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Journal of Clinical Microbiology, March 2006, p. 760-763, Vol. 44, No. 3
0095-1137/06/$08.00+0 doi:10.1128/JCM.44.3.760-763.2006
Copyright © 2006, American Society for Microbiology. All Rights Reserved.
In Vitro Susceptibilities of Candida spp. to Caspofungin: Four Years of Global Surveillance
M. A. Pfaller,1,2*
L. Boyken,1
R. J. Hollis,1
S. A. Messer,1
S. Tendolkar,1 and
D. J. Diekema1,3
Departments of Pathology,1
Epidemiology,2
Medicine, Roy J. and Lucille A. Carver College of Medicine and College of Public Health, University of Iowa, Iowa City, Iowa 522423
Received 3 November 2005/
Returned for modification 13 December 2005/
Accepted 26 December 2005

ABSTRACT
Caspofungin is being used increasingly as therapy for invasive
candidiasis. Prospective sentinel surveillance for emergence
of in vitro resistance to caspofungin among invasive
Candida spp. isolates is indicated. We determined the in vitro activity
of caspofungin against 8,197 invasive (bloodstream or sterile-site)
unique patient isolates of
Candida collected from 91 medical
centers worldwide from 1 January 2001 to 31 December 2004. We
performed antifungal susceptibility testing according to the
Clinical and Laboratory Standards Institute (CLSI, formerly
NCCLS) M27-A2 method and used a 24-h prominent inhibition endpoint
for determination of the MIC. Of 8,197 invasive
Candida spp.
isolates, species distribution was as follows: 54%
Candida albicans,
14%
C. glabrata, 14%
C. parapsilosis, 11%
C. tropicalis, 3%
C. krusei, and 4% other
Candida spp. Overall, caspofungin was
very active against
Candida (MIC
50/MIC
90, 0.03/0.25 µg/ml;
98.2% were inhibited at a MIC of

0.5 µg/ml and 99.7% were
inhibited at a MIC of

1 µg/ml). Results by species (expressed
as MIC
50/MIC
90 and the percentage inhibited at

1 µg/ml)
were as follows:
C. albicans, 0.03/0.06, 99.9;
C. glabrata,
0.03/0.06, 99.9;
C. parapsilosis, 0.5/0.5, 99.0;
C. tropicalis,
0.03/0.06, 99.7;
C. krusei, 0.12/0.5, 99.0; and
C. guilliermondii,
0.5/1, 94.4. Of the 25 isolates with caspofungin MICs of >1
µg/ml, 12 isolates were
C. parapsilosis, 6 isolates were
C. guilliermondii, 2 isolates were
C. rugosa, and 1 isolate
each was
C. albicans,
C. glabrata,
C. krusei,
C. lusitaniae,
and
C. tropicalis. There was no significant change in caspofungin
activity over the 4-year study period. Likewise, there was no
difference in activity by geographic region. Caspofungin has
excellent in vitro activity against invasive clinical isolates
of
Candida from centers worldwide. Our prospective sentinel
surveillance reveals no evidence of emerging caspofungin resistance
among invasive clinical isolates of
Candida.

