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Journal of Clinical Microbiology, June 2007, p. 1858-1866, Vol. 45, No. 6
0095-1137/07/$08.00+0 doi:10.1128/JCM.01394-06
Copyright © 2007, American Society for Microbiology. All Rights Reserved.

Department of Paediatrics, Sibu Hospital, Sibu, Sarawak, Malaysia,1 Division of Neurological Science, University of Liverpool, Walton Centre for Neurology and Neurosurgery, Liverpool L9 7LJ, United Kingdom,2 Institute of Health and Community Medicine, Universiti Malaysia Sarawak, Kota, Samarahan, Sarawak, Malaysia,3 Division of Medical Microbiology and Genitourinary Medicine, University of Liverpool, Duncan Building, Liverpool L69 3GA, United Kingdom4
Received 6 July 2006/ Returned for modification 28 August 2006/ Accepted 5 April 2007
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Many human enteroviruses (family Picornaviridae, genus Enterovirus) can cause HFMD, but human enterovirus 71 (HEV71) and the closely related coxsackievirus A16 (CVA16) are the most important (16, 20). Since the late 1990s, HEV71 has caused a series of large HFMD epidemics in the Asia-Pacific region, associated with a rapid fulminant course, severe neurological complications, and a large number of fatalities (1-4, 8-11, 14, 17, 18, 21). CVA16 causes a similar clinical illness initially, but neurological and other severe complications are extremely rare (5). In much of Asia, there is now epidemiological and virological surveillance for HFMD so that effective public health measures, such as closing nurseries and schools, can be instituted early. However, because of the similar clinical presentations of the viruses, establishing the actual cause of HFMD cases relies on laboratory identification of the virus. Diagnostic techniques include isolating the virus in susceptible continuous cell lines or detecting viral RNA by PCR (12, 28). Though laborious and time consuming, virus isolation remains the gold standard for enterovirus diagnosis; it is cheaper than PCR and is the most widely used method, particularly in developing countries.
There is a wide range of samples from which virus isolation can be attempted, including rectal and throat swabs, serum, and cerebrospinal fluid (CSF) (when taken) and vesicles and ulcers when they are present. However, for HEV71-associated HFMD outbreaks, there has been relatively little work examining which sample, or combination of samples, is the most useful. This question becomes especially important in the context of large outbreaks with many thousands of patients. Rectal and throat swabs are available for all patients and do not require the presence of mucocutaneous stigmata. However, they have the disadvantage that, because they are not sterile sites, isolation of virus there may represent coincidental asymptomatic carriage rather than the causative agent (24): many enterovirus infections are asymptomatic, and viral shedding may persist for up to 2 weeks from the throat and up to 11 weeks from the rectum (7, 20, 24). In the absence of virus isolation from a sterile site, isolates from nonsterile sites are usually accepted as surrogate markers for enterovirus infections (20, 22, 24), but there is little data available on the validity of this approach for HEV71-associated HFMD. We therefore set out to answer three important clinical microbiological questions during a 3 1/2-year prospective clinical and diagnostic study of HFMD, which included two large outbreaks: first, which single specimen is most often positive for the different HFMD patient groups; second, which combination of samples is the most efficient in terms of diagnostic yield; and third, how reliable samples from nonsterile sites are compared with those from sterile sites.
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CSF and serum were collected from children with suspected central nervous system (CNS) involvement if they had a history of fever, or fever on examination (
38°C), and at least one of the following: toxic and ill in appearance, recurrent vomiting (at least twice), tachycardia (heart rate, >150/min), breathlessness, poor perfusion (cold, clammy skin), reduced consciousness (irritability, lethargy, drowsiness, coma), limb weakness, meningism (neck stiffness or positive Kernig's sign), or seizures.
The clinical samples were stored immediately in a 70°C freezer until further testing. Out of hours, when immediate storage at 70°C was not possible, clinical samples were stored at 4°C overnight and were transferred to a 70°C freezer the following morning. Five percent of samples were handled in this way, but their isolation rates did not differ significantly from those of other samples. Virus isolation was attempted for all swabs and for CSF and any serum which had adequate volume. Specimens were inoculated into rhabdomyosarcoma (RD) and 293 cells as described previously (1, 19). Enteroviruses isolated were typed by nucleotide sequencing of the VP1 or the VP4 genes (2, 13).
