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Journal of Clinical Microbiology, November 2008, p. 3721-3727, Vol. 46, No. 11
0095-1137/08/$08.00+0 doi:10.1128/JCM.00777-08
Copyright © 2008, American Society for Microbiology. All Rights Reserved.

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K.-A. Moder,
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F. Layer,
I. Tammer,
W. König, and
B. König
Institute of Medical Microbiology, Otto-von-Guericke University Magdeburg, Leipziger Str. 44, 39120 Magdeburg, Germany
Received 24 April 2008/ Returned for modification 16 June 2008/ Accepted 13 September 2008
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The failure to detect ESBL-mediated resistance has led to treatment failure (17, 22) and contributed to uncontrolled spread of ESBL-producing organisms (18). On the other hand, the use of surveillance cultures for laboratory-based detection of infection or colonization of patients by ESBL-producing organisms has proven useful in controlling and terminating outbreaks (13, 16, 19). Screening for ESBLs is needed to sort out patients with these infections to perform medically effective treatments and cost-effective isolation (25).
The abilities of different screening and confirmation tests to detect Escherichia coli and Klebsiella spp. have been validated. Problems in detecting ESBL production occur particularly with Enterobacter spp., Serratia spp., and Citrobacter spp. These produce a beta-lactamase encoded by the ampC gene which leads to an overlap of different resistance phenotypes. ampC production is typically associated with in vitro resistance to all beta-lactam antibiotics except for carbapenems and cefepime. In contrast to ESBLs, the ampC-derived enzymes are not affected by available beta-lactamase inhibitors. Cefepime testing was also performed with and without clavulanate (ESBL Etest and AB Biodisk) in order to detect ESBL production in strains not validated by the Etest with ceftazidime and cefotaxime (27). Isolates are considered ESBL producers when clavulanate causes a decrease in the MIC of
3 twofold concentrations.
Automated systems are increasingly used for routine species identification and susceptibility testing in clinical laboratories to decrease the in-laboratory turnaround time and to improve cost effectiveness. Numerous studies have reported on the accuracies and limitations of various automated systems (1-4, 6, 10, 15, 23, 26), forcing manufacturers to periodically update their product software. However, errors by any test system can have severe repercussions for the clinical outcome for patients.
The purpose of this study was to evaluate and compare the performances of two microbiological identification and susceptibility testing systems with regard to the correct detection of ESBL production in routinely found Enterobacteriaceae strains. Additionally, we checked the practicability of an ESBL-detecting chromogenic agar medium which has been available since 2006. A conventional phenotypic confirmatory test was conducted with the Etest, which was chosen as the reference method for this study.
In European surveys of ESBLs, the dominating enzyme variants until the late 1990s were TEM, SHV, and OXA. CTX-M ESBLs were rarely recorded (11, 12). However, this ESBL variant replaced TEM and SHV mutants as the predominant ESBL in many European countries. The major hosts at that time were E. coli and Klebsiella pneumoniae. Additionally, these CTX-M producers were increasingly isolated from patients with community-acquired infections (11). CTX-M ESBLs seem to have originated in Kluyvera spp. by mobilizing insertion elements out of the chromosomes of this species (21). Thus, we screened for these important gene families by PCR. Furthermore, PCR for chromosomal and plasmid-mediated ampC beta-lactamase genes was performed in questionable cases.
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TABLE 1. Configuration of the two automated systems with regard to ESBL detection
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Bacterial isolates. The Enterobacteriaceae isolates, 114 in total (72 Escherichia coli, 21 Klebsiella pneumoniae, 4 Klebsiella oxytoca, 11 Enterobacter cloacae, 1 Enterobacter aerogenes, 1 Serratia marcescens, 1 Citrobacter koseri, 1 Proteus mirabilis, 1 Proteus vulgaris, and 1 Morganella morganii), were obtained from clinical specimens collected at the University Hospital Magdeburg, Germany, between 2006 and 2007 and from the Centers for Disease Control and Prevention (CDC; United States), the Antibiogram Committee of the French Microbiology Society (CA-SFM; France), the collection of George A. Jacoby (Lahey Clinic, Burlington, MA), and W. Witte (Robert Koch-Institute, Wernigerode, Germany). The bacterial strains were divided into the following groups: E. coli; E. coli and Klebsiella spp.; the KESC group (Klebsiella spp., Enterobacter spp., Serratia marscescens, and Citrobacter spp.); and the PMP group (Proteus spp., Morganella morganii, and Providencia rettgeri) (7). We completely excluded copy strains. The isolates, collected from clinical specimens, were all from different patients and units. No epidemic outbreak was observed. In each assay, K. pneumoniae ATCC 700603 and E. coli ATCC 25922 were used as the positive and negative control for ESBL production, respectively. The criterion to include a strain in this study was either an alert from the automated systems (BD Phoenix and Vitek 2) about ESBL detection or a noticeable pattern of resistance against cephalosporins in the antimicrobial susceptibility testing. Isolates were cultured from frozen stock or from lyophilized material onto Columbia agar with 5% sheep red blood cells for 16 to 24 h at 37°C, subcultured, and grown again for 16 to 24 h at 37°C just before testing.