INTRODUCTION
Caspofungin is the first of three new echinocandin antifungal
agents to become available for the treatment of invasive mycoses
(
3,
7,
11,
17,
19,
21,
22,
26,
28). Like other echinocandins,
caspofungin acts via inhibition of 1,3-ß-
D-glucan
synthase, an enzyme necessary for the formation of the essential
cell wall component of
Candida and other important fungal pathogens
(
3). First introduced in 2001, caspofungin is now approved for
the treatment of candidemia and other forms of invasive candidiasis,
treatment of invasive aspergillosis in patients refractory to
or intolerant of other licensed antifungal agents, and empirical
antifungal therapy of febrile neutropenia (
1,
13,
14,
27). The
potent, broad-spectrum fungicidal activity of caspofungin against
Candida spp. has led to extensive use of this agent for the
treatment of all forms of serious candidal infections over the
past 4 years (
9,
12,
17,
25). Thus far, clinical experience
with caspofungin and invasive candidiasis has been good (
9,
14,
17). However, recent reports describing the emergence of
caspofungin resistance during treatment of esophagitis (
6) and
endocarditis (
15) raise concerns about the potential emergence
of caspofungin-resistant
Candida species. Specific mutations
in the
FKS1 genes (which encode essential components of the
glucan synthase complex) have been found to confer resistance
to echinocandins among
Candida spp. (
10,
20). Ongoing surveillance
of the activity of caspofungin and other echinocandins will
be important as these agents are used more broadly worldwide.
The optimization of in vitro susceptibility testing of caspofungin against Candida spp. has been a difficult process (2). A recent multicenter (17-laboratory) study by Odds and colleagues (18) indicated that the optimal method for testing caspofungin against Candida spp. included the Clinical and Laboratory Standards Institute (CLSI, formerly NCCLS) broth microdilution method with RPMI 1640 broth, incubation for no longer than 24 h, and an MIC endpoint criterion of prominent reduction in growth (MIC-2, defined as
50% inhibition relative to control growth) (16, 18). These testing conditions not only provided excellent reproducibility of results within and between laboratories but were also sufficient to differentiate isolates with "normal" or "wild-type" susceptibilities from glucan synthesis mutant strains with decreased susceptibilities to caspofungin. These results were further validated by a subsequent study using a large (3,322-isolate) international collection of Candida spp. (23). The latter isolate collection represented bloodstream infection isolates of Candida spp. collected from >100 medical centers prior to the introduction of caspofungin (1992 to 2000); thus, the MIC distribution profile may be considered to represent the "wild-type" distribution for caspofungin and Candida (8).
In the present study, we have employed the optimal testing conditions, as described by Odds et al. (18) and Pfaller et al. (23), to examine the temporal and geographic trends in the susceptibility of Candida spp. to caspofungin since the clinical availability of the drug. An international collection of 8,197 isolates of Candida spp. obtained from 91 medical centers between 2001 and 2004 was tested in a central laboratory, and the MIC results were compared to the previously defined "wild-type" MIC distribution.

MATERIALS AND METHODS
Organisms.
A total of 8,197 clinical isolates obtained internationally
from 91 medical centers from 2001 through 2004 were tested.
The collection included 4,454 strains of
C. albicans, 1,120
strains of
C. glabrata, 1,158 strains of
C. parapsilosis, 911
strains of
C. tropicalis, 238 strains of
C. krusei, 107 strains
of
C. guilliermondii, 105 strains of
C. lusitaniae, 38 strains
of
C. kefyr, 25 strains of
C. pelliculosa, 12 strains of
C. famata, 8 strains of
C. rugosa, 10 strains of
C. dubliniensis,
7 strains of
C. lipolytica, and 4 strains of
C. zeylanoides.
All isolates were obtained from blood or other normally sterile
sites, and each represented an individual infectious episode.
The isolates were collected at the individual study sites and
were sent to the University of Iowa (Iowa City) for identification
and susceptibility testing as described previously (
24). The
isolates were identified by standard methods (
5) and stored
as water suspensions until used in the study. Prior to testing,
each isolate was passaged at least twice onto potato dextrose
agar (Remel) and CHROMagar Candida (Hardy Diagnostics, Santa
Maria, Calif.) to ensure purity and viability.
Antifungal agents.
Reference powder of caspofungin was obtained from Merck. Stock solutions were prepared in water, and serial twofold dilutions were prepared exactly as outlined in CLSI document M27-A2 (16). Final dilutions were made in RPMI 1640 medium (Sigma, St. Louis, Mo.) buffered to pH 7.0 with 0.165 M morpholenepropanesulfonic acid (MOPS) buffer (Sigma).
Antifungal susceptibility testing.
Broth microdilution testing was performed in accordance with the guidelines in CLSI document M27-A2 (16) using RPMI 1640 medium, an inoculum of 0.5 x 103 to 2.5 x 103 cells per ml, and incubation at 35°C. MICs were determined visually after 24-h incubation as the lowest concentration of drug that caused a significant diminution (MIC-2 or
50%) of growth below growth control levels (18, 23).
Quality control.
Quality control was performed by testing the CLSI-recommended strains C. krusei ATCC 6258 and C. parapsilosis ATCC 22019 (16).