For the purposes of analysis, swabs from herpangina lesions were grouped with those from other mouth ulcers. Vesicles, serum, and CSF were considered sterile sites, and the throat, mouth ulcers, and the rectum were considered nonsterile sites. All samples were investigated, irrespective of the results for other samples from the same patient.
Analytical approach. The patients were divided into four groups according to their presenting mucocutaneous lesions and, thus, the availability of samples: those with a papulovesicular rash and mouth ulcers (referred to hereafter as HFMD with vesicles and ulcers), those with a papulovesicular rash only (HFMD with vesicles), those with a maculopapular rash and mouth ulcers only (HFMD with ulcers), and those with maculopapular rash only (HFMD with maculopapular rash). As we were interested in which combination of samples gives the best diagnostic yield, we adopted a stepwise approach to the analysis for each patient group. First, we determined which sample type gave the most positive results. Then we looked at the remaining undiagnosed patients and determined which of the remaining samples gave the most positive results. We continued in this manner until all sample types had been assessed. We decided to use data from the first outbreak to determine the usefulness of different samples and combinations of samples. We then applied these findings to the second outbreak to see if the predicted samples remained useful. However, the sample analysis was not begun until the end of the study, to avoid any bias in sample collection.
Statistical analysis. Statistical analysis was performed by using the statistical software Statview 4.02 (Abacus Concepts, Inc.). Sensitivity, specificity, positive predictive value, and negative predictive value were calculated from a 2 x 2 table.
Ethical approval. The study was approved by the Director of Health for Sarawak (Malaysia) and the Ethics Committee of the Liverpool School of Tropical Medicine (Liverpool, United Kingdom). Informed consent was obtained from each child's accompanying parent or guardian.
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Virology results. We attempted viral isolation for 2,916 samples: 1,666 samples from 389 (83%) of the 471 patients in the first half of the study and 1,250 samples from 239 (94%) of the 254 patients in the second half of the study. For most patients, a single throat swab and single rectal swab were cultured. In addition, for 127 patients with vesicles, at least one (median, 2; range, 1 to 10) vesicle was investigated, and for 185 patients with ulcers, at least one (median, 2; range, 1 to 6) ulcer sample was investigated. For a single swab, 35% of vesicle and 17% of ulcer samples were positive (Table 1), but the percentages increased as more swabs were taken.
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TABLE 1. Relationship between the number of vesicle and ulcer swabs collected and the number positive
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TABLE 2. Positive isolation rates for different viruses according to sample typea
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Across the whole study, 79 (51%) of 156 patients who required CSF examination had elevated CSF cell counts (>5/mm3), but only 3 had virus cultured (two HEV71 and one other). Enteroviruses were isolated from the serum of 7 (9%) of 81 patients: two of these were identified as HEV71, two as CVA16, and one (each) as CVA6, CVA9, and CVA10.
Analysis of sample combinations during the first outbreak. Figure 1A shows, for each patient group, the possible incremental increases in the numbers of patients diagnosed virologically, by different combinations of samples assessed stepwise according to the analytical plan. For this part of the analysis, only patients with full sets of samples were studied. For vesicles and ulcer swabs, the results for multiple swabs of a single type were treated as a single result, so that at least one swab testing positive was taken as a positive result for that sample type. Figure 1B shows similar data for a later outbreak.
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FIG. 1. Analysis of which combination of samples gave the greatest diagnostic yield for the four groups of HFMD patients, assessed stepwise according to the analytical plan during the first half of the study (A) and second half of the study (B). The number (%) of positive patients for each sample type at each step is shown; the boxed sample gave the greatest diagnostic yield and thus was the one used for the next step. Only patients with complete sets of samples were analyzed. For the first half of the study, this comprised 105 (95%) of 110 HFMD patients with vesicles and ulcers, 109 (97%) of 112 with vesicles only, 69 (88%) of 78 with ulcers only, and 82 (48%) of 171 with maculopapular rash. For the second half, this comprised 92 (94%) of 98 HFMD patients with vesicles and ulcers, 27 (93%) of 29 with vesicles, 85 (98%) of 87 with ulcers, and 23 (58%) of 40 with maculopapular rash. RS, rectal swab; TS, throat swab; US, ulcer swab; VS, vesicle swab.