Determination of MICs by Etest. MICs were determined by Etest (epsilometer assay; AB Biodisk, Sweden) on Mueller-Hinton agar (bioMérieux, Nürtingen, Germany). A sterile swab was dipped into a bacterial suspension at a McFarland standard of 0.5. After the entire plate surface was swabbed with the inoculum, Etest strips impregnated with the different antibiotics were placed on the agar surface. After an incubation period of 24 h (37°C), the MICs were determined.
The synergistic activity of clavulanate with ceftazidime, cefepime, and cefotaxime was confirmed by means of three different Etest strips containing ceftazidime (MIC, 0.5 to 32 or 0.064 to 4 µg/ml), cefepime (MIC, 0.25 to 16 or 0.064 to 4 µg/ml), and cefotaxime (MIC, 0.25 to 16 or 0.016 to 1 µg/ml) with or without clavulanate (respectively). Isolates of E. coli and Klebsiella spp. were considered ESBL producers when clavulanate caused a decrease of
3 twofold dilutions (ratio for antibiotics without clavulanate to antibiotics with clavulanate,
8) in the MICs of ceftazidime and cefotaxime in combination with a ceftazidime MIC of
1 µg/ml or a cefotaxime MIC of
0.5 µg/ml, respectively. The remaining isolates, like Citrobacter spp., Enterobacter spp., Morganella spp., and Serratia marscescens, were considered ESBL producers when clavulanate caused a decrease of
3 twofold dilutions (ratio for antibiotics without clavulanate to antibiotics with clavulanate,
8) in the MIC of cefepime in combination with a cefepime MIC of
0.5 µg/ml. The four Proteus spp. strains were tested with all three Etest strips using the same interpretation criteria as explained above. Furthermore, a strain was considered ESBL positive if a phantom zone, which is an additional zone of inhibition between the ellipses of the antibiotic and the antibiotic plus clavulanate, or a deformation of the zone of the tested cephalosporins could be observed, irrespective of the ratios or MICs. A result was considered indeterminate when the MICs were outside the test range of the respective Etest device. This phenomenon may suggest the presence of inhibitor-resistant ampC or TEM enzymes. In addition, the outcome was considered indeterminate when the result of one strip was indeterminate and the results of the other strips were ESBL negative.
BD Phoenix system. For the evaluation of the BD Phoenix system (Becton Dickinson Diagnostic Systems, Sparks, MD), the strains were tested, both in terms of identification and antimicrobial susceptibility, with the NMIC/ID-50 and NMIC/ID-70 BD Phoenix GN Combo panels (Table 1). With regard to ESBL detection, the panels differ in their cephalosporin profiles and the ranges of their MICs. Because of these differences, diverse rules of the BDXpert system were applied. The panels were inoculated and incubated according to the manufacturer's recommendations. The BD Phoenix ESBL screening test, included in both panels, utilizes the growth response to selected cephalosporins (cefotaxime, ceftazidime, cefpodoxime, and ceftriaxone), with or without clavulanic acid, to detect the production of ESBLs. The results are analyzed with the integrated BDXpert system (version 5.10ASR1).