RESULTS AND DISCUSSION
Table
1 summarizes the in vitro susceptibilities of 8,197 isolates
of
Candida spp. to caspofungin when tested in RPMI 1640 medium
with a 24-h incubation and the prominent reduction endpoint
criteria. The isolates represent blood and normally sterile
site infections occurring at 91 different institutions between
2001 and 2004. In contrast to the data published previously
(
23), these isolates were obtained during a time period when
caspofungin was being actively used for investigational and
clinically approved indications.
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TABLE 1. Caspofungin MIC distribution for 8,197 isolates of Candida spp. collected from 91 institutions between 2001 and 2004a,b
|
The MIC distributions generated for 8,197 clinical isolates
of
Candida spp. (Table
1) provide a robust data set for both
common and uncommon species of
Candida and reveal two important
findings. First, isolates for which caspofungin MICs exceeded
1 µg/ml rarely occurred in clinical situations. Only 25
(12
C. parapsilosis, 6
C. guilliermondii, 2
C. rugosa, and 1
each of
C. albicans,
C. glabrata,
C. krusei,
C. lusitaniae,
and
C. tropicalis) out of 8,197 (0.3%) clinical isolates exhibited
decreased susceptibilities to caspofungin with MICs of

2 µg/ml.
Second, as was seen previously (
23), the MIC distributions identified
two broad groups among the nine different species tested. The
most susceptible species (MIC
90, 0.03 to 0.06 µg/ml) were
C. albicans,
C. glabrata,
C. tropicalis,
C. kefyr, and
C. pelliculosa,
whereas
C. parapsilosis (MIC
90, 0.5 µg/ml),
C. guilliermondii (MIC
90, 1 µg/ml),
C. krusei (MIC
90, 0.5 µg/ml),
and
C. lusitaniae (MIC
90, 0.5 µg/ml) were all significantly
less susceptible to caspofungin. These data are essentially
identical to those reported previously for a smaller collection
of isolates (
23) and suggest that there may be a biological
difference in the susceptibility of these two groups of
Candida to caspofungin. This difference is likely due to differences
in the sensitivity of the glucan synthesis enzyme complex of
each species to inhibition by caspofungin (
4,
10). Limited data
suggest that the species within these two groups both respond
to caspofungin treatment (
9,
14), and MICs for >99% of isolates
in both groups were

1 µg/ml. In contrast, MICs for strains
of
Candida with documented
FKS1 gene mutations (
18,
23) and
for those published resistant strains (
6,
15) were all >2
µg/ml and were usually >8 µg/ml.
The caspofungin susceptibility of isolates stratified by geographic region and by species is shown in Table 2. Among the 91 medical centers contributing isolates, 16 were located in the Asia-Pacific region, 32 were in Europe, 15 were in Latin America, and 28 were in North America. In each of the geographic regions, C. albicans accounted for approximately 50% of the isolates submitted for testing; however, the percentage of isolates of non-C. albicans species varied considerably from region to region. Whereas C. glabrata was the most common non-C. albicans species in North America, it was surpassed by C. parapsilosis and/or C. tropicalis in the other three regions. Interestingly, C. guilliermondii, a distinctly uncommon species of Candida throughout most of the world (0.4 to 1.5% of Candida isolates), was almost as common as C. glabrata (4.0% versus 6.5%, respectively) in Latin America. Despite these differences in species distribution, isolates of Candida from throughout the world were all comparably susceptible to caspofungin.
The caspofungin susceptibility profile of all 8,197 isolates
of
Candida spp. submitted for testing between 2001 and 2004
was unchanged over the 4-year study period, with >99% of
isolates tested in each year inhibited by

1 µg/ml (Table
3). This MIC distribution was virtually identical to the "wild-type"
MIC distribution reported previously (
23) for isolates collected
in years prior to the introduction of caspofungin (1992 to 2000)
(Table
3). Thus, despite the recent case reports of caspofungin
resistance developing during treatment of complicated candidal
infections (
6,
15), there was no evidence for a shift in the
caspofungin MIC distribution profile towards higher MICs over
the most recent 4-year period.
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TABLE 3. Comparison of the in vitro susceptibility of Candida isolates collected before (1992-2000) and after (2001-2004) the clinical introduction of caspofungina,b
|
In summary, we have documented a stable MIC distribution profile
for caspofungin over time and across four broad geographic regions.
We provide further evidence for significant differences in the
susceptibility of various species of
Candida to caspofungin
but have shown that well over 99% of significant clinical isolates
remain susceptible to concentrations of 1 µg/ml or less.
Importantly, the caspofungin MIC distribution remains unchanged
when comparing that obtained for isolates collected before and
after the introduction of caspofungin into clinical use. The
accumulated database of 11,519 isolates and their respective
caspofungin MIC results, all determined by a single optimized
test method, can serve as a robust benchmark for other studies
of this agent.

ACKNOWLEDGMENTS
We thank Linda Elliott for excellent secretarial assistance
in the preparation of the manuscript.
This study was supported in part by Merck & Company.