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For patients with HFMD and a vesicular rash, a throat swab was again the most useful single sample, allowing for the diagnosis of 57 (52%) of 109 patients. The addition of the rectal swab result would increase the diagnostic yield to 70 (64%), whereas the addition of the vesicle swab result would increase it to 72 (66%). The vesicle swab result was therefore used as the second investigation; finally, the addition of the rectal swab result increased the number of patients diagnosed to 79 (72%). For patients with ulcers only, a throat swab result diagnosed virologically 33 (48%) of 69 patients; the addition of either the rectal or vesicle swab result increased the diagnostic yield to 38 patients (55%), and results from the combination of all three samples diagnosed 42 patients (61%). Finally, for patients with a maculopapular rash only, results from a throat swab alone diagnosed 35 (43%) of 82 patients, whereas results from a rectal swab alone diagnosed 22 patients. A throat swab was therefore used as the first sample, followed by the rectal swab, which increased the number of patients diagnosed to 44 (54%) of 82 patients.
In Fig. 2A, the proportion of patients diagnosed at each step,by use of the best combination of samples as determined above, is compared with the total number of samples analyzed at each step. It is clear that although the detection rate increased as more clinical sample types were included, the number of samples analyzed increased to a much greater extent. For example, for the patients with vesicles and ulcers, 63 patients were diagnosed by throat swab samples alone (105 samples; 1.7 samples per patient diagnosed). The addition of the vesicle swab results enabled the diagnosis of a further 10 patients but required the processing of a further 264 samples (26.4 samples per patient), the addition of the rectal swab results allowed the diagnosis of 6 more patients with a further 105 samples (17.5 per patient) processed, and the addition of ulcer swab allowed the diagnosis of 3 more patients with 213 additional samples (71 per patient) analyzed. Thus, the total number of samples needed to be analyzed to diagnose each additional patient increased dramatically for each additional sample type included.
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FIG. 2. Histograms showing the proportion of patients diagnosed at each step for the different patient groups, using the optimum combination of samples as determined in Fig. 1, and the total number of samples analyzed at each step. Panel A shows the first half of the study, and panel B shows the second half. T, throat swab; V, vesicle swab; R, rectal swab; U, ulcer swab.
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Application of findings to the second outbreak. The validity of these recommendations was tested with data from the second outbreak. The same analytic process was applied to determine which combination of samples gave the best diagnostic yield and to see if the recommended combinations would prove to be the most useful. Figures 1B and 2B show that, for the most part, the approach remained valid. For patients with vesicles plus ulcers, and for patients with vesicles only, the combination of throat and vesicle swabs gave a good diagnostic yield (66 and 67%, respectively), with further samples not improving the yield greatly. Interestingly, though, for the first patient group, vesicles, rather than throat swabs, were the single most useful sample. For patients with a maculopapular rash only, throat swabs and then rectal swabs were most useful. However, for those with ulcers only, the addition of rectal swabs to throat swabs proved more useful than the addition of ulcer swabs, increasing the yield to 41 (48%) of 85 patients compared to 36 (42%).
Thus, to summarize the data from both outbreaks together, the combination of throat swabs plus vesicle swabs was the most useful approach for patients with vesicles (whether or not they also had ulcers), identifying virus for 134 (64%) of 208 patients with vesicles and ulcers and 90 (66%) of 136 patients with vesicles only; the combination of throat swab and rectal swab was most useful for patients without vesicles (whether or not they had ulcers), identifying virus for 79 (51%) of 154 patients with ulcers only and 59 (56%) of 105 patients with maculopapular rash only.