Vitek 2 system. For the evaluation of the Vitek 2 system (bioMérieux, Marcy l'Etoile, France), all isolates were identified using the card for gram-negative strains. The Vitek 2 cards AST-N020, AST-N041, and AST-N062 were used for susceptibility testing (Table 1). The cards were inoculated and incubated in the system according to the manufacturer's instructions. The antimicrobial susceptibility test cards AST-N020, AST-N041, and AST-N062 differ in their compositions of beta-lactam antibiotics. The ESBL confirmatory test is incorporated on cards AST-N041 and AST-N062. This ESBL screening test utilizes the growth response to ceftazidime, cefepime, and cefotaxime in combination with or without clavulanic acid on both cards. All results were interpreted by using the Advanced Expert System (AES) (software version VT2-R04.03).
chromID ESBL. The chromogenic chromID ESBL agar (bioMérieux, Marcy l'Etoile, France) was obtained from the manufacturer as a prepared plate medium. Each bacterial strain was cultured on chromID ESBL agar (7), and the results were recorded and documented. The agar plates were incubated aerobically at 37°C for 18 to 24 h or, if necessary, for 48 h. Colonies of ESBL producers develop species-specific colors (E. coli shows pink to burgundy coloration of beta-glucuronidase-producing colonies; Klebsiella spp., Enterobacter spp., Serratia spp., and Citrobacter spp. show green and/or blue coloration of beta-glucosidase-producing colonies; and Proteus spp., Providencia spp., and Morganella spp. show orange to brown coloration of deaminase-expressing colonies) on chromID ESBL agar. Non-ESBL producers grow with colorless colonies or not at all on chromID ESBL agar.
Isolation of genomic DNA. DNA from the bacterial colonies was extracted by using a QIAmp DNA mini kit (Qiagen).
PCR amplification. PCR for the common ESBL gene families (encoding TEM, SHV, OXA, and CTX-M) was done according to the method of Schwaber et al. (24). Detection of the plasmid-mediated ampC beta-lactamases was done as described by Pérez-Pérez and Hanson (20). Finally, PCR for the chromosomal ampC beta-lactamase was done according to the protocol of Bret et al. (5).
Analysis of results. The sensitivities, specificities, and positive and negative predictive values (PPV and NPV, respectively) of all panels of the automated systems, of the chromogenic ESBL agar medium, and for each species/group of species were calculated. We used the Etest results as the reference.
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TABLE 2. Results of other tests for strains that were ESBL positive by Etest
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TABLE 3. Results of other tests for strains that were ESBL negative by Etesta
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TABLE 4. Sensitivity, specificity, PPV, and NPV results for detection of ESBL productiona
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Results for Klebsiella pneumoniae. The results for K. pneumoniae strains (n = 21) are presented in Table 4. The sensitivity, specificity, PPV, and NPV values for all Klebsiella pneumoniae isolates were 100% for all tested panels with both automated systems and for the chromogenic medium.
Results for E. coli and Klebsiella spp. The results for E. coli and Klebsiella spp. (n = 97) are presented in Table 4. The highest sensitivity (95.6%) combined with the lowest specificity (23.1%) was obtained with chromID ESBL. The BD Phoenix system with the NMIC/ID-70 panel showed the highest specificity (45.5%), with a sensitivity of 91.4%, just behind chromID ESBL. The AST-N020 panel in the Vitek 2 system had the lowest sensitivity (78.0%). All Vitek 2 panels and the NMIC/ID-50 panel showed identical specificities of 33.3%. The highest PPVs and NPVs were obtained with the BD Phoenix system in combination with the NMIC/ID-70 panel (92.4% and 41.7%) and with the chromID ESBL test (92.6% and 30.0%). The lowest PPV and NPV were seen with the AST-N020 panel in the Vitek 2 system (83.9% and 21.1%).
Results for the KESC group. The sensitivities, specificities, PPVs, and NPVs for the KESC group (n = 39) are shown in Table 4. The highest sensitivities, 100%, were obtained with the AST-N041 panel, the AST-N62 panel, and the chromID ESBL agar. The AST-N020 panel in the Vitek 2 system had a sensitivity of 91.3%. Both BD Phoenix panels (NMIC/ID-50 and NMIC-70) had a sensitivity of 78.6%. The ESBL detection methods with the highest specificities were the AST-N020 panel in the Vitek 2 system (64.7%) and the NMIC/ID-70 panel in the BD Phoenix system (64.7%). The highest PPV, 85.7%, and the highest NPV, 73.3%, were both seen with the AST-N020 panel in the Vitek 2 system.
Results for the KESC group without K. pneumoniae (with Klebsiella oxytoca). The sensitivities, specificities, PPVs, and NPVs for the KESC group without K. pneumoniae (n = 18) are also shown in Table 4. In this group, the highest sensitivity, 100%, was also obtained with the AST-N041 and AST-N62 panels and the chromID ESBL agar, whereas the AST-N020 panel in the Vitek 2 system had a sensitivity of 60.0%. Furthermore, both BD Phoenix panels (NMIC/ID-50 and NMIC-70) only showed a sensitivity of 14.3%. As for the KESC group including the K. pneumoniae isolates, the ESBL detection methods with the highest specificities were the AST-N020 panel in the Vitek 2 system (64.7%) and the NMIC/ID-70 panel in the BD Phoenix system (64.7%). The highest PPV, 44.4%, was seen with the AST-N041 and AST-N062 panels, whereas the highest NPV in this group, 73.3%, was produced by the AST-N020 panel in the Vitek 2 system.
