of sputum. Treatment with posaconazole
was initiated, and a wedge lung resection was performed. Histological
examination revealed characteristic broad, irregularly shaped,
pauciseptated hyphae suggestive of a zygomycete. Cultures were
negative. The patient was considered to be in complete remission
of both
A. ustus and zygomycete infections following this combined
medical and surgical management. Unfortunately, he ultimately
died from GVHD and
Escherichia coli sepsis on 3 February 2004.
An autopsy was not performed.
Patient 2 was a 17-year-old boy, weighing 64 kg, who was diagnosed
with acute lymphoblastic leukemia in August 2001. He experienced
a first complete remission but relapsed in March 2003. A second
complete remission was obtained in September 2003. In August
2003, while he was neutropenic, he developed a proven disseminated
aspergillosis due to
Aspergillus flavus with cutaneous, pulmonary,
hepatic, and esophageal involvement (
2). He was treated with
a combination of liposomal amphotericin B (5 mg/kg/day) and
caspofungin (70 mg/day on day 1, 50 mg/day thereafter) for 25
days and then received caspofungin alone. A complete response
of the aspergillosis to the therapy was obtained after 6 weeks.
A matched unrelated peripheral stem cell transplant was performed
on 9 January 2004. A pre-HSCT lung CT scan revealed micronodules
in the right and left inferior lobes, which were considered
to be scars. Caspofungin was continued as a secondary prophylaxis.
Granulocyte recovery occurred on day 26 posttransplant. He experienced
severe acute GVHD beginning on day 7 posttransplant. First-line
treatment of the GVHD included cyclosporine and steroids and
thereafter mycophenolate mofetil, tacrolimus, and steroids.
On 3 March 2004, the patient suddenly experienced bilateral
conjunctivitis with retinitis and inflammation of the vitreous
body. The patient's
Aspergillus antigenemia index increased
to 2.85. The
Aspergillus galactomannan index in the vitreous
aspirate was 8.14, and cultures yielded
A. ustus. Caspofungin
was discontinued (total duration of caspofungin treatment, 197
days). Intravenous voriconazole (8 mg/kg/day after the loading
dose) and liposomal amphotericin B (5 mg/kg/day) were initiated
on 4 March 2004. Despite this treatment, the ocular lesions
worsened and nodular, necrotic lesions of the skin appeared.
Histological examination of a cutaneous biopsy showed hyphae
compatible with
Aspergillus spp. A brain MRI scan revealed one
frontal lesion compatible with aspergillosis. The chest CT scan
was normal. The patient died from disseminated aspergillosis
with GVHD on 25 March 2004.
Invasive aspergillosis is an important cause of morbidity and mortality in HSCT recipients (12). Recent progress has been made in the treatment of aspergillosis, and voriconazole is now considered the first choice treatment for these patients (8). However, recent reports from different centers have documented the emergence of breakthrough fungal infections, mostly zygomycosis, in patients receiving voriconazole (9, 13, 15).
We report here on two cases of breakthrough invasive aspergillosis due to A. ustus in HSCT recipients while they were receiving secondary antifungal prophylaxis. Of note, no A. ustus strain had ever been previously isolated from clinical specimens or the environment in our hospital, although A. ustus is commonly found in both temperate and tropical soils (10). A. ustus is indeed an uncommon clinical species that may have a decreased susceptibility to voriconazole (16). As of January 2005, only 13 cases of invasive aspergillosis due to A. ustus have been reported in the medical literature, of which 6 cases were reported in allogeneic HSCT recipients (Table 1) (3-5, 7, 9, 10, 14, 16). Outcomes of infections were generally dismal. Ten patients died due to progressive aspergillosis. Only three patients were cured, none of whom were HSCT recipients. As previously described for A. ustus infections in HSCT patients, disseminated disease with skin involvement and increased Aspergillus antigenemia were observed in our two cases. It is noteworthy that the detection of Aspergillus antigen in the vitreous aspirate made an early diagnosis possible in the second case, 2 days before the results of cultures became known. The utility of Aspergillus antigen detection in samples other than serum specimens is currently being assessed (11).
The development of these unusual fungal infections in patients
receiving antifungal treatment could be explained by a decreased
susceptibility to the prescribed antifungals or by ineffective
local or plasma concentrations. Using the EUCAST method adapted
for filamentous fungi, we recorded MICs of amphotericin B of
1 µg/ml for both isolates (
6). Itraconazole, voriconazole,
and caspofungin MICs/minimal effective concentrations were

4
µg/ml, unusually high for
Aspergillus species in our experience.
However, these results are consistent with the data from the
literature for
A. ustus. Indeed, the 14 isolates of
A. ustus tested in three different studies showed high MICs of itraconazole
(a range of 1 to 8 µg/ml, with MICs of

2 µg/ml for
13 of 14 isolates) and voriconazole (a range of 0.25 to 8 µg/ml,
with MICs of

4 µg/ml for 11 of 14 isolates) (
3,
7,
16).
Also, both isolates exhibited high minimal effective concentrations
of caspofungin compared to our own data or to published data
on
Aspergillus species other than
A. ustus (0.5 µg/ml)
(
1). In addition, the voriconazole plasma concentration determined
in the first patient 3 h after oral dosing was 2.4 µg/ml,
lower than the corresponding MIC, adding another factor for
a breakthrough infection with a less "susceptible" isolate.
These two cases are another illustration of the risk of emergence of resistant organisms during the course of prolonged antifungal secondary prophylaxis in patients with severe and persisting immunodepression. Zygomycetes and A. ustus infections have emerged in HSCT recipients receiving voriconazole (9, 13, 15). To the best of our knowledge, no case of breakthrough A. ustus infection has been previously reported in patients receiving caspofungin. This report underscores the need for studies to determine the role of each antifungal agent and the optimal duration of secondary prophylaxis in HSCT recipients. It also suggests that systematic identification of the species and determination of the antifungal susceptibility profile may be of epidemiological interest and clinically useful for the management of breakthrough fungal infections.

ACKNOWLEDGMENTS
We thank Helene Sauvageaon-Martre for voriconazole dosing and
Susan Shapiro for her kindness in proofreading this paper.

FOOTNOTES
* Corresponding author. Mailing address: Service d'Hématologie-Greffe de Moelle, Hôpital Saint-Louis, 1 Avenue Claude Vellefaux, 75 475 Paris Cedex 10, France. Phone: 33 1 42 49 96 39. Fax: 33 1 42 49 96 36. E-mail:
patricia.ribaud{at}chu-stlouis.fr.


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Journal of Clinical Microbiology, September 2005, p. 4902-4904, Vol. 43, No. 9
0095-1137/05/$08.00+0 doi:10.1128/JCM.43.9.4902-4904.2005
Copyright © 2005, American Society for Microbiology. All Rights Reserved.
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