Concordance of viral diagnosis between samples. To examine the concordance of virus isolates from nonsterile sites (rectal, throat, and ulcer swabs) with those from a sterile site (vesicle swabs), all HFMD patients with swabs taken from vesicles plus another site were studied (Table 3). The isolation results from 212 (63%) of 337 patients with throat swabs, 187 (55%) of 342 with rectal swabs, and 112 (54%) of 208 with ulcer swabs were in agreement with the results for vesicle swabs from the same patients (either the same virus was isolated or no virus was isolated). However, a different virus was isolated for 11 (10%) of 112 patients with positive throat and vesicle swabs, 4 (12%) of 33 patients with positive ulcer and vesicle swabs, and 12 (20%) of 60 patients with positive rectal and vesicle swabs. Overall, by taking the vesicle swab as a reference, the sensitivity of the throat swabs for isolating the same virus was 67%, the specificity was 63%, and the positive and negative predictive values were 61% and 69%, respectively. Equivalent values were 31%, 79%, 56%, and 57% for the rectal swabs and 28%, 81%, 60%, and 53% for the ulcer swabs. The detailed viral isolation results of these patients with different viruses isolated from vesicle and nonsterile sites are shown in Table 4.
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TABLE 3. Pairwise comparison of virus isolates grown from a sterile site with isolates grown from nonsterile sites in the same patienta
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TABLE 4. Virus isolation results for patients with different viruses grown from sterile and nonsterile sitesa
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Most of the recent studies of HEV71 infection have relied on stool culture and throat swabs and have found the latter to have greater sensitivity, with throat swabs being positive for 90 to 95% and stool culture being positive for 40 to 65% of patients tested (6, 26, 27). Few studies have looked systematically at all samples from a large patient group. One report of 175 patients with HFMD during the 2000 outbreak in Singapore found that rectal swabs most often yielded virus, followed by stool samples, vesicle swabs, and then throat swabs (3). However, our study found that in most patient groups, a throat swab was the single specimen most likely to be positive, being positive for 288 (49%) of the 592 patients with a full set of samples and 292 (49%) of all 598 patients studied. Approximately half of our patients had skin vesicles, and we showed that vesicle swabs were also very useful. In patients with vesicles, they gave the second highest yield, being positive for 169 (48%) of 333 patients studied; in one patient group (during the second outbreak), they were the single most sensitive specimen (positive for 50%). Vesicle swabs have not been widely used to diagnose HFMD previously. One study reported virus isolation from four children for whom vesicle swabs were investigated (5), and another reported 50% positive vesicles for 62 HFMD patients with vesicles (3). But for most outbreaks, vesicle fluid was not investigated (8, 11, 18, 21, 27).
Because we wanted to examine the optimal number of lesions to sample, in our study we took separate swabs from each vesicle. We found a single vesicle was positive 35% of the time, but this increased to 49% with two vesicles and 60% with three vesicles. Our recommended practice now is to apply a single swab to two or more vesicles. This maximizes the chance of isolating virus without doubling the number of samples to be processed. In our study, approximately half the patients had vesicles. They usually appeared early in the illness and resolved after a few days, so that their presence may depend on the time of presentation. Like previous reports for HEV71 (3, 6, 8, 10, 15, 18, 27) and other HEVs (20, 24), our study reports a low isolation rate of CSF (3 of 102 HFMD patients with aseptic meningitis). The yield would likely have been higher if PCR had been used (23), but this investigation is not available in most developing countries. We found that the isolation rate for rectal swabs was not as high as that for throat and vesicle swabs; the median time of presentation (and thus sampling) was just 2 days, which may be before viral shedding in the stool has become fully established.