Results for the PMP group (n = 3). Despite the small number of isolates in this group, we calculated the sensitivities, specificities, PPVs, and NPVs (Table 4). All Vitek 2 panels and the chromID ESBL test showed a sensitivity of 100%. The BD Phoenix system did not detect any of the ESBL-producing Enterobacteriaceae with its ESBL screening, so the sensitivities were 0%. On the other hand, the specificities with both BD Phoenix panels were 100%, compared to 33.3% by the remaining test systems. The PPVs did not reach a value above 50.0% (AST-N020, AST-N041, and AST-N062 panels and chromID ESBL). The respective NPVs were 50.0% for the same test methods.
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Because of the great impact of ESBL-producing Enterobacteriaceae, the correct identification of this resistance mechanism in isolates is a prerequisite for the proper treatment of patients. In the last few years, only a small number of published studies have investigated the automated systems regarding their effectiveness in reliably identifying ESBL-producing gram-negative bacilli. All of the studies reported different results for the sensitivities and specificities of the automated Vitek 2 and BD Phoenix systems, which is caused by the species involved. Leverstein et al. (9), Menozzi et al. (14), and Thomson et al. (28) tested only E. coli, K. pneumoniae, and K. oxytoca isolates. The levels of sensitivity and specificity reported were considerably higher than the ones we calculated. However, Enterobacter spp., Citrobacter spp., Proteus spp., and others are able to produce ESBLs. Only Wiegand et al. (29) chose an extended spectrum of Enterobacteriaceae with a species distribution similar to ours. The authors (29) found sensitivities with the BD Phoenix and Vitek 2 systems of 98.8% versus 85.9% for all tested isolates. The Vitek 2 system had a specificity of 78.0% for all tested strains. The specificity of the BD Phoenix system was 52.2%. Wiegand et al. (29) used a BD Phoenix panel which is not available anymore. In the Vitek 2 panel used, no ESBL screening tests were integrated (AST-N020). Thus, Wiegand et al. (29) proposed the integration of ESBL screening with the routine panels. In our study, the comparison of three Vitek 2 panels, one without (AST-N020) and two with integrated ESBL screening (AST-N041, AST-N062), resulted in an enhancement of the sensitivity (from 78.8% to 84.2%); the respective specificities were 55.6%, 50.0%, and 50.0%.
In most studies, different tests were used as reference methods to confirm a presumptive ESBL producer. For example, Thompson et al. (28) used enzyme characterization as the reference method, Menozzi et al. (14) confirmed their findings with a standard broth microdilution panel according to the CLSI guidelines, and Wiegand and coworkers (29) used biochemical and molecular characterizations. Genotypic determination of the bla gene families is the most reliable procedure to identify ESBL-producing Enterobacteriaceae, but its integration into the routine diagnostic process is not feasible because of its cost and labor intensiveness. Hence, in most microbiological laboratories, the ESBL Etest has become the most commonly employed confirmatory test. Our results also resemble the ones reported by Leverstein et al. (9). The ESBL Etest has an accuracy of about 94% compared with that of molecular identification of ESBL production (29). In our study, the ESBL Etest had false-positive results for 6% of the genotypically confirmed ESBL-positive specimens. Mismatches were found for two CTX-M-positive K. oxytoca isolates and for strains carrying two or more bla genes (TEM and SHV or TEM, SHV, and OXA).
