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Journal of Clinical Microbiology, October 2008, p. 3325-3329, Vol. 46, No. 10
0095-1137/08/$08.00+0 doi:10.1128/JCM.01175-08
Copyright © 2008, American Society for Microbiology. All Rights Reserved.

Division of Pulmonary and Critical Care Medicine, University of California, San Francisco, California,1 HIV/AIDS Division, University of California, San Francisco, California,2 Department of Medicine, Faculty of Medicine, Makerere University, Kampala, Uganda,3 Uganda Ministry of Health, Kampala, Uganda,4 Makerere University-University of California San Francisco Research Collaboration, Kampala, Uganda,5 Department of Medical Microbiology, Faculty of Medicine, Makerere University, Kampala, Uganda,6 Department of Epidemiology and Biostatistics, University of California, San Francisco, California7
Received 20 June 2008/ Returned for modification 1 August 2008/ Accepted 7 August 2008
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Several methods of smear microscopy that involve sputum liquefaction and concentration have been reported to increase diagnostic sensitivity (2, 17, 21, 22). The N-acetyl-L-cysteine-NaOH (NALC) method has been the most widely investigated and has been reported to increase sensitivity modestly compared to direct smear microscopy (21). More recently, Chakravorty and Tyagi described the universal sample processing (USP) method for preparation of pulmonary and extrapulmonary specimens for smear microscopy, mycobacterial culture, and PCR-based assays (7, 8). In a field study of 571 specimens obtained from predominantly HIV-negative persons with suspected TB in India, the sensitivity of smear microscopy performed using the USP method was 17% higher than that of the NALC method (97% versus 80%; P < 0.001) (4). In addition, the USP method was associated with upgrading of the smear result category (e.g., from scanty to 1+, from 1+ to 2+, etc.) and decreased mycobacterial culture contamination. Similar results were reported by the same investigators in two subsequent studies (5, 6). Although these results are promising, field studies are needed to confirm them, particularly in settings with a high incidence of HIV and TB coinfection.
We therefore conducted a blinded evaluation of the USP method compared to the NALC method for the diagnosis of pulmonary TB in Kampala, Uganda, a setting with a high prevalence of HIV and TB coinfection. The primary goal of the study was to determine whether the USP method improved smear microscopy- and culture-based diagnosis of TB compared to standard methods when introduced at the Uganda National Tuberculosis and Leprosy Program (NTLP) reference laboratory.
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Specimen processing. Sputum specimens were divided into approximately equal aliquots, labeled with random identification numbers, and delivered to the Uganda NTLP reference laboratory. This random numbering blinded the NTLP staff to the identity of the subject and the knowledge of which aliquots were from the same subject. One randomly labeled aliquot was processed by the NALC method and the other by the USP method, with slight modifications, as previously described (4, 7, 11). The NALC method involved digesting and decontaminating the sputum specimen with an equal volume of 0.5% NALC-2% sodium hydroxide-1.5% sodium citrate solution, followed by centrifugation at 3,000 x g (11). A detailed protocol for the USP method was obtained from J. S. Tyagi (All India Institute of Medical Sciences, Chandigarh, India), who first described the methodology (8). Sputum specimens were homogenized and decontaminated by treatment with USP solution (4 to 6 M guanidinium hydrochloride, 50 mM Tris-Cl [pH 7.5], 25 mM EDTA, 0.5% Sarkosyl, 0.1 to 0.2 M beta-mercaptoethanol) and then concentrated by centrifugation at 3,000 x g. For both NALC and USP aliquots, smears were prepared using the concentrated pellets.
Smear microscopy. Smear microscopy was performed at the Uganda NTLP reference laboratory. Smears prepared from NALC- and USP-processed specimens were stained with auramine-O (counterstain, potassium permanganate) and read in batches within 24 h of preparation using a fluorescence microscope (magnification, x200) (19). The presence or absence of acid-fast bacilli in 100 fields was reported using the WHO/IUATLD scale (24).
Outcome classification. Mycobacterial cultures were performed on Lowenstein-Jensen slants, one using a portion of the NALC and a second using a portion of the USP-processed sputum pellets (24). Two slants were made for each processed pellet. The reference standard outcome of TB was defined as a positive mycobacterial culture result on either sputum aliquot within 8 weeks of incubation. Specimen pairs were excluded for the calculation of diagnostic sensitivity and specificity if both mycobacterial cultures were contaminated.
Quality assurance. The study was performed in conjunction with the Uganda NTLP reference laboratory. The USP method was performed by two laboratory technicians who received specific training by a study investigator (A.C.) over a period of 1 month, and the method was used for 2 weeks prior to starting the study. Smears processed by the USP and NALC methods were read by one of five full-time laboratory technicians who have a median experience of 10 years (range, 5 to 20 years). In addition, the Uganda NTLP reference laboratory has participated in a biannual external quality assurance program for smear microscopy administered by the World Health Organization since 2005.
Statistical analysis. All analyses were performed using STATA 9.0 (Stata Corporation, College Station, TX), with the level of significance specified in reference to a two-tailed, type I error (P value) of less than 0.05. Bivariate analyses were performed using the chi-square test for dichotomous variables and the Mann-Whitney rank sum test for continuous variables. The sensitivity and specificity of smear microscopy performed using specimen aliquots processed by the NALC and USP methods were calculated in reference to a positive mycobacterial culture result (on either specimen aliquot) and compared using McNemar's test.