In addition to looking at individual samples, we examined which combinations of samples were the most useful. This was achieved by determining the extent to which the addition of a sample type increased the number of patients diagnosed; this is different from asking how frequently a sample is positive. Thus, for example, in the first half of the study, although ulcer swabs were positive more often than rectal swabs, they were less useful diagnostically, because most of the patients in whom they were positive had already been diagnosed by a throat swab. Determining the "added diagnostic value" of a sample type allowed us to produce predictions about which combinations of samples should prove useful, which we were then able to test in the second outbreak. We found that our predictions were basically sound. Results from the combination of throat swabs plus vesicle swabs were the most useful for patients with vesicles whether or not they also had ulcers, identifying virus for 224 (67%) of 333 such patients across the whole study. For these patients, the addition of rectal and ulcer swabs enabled the diagnosis of just 27 extra patients (8%). For patients without vesicles (whether or not they had mouth ulcers), the combination of throat swab and rectal swab was most useful, identifying virus for 138 of 259 such patients (53%). Thus, during large outbreaks, we suggest that a throat swab plus one other sample type be taken for each patient. If no vesicles are present, the second sample type should be a rectal swab, but if there are vesicles, a swab should be applied to as many of these as possible (but at least two). Although we advocate limited sampling, particularly for community surveillance and during large outbreaks, for individual patients, especially those that are critically ill, physicians will want to maximize the chance of obtaining a diagnosis. One approach might be to collect all sample types but to investigate them in a stepwise manner, starting with the most useful samples, until a diagnosis has been made.
During our study, we were also able to examine the concordance of virus isolates from nonsterile sites (rectal, throat, and ulcer swabs) with those from a sterile site (vesicle swabs). We found that 20% of rectal isolates differed from vesicle isolates (in individual patients with isolates from both sites), whereas such discordance with vesicle isolates occurred for only 10% of throat isolates. While most would accept the virus isolated from a vesicle as the causative pathogen, the significance of other viruses concomitantly detected from throat and/or rectum is not always clear. One plausible explanation is that the isolation of a virus from throat or rectum may be only a confounding factor related to asymptomatic carriage or ongoing shedding from recent enterovirus infection. Our data show that in the majority of patients with HFMD, throat and rectal isolates do reflect viruses isolated from sterile sites, but in a minority, they may be coincidental infections. However, it may not be correct to assume that virus isolated from vesicle is always the most important pathogen. For example, one patient (HFM-178) (Table 4) with severe HFMD and CNS disease had CVA16 isolated from a vesicle swab but CVB1 isolated from a throat swab. CVA16, a common cause of HFMD, is not known to cause CNS disease; in contrast, CVB1 is not known to cause HFMD and, being a species B HEV, is a more likely neuropathogen (25). So in this patient with dual infection, the two virus isolates may have been responsible for two clinical syndromes: the throat isolate CVB1 causing CNS disease and the vesicle isolate CA16 causing HFMD. For four patients, we also isolated different viruses from different vesicles: three with HEV71 and CVA16 and one (with mild HFMD) with HEV71 and poliovirus 1 Sabin strain. These patients clearly demonstrate that systemic infection with two viruses can occur simultaneously. In addition, the latter case suggests the possibility that occasionally during dual infection, viruses may cross tissue barriers that they would not normally be able to (poliovirus Sabin strain type 1 does not itself cause HFMD and thus is not normally found in vesicles) (20). Our findings on dual infection underscore the need to look for a possible second pathogen before attributing pathogenesis to a virus rarely associated with a severe disease phenotype.
In summary, we have shown that the throat swab is the single most useful sample from patients with HFMD during an HEV71 outbreak. Vesicle swabs, which have been relatively neglected until now, can also be extremely useful. Although they are not as easy to obtain as throat and rectal swabs and are not available for approximately half the patients, the viral yield is almost as good as that of throat swabs, with the added advantage that they come from sterile sites.
This work was funded by grant 06-02-09-002 BTK/ER/003 from the Ministry of Science, Technology and Innovation, Government of Malaysia; the Walton Centre for Neurology and Neurosurgery Research Fund; and the Wellcome Trust of Great Britain. M.H.O. is a Wellcome Trust Clinical training Fellow, and T.S. is a United Kingdom Medical Research Council Senior Clinical Fellow.
M. H. Ooi, S. C. Wong, J. Cardosa, and T. Solomon conceived of the study; they were assisted by S. del Sel, D. Clear, C. H. Chieng, A. Mohan, B. F. Lai, K. M. Kontol, and E. Blake in the planning, design, and execution of the clinical aspects and by D. Perera, W. Akin, M. A. Yusuf, and Y. Podin in the analysis and interpretation of the virological samples; all authors contributed to writing the manuscript. We declare no conflicts of interest.
Published ahead of print on 19 April 2007. ![]()
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