The fast and accurate detection of ESBL producers is indispensable for the prevention of treatment failure. Among all the systems tested, the chromID ESBL agar detects ESBL-producing Enterobacteriaceae isolates with the highest sensitivities and the lowest specificities. The main advantage of the chromID ESBL agar is its sensitivity, which enables the recovery and identification of most ESBL-producing organisms within 24 h. A previous study by Glupczynski et al. reported a sensitivity of 97.7% and a specificity of 89.0% for the chromogenic agar (7). In our evaluation, the chromogenic agar showed a comparable high sensitivity of 95.8% but a specificity of only 10.5%. In their study, 97% of the ESBL-producing isolates were recovered by chromID ESBL from clinical specimens after 18 to 24 h of incubation. The prolongation of incubation for 48 h did not increase the recovery rates of ESBL-positive organisms. Often, it made the recovery more complex because of the growth of associated flora. So Glupczynski et al. (7) decided to record only the definitive results after 18 to 24 h. In our study, the agar delivered false-positive results for the Enterobacter spp. and E. coli isolates carrying chromosomal or plasmid-located ampC, which confirms the results of Glupczynski et al. (7). Interestingly, all ampC-positive Enterobacter spp. were correctly reported as non-ESBL producers by both of the automated systems. The high sensitivity leads to the conclusion that chromID ESBL agar is a convenient method for directly screening clinical samples for ESBL-producing organisms. Furthermore, the agar is useful in ESBL outbreak situations, for screening patients who will be transferred to other hospitals or admitted from clinics with a generally high incidence of ESBL-producing isolates. Additionally, this chromogenic medium is appropriate for monitoring the ESBL carrier status of critically ill patients. Concerning the low specificity, all suspected ESBL-producing strains should be verified with additional tests (e.g., the ESBL Etest).
The detection of potential ESBL production in organisms like Enterobacter spp., Citrobacter spp., and Serratia spp. can be complicated by the additional expression of a chromosomal AmpC beta-lactamase. Schwaber et al. (24) demonstrated that the Advanced Expert System (AES) of the Vitek 2 system reached a sensitivity of 62.5% in testing ESBL-producing Enterobacter spp. (n = 40). The reliability of the results depends on the creation of the ESBL screen and the expert systems, on the setting of the antibiotic substances of the panels, on the MIC ranges, and finally, on the resistance mechanisms of the bacteria species.
The ESBL screen from Becton Dickinson includes cefotaxime, ceftazidime, cefpodoxime, and ceftriaxone with or without clavulanate, whereas the panels from bioMérieux include cefotaxime, ceftazidime, and cefepime. The use of cefepime might explain the better results of the Vitek 2 system for the PMP group, although a low number of these isolates was obtained. All panels of the Vitek 2 system and the chromID ESBL agar had a sensitivity of 100%, whereas the specificities were relatively low, at just 33.3%. Concerning the remaining species, like those in the KESC group, in our study the AST-N041 and AST-N062 panels of the Vitek 2 system and the chromID ESBL agar all showed a sensitivity of 100%. The Vitek 2 panel without an ESBL screen established a value of 92.3%. The lowest sensitivities were produced by both BD Phoenix panels (78.6%). Obviously the AST-N020 panel presented the highest sensitivity, specificity, PPV, and NPV for the KESC group (92.3%, 64.7%, 85.7%, and 73.3%). However, the K. pneumoniae strains skew the data. Therefore, we excluded these specific isolates in further calculations. The resulting changes in the sensitivity, specificity, PPV, and NPV values are shown in Table 4.
Among all panels tested, the NMIC/ID-70 panel (BD Phoenix) showed the highest sensitivities and specificities for E. coli and Klebsiella spp., which are the most frequently identified bacteria in clinical laboratories. The results for all K. pneumoniae isolates (n = 21) are also worth mentioning. All panels of both systems and the chromID ESBL agar had values of 100% for sensitivity, specificity, PPV, and NPV for these isolates. These results could imply that, for K. pneumoniae isolates, the automated systems perform especially reliably and that further time-consuming and cost-expending confirmatory tests are not necessary.
Conclusion. The customer should expect reproducible, stable results independent of the choice of panels of the different automated systems. In our study, we demonstrated that the updated panels of the two systems tested (BD Phoenix and Vitek 2) led to various values for specificity and sensitivity. The integration of an ESBL screen with the panels for the Vitek 2 system, which is missing on the AST-N020 panel, improved the sensitivity, but not specificity, of ESBL detection in all species and subspecies. Both panels, AST-N041 and AST-N062, are comparable in sensitivity and specificity. The BD Phoenix panel NMIC/ID-70 showed better results than its predecessor NMIC/ID-50 in almost every category. Furthermore, in comparison to the results for the Vitek 2 system, the sensitivity and specificity were higher for almost every group of bacteria tested. In conclusion, neither automated system should be used as a sole method for detecting ESBL production, with the possible exception of K. pneumoniae isolate testing, as the results produced by the two automated systems for these isolates were excellent.
Published ahead of print on 24 September 2008. ![]()
Both authors contributed equally to this work. ![]()
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