FOOTNOTES
* Corresponding author. Mailing address: Medical Microbiology Division, C606 GH, Department of Pathology, University of Iowa College of Medicine, Iowa City, IA 52242. Phone: (319) 384-9566. Fax: (319) 356-4916. E-mail:
michael-pfaller{at}uiowa.edu.


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Journal of Clinical Microbiology, March 2006, p. 760-763, Vol. 44, No. 3
0095-1137/06/$08.00+0 doi:10.1128/JCM.44.3.760-763.2006
Copyright © 2006, American Society for Microbiology. All Rights Reserved.
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Lockhart, S. R., Messer, S. A., Pfaller, M. A., Diekema, D. J.
(2008). Lodderomyces elongisporus Masquerading as Candida parapsilosis as a Cause of Bloodstream Infections. J. Clin. Microbiol.
46: 374-376
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Pfaller, M. A., Boyken, L., Hollis, R. J., Kroeger, J., Messer, S. A., Tendolkar, S., Diekema, D. J.
(2008). In Vitro Susceptibility of Invasive Isolates of Candida spp. to Anidulafungin, Caspofungin, and Micafungin: Six Years of Global Surveillance. J. Clin. Microbiol.
46: 150-156
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Milici, M. E., Maida, C. M., Spreghini, E., Ravazzolo, B., Oliveri, S., Scalise, G., Barchiesi, F.
(2007). Comparison between Disk Diffusion and Microdilution Methods for Determining Susceptibility of Clinical Fungal Isolates to Caspofungin. J. Clin. Microbiol.
45: 3529-3533
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Melo, A. S., Colombo, A. L., Arthington-Skaggs, B. A.
(2007). Paradoxical Growth Effect of Caspofungin Observed on Biofilms and Planktonic Cells of Five Different Candida Species. Antimicrob. Agents Chemother.
51: 3081-3088
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Baixench, M.-T., Aoun, N., Desnos-Ollivier, M., Garcia-Hermoso, D., Bretagne, S., Ramires, S., Piketty, C., Dannaoui, E.
(2007). Acquired resistance to echinocandins in Candida albicans: case report and review. J Antimicrob Chemother
59: 1076-1083
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Veroux, M., Corona, D., Macarone, M., Gagliano, M., Giuffida, G., Veroux, P.
(2007). Caspofungin in kidney transplant recipients with refractory invasive candidiasis. Nephrol Dial Transplant
22: 1487-1488
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Espinel-Ingroff, A., Canton, E., Gibbs, D., Wang, A.
(2007). Correlation of Neo-Sensitabs Tablet Diffusion Assay Results on Three Different Agar Media with CLSI Broth Microdilution M27-A2 and Disk Diffusion M44-A Results for Testing Susceptibilities of Candida spp. and Cryptococcus neoformans to Amphotericin B, Caspofungin, Fluconazole, Itraconazole, and Voriconazole. J. Clin. Microbiol.
45: 858-864
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Pfaller, M. A., Diekema, D. J.
(2007). Epidemiology of Invasive Candidiasis: a Persistent Public Health Problem. Clin. Microbiol. Rev.
20: 133-163
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Coen, M., Bodkin, J., Power, D., Bubb, W. A., Himmelreich, U., Kuchel, P. W., Sorrell, T. C.
(2006). Antifungal Effects on Metabolite Profiles of Medically Important Yeast Species Measured by Nuclear Magnetic Resonance Spectroscopy. Antimicrob. Agents Chemother.
50: 4018-4026
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Pfaller, M. A., Boyken, L., Hollis, R. J., Messer, S. A., Tendolkar, S., Diekema, D. J.
(2006). Global Surveillance of In Vitro Activity of Micafungin against Candida: a Comparison with Caspofungin by CLSI-Recommended Methods.. J. Clin. Microbiol.
44: 3533-3538
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Pfaller, M. A., Diekema, D. J., Mendez, M., Kibbler, C., Erzsebet, P., Chang, S.-C., Gibbs, D. L., Newell, V. A., the Global Antifungal Surveillance Group,
(2006). Candida guilliermondii, an Opportunistic Fungal Pathogen with Decreased Susceptibility to Fluconazole: Geographic and Temporal Trends from the ARTEMIS DISK Antifungal Surveillance Program.. J. Clin. Microbiol.
44: 3551-3556
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Katiyar, S., Pfaller, M., Edlind, T.
(2006). Candida albicans and Candida glabrata Clinical Isolates Exhibiting Reduced Echinocandin Susceptibility.. Antimicrob. Agents Chemother.
50: 2892-2894
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