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TABLE 1. Demographic and clinical characteristics of patients (n = 252)
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FIG. 1. Mycobacterial culture results (n = 207). Mycobacterial cultures were performed on Lowenstein-Jensen slants using specimen aliquots processed by the NALC and USP methods. Specimen aliquots processed by the USP method were significantly more likely to be culture negative (58% versus 43%; P < 0.001) and less likely to display confluent growth (6% versus 11%; P = 0.02). There were no significant differences in the proportion of each specimen aliquot with any other mycobacterial culture result, including contaminated cultures. *, P < 0.05 for comparison between the NALC and USP methods.
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FIG. 2. Smear microscopy results (n = 252). Results of fluorescence microscopy examination of smears prepared from specimen aliquots processed by the NALC and USP methods are shown. Smear microscopy results were classified according to the WHO/IUATLD scale. There were no significant differences in the proportion of USP- and NALC-processed specimens within any smear result category.
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1 acid-fast bacilli were identified on microscopic examination. Sensitivity was higher for the NALC method (56% [95% CI, 47 to 66%] versus 52% [95% CI, 43 to 62%]; difference 4% [95% CI, –7% to + 16%]; P = 0.42), though the difference was not statistically significant (n = 201). There was no difference in specificity (86% [95% CI, 79 to 91%] for both methods; P = 1). Similarly, no significant differences in sensitivity or specificity were observed when the analysis was stratified by HIV status or restricted to specimen aliquots for which the direct Ziehl-Neelsen smear results were concordant (data not shown). |
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Our results differ from prior reports of the diagnostic performance of the USP method, all of which have been published by the same group of investigators (4-7). There are several important differences between the design of this study and that of these previous studies. First, smear interpretation was blinded in this study, which eliminates potential bias in the interpretation of smear results. Second, consecutive patients were enrolled, and exclusion criteria were clearly defined. The absence of these design features has previously been shown to bias estimates of diagnostic test performance (3, 12, 14). Lastly, this was the first evaluation of the USP method with a largely HIV-infected cohort. Though we found no differences in test performance when the analysis was stratified by HIV status, we cannot rule out significant differences in performance between the USP and NALC methods in non-HIV-infected patients because of the small number of such patients in our study.
In addition to study design issues, several technical issues should also be considered when comparing our results to previous evaluations of the USP method. Centrifugation speed has been shown to affect the sensitivity of smear microscopy (15). We therefore centrifuged both USP- and NALC-processed specimens at 3,000 x g, the standard centrifugation speed recommended by the Centers for Disease Control and Prevention (CDC) (11). In previous studies, centrifugation was done at 5,000 to 6,000 x g for the USP method, whereas the standard CDC protocol was followed for the NALC method (4, 7). Thus, it is possible that the increased centrifugation speed used with the USP method was responsible for the increased sensitivity seen in previous studies. Similarly, the number of fields reviewed during microscopic examination may affect the sensitivity of smear microscopy. Chakravorty et al. reported reviewing 400 to 500 fields in their clinical evaluation of the USP method (4), a greater number than that recommended by international guidelines (24). Though only 100 fields were examined in our study, the same was done for both the USP and NALC methods. Therefore, the sensitivity of both techniques may be lower than previously reported, but this would not affect the comparison of the two methods. Lastly, our results may reflect less experience with the USP method and the use of this method in a field rather than in a research setting. Previous studies of smear microscopy have shown differences when comparing test performance in field versus research settings (1, 9, 18). To minimize the impact of these factors, a detailed protocol was obtained from the investigators who first reported the methodology, and training and a 1-month trial period were completed prior to starting the study.
Though smear microscopy results were similar, the USP method performed poorly for culture-based diagnosis of TB. Previous studies have not found a difference in the yield of mycobacterial culture performed using specimens processed by the USP method or several other methods. In their clinical evaluation of the USP method, Chakravorty et al. reported that USP cultures were compared to cultures performed using specimens processed by either the NALC or the modified Petroff method (4). In other studies, the authors also reported good results when the USP method was compared to direct inoculation onto Lowenstein-Jensen slants and when using liquid culture systems (6, 7). However, in our study, there was a 15% absolute decrease in the proportion of culture-positive specimens compared to the NALC method. As discussed above, the validity of our findings is supported by our study design, which included blinded interpretation of culture results.
In summary, the USP method has been reported as a simple and rapid multipurpose technique that is compatible with both conventional and PCR-based diagnostic modalities. However, in our setting, we found no advantage over the traditional NALC method for smear microscopy and a decreased likelihood of positive mycobacterial culture results. These results suggest that the USP method is unlikely to replace standard techniques for performing conventional diagnostic tests. Future studies should focus on the reported ability of the USP method to isolate high-quality, inhibitor-free DNA/RNA specimens, a major goal for improving novel molecular assays that can rapidly diagnose TB and detect drug resistance.
We thank Elisha Hatanga, Peter Awongo, Fred Kangave, William Ssenfuma, Nicholas Ezati, and Raymond Assimwe at the Uganda NTRL for performing smear microscopy and mycobacterial culture for this study.
Published ahead of print on 13 August 2008. ![]()
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