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Journal of Clinical Microbiology, December 2008, p. 3912-3918, Vol. 46, No. 12
0095-1137/08/$08.00+0 doi:10.1128/JCM.01453-08
Copyright © 2008, American Society for Microbiology. All Rights Reserved.

z,1,2,4
Jacqueline Balqui,1,2
S. Alison Finger,1,4
Jonathan Sherman,1
Mirko Zimic,1
Lilia Cabrera,2
Jose Watanabe,5
Carlos Rodríguez,5
Robert H. Gilman,1,2,3* and
Douglas E. Berg4,6*
Laboratorios de Investigación y Desarrollo, Facultad de Ciencias, Universidad Peruana Cayetano Heredia, Lima, Peru,1 Asociacion Benefica PRISMA, Lima, Peru,2 Department of International Health, The Johns Hopkins Bloomberg School of Public Health, Baltimore, Maryland,3 Departments of Molecular Microbiology,4 Genetics and Medicine, Washington University School of Medicine, St. Louis, Missouri,6 Policlinico Peruano Japones, Lima, Peru5
Received 29 July 2008/ Returned for modification 23 September 2008/ Accepted 30 September 2008
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H. pylori chronically infects the gastric mucosa of billions of people worldwide, typically for decades, despite inflammation and other host defenses. Such chronic H. pylori infections constitute major risk factors for duodenal and gastric ulcers and for gastric cancer, one of the most frequently lethal malignancies (3, 13, 33). Especially among the poor in developing countries, H. pylori infection also increases susceptibility to other food- and waterborne pathogens and contributes to iron deficiency anemia and malnutrition (10, 37, 46). This said, most infections seem to be benign; and some, it has been argued, can even be beneficial (7), although the latter view is controversial (25).
Most people in developing countries become chronically infected by H. pylori in infancy (8, 19) and may be exposed to it repeatedly thereafter. For example, in the shantytown in Peru evaluated for the present study, we had estimated that adults are exposed to infectious doses (doses sufficient to reestablish chronic infection after therapeutic eradication of prior infection) at rates of about 20% per person per year. This reinfection rate is far higher than that seen in equivalent clinical trials in industrialized nations (<1% per person per year) (44). Although it is not feasible to monitor transmission directly, it is often ascribed to fecal or vomitus contamination of food or water or perhaps utensils, fingers, etc. (8, 9, 19, 38). The fact that the prevalence of H. pylori infection has declined markedly in recent decades in industrialized countries but not among the poor in developing countries can be ascribed to better sanitation and hygiene in industrialized countries and a negligible risk of reinfection among individuals in such countries once a prior infection has been cured (1, 8, 19, 38).
A consensus "all-in-the-family" model (12, 27), involving mostly mother-to-child transmission, was proposed to explain new infections in industrialized countries. This was based on serologic and urea breath test survey data showing a statistical association between infection in children and in their parents (22, 24, 48) and DNA fingerprint data that revealed identical or nearly identical strains in different members of individual families (15, 28, 32, 41). The DNA analyses are particularly compelling because H. pylori is genetically diverse, and isolates from unrelated persons are usually readily distinguished by random amplified polymorphic DNA (RAPD) fingerprinting or the sequencing of one or a few genes (typical divergence in DNA sequence,
3%, on average). As a consequence, any finding of closely matched strains indicates transmission within families or from a common source.
Although H. pylori is typically spoken of as human specific, it was not clear a priori if most established infections in developing countries would also stem from direct transmission from mothers to their infants rather than from other sources. An early finding that the risk of infection in shantytowns in Peru is inversely related to household water quality (30) is consistent with either explanation. However, a model involving at least transient environmental niches for H. pylori that allows its spread between unrelated persons gained plausibility with laboratory findings of H. pylori survival for a few days in unchlorinated mineral water or seawater (31, 40), biofilm formation on inanimate surfaces (11, 50), and proliferation when it was cultured with amoebae (51).
We studied the genotypes of H. pylori strains from members of households in a shantytown in Peru. We found that only
30% of strains from children were closely matched to those from their mothers and that the frequency of matched strains did not depend on the child's age. This outcome suggests that H. pylori transmission among unrelated persons is particularly important in developing countries, an outcome with important evolutionary and disease prevention implications, as will be discussed below.
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$1,500 per family per year, on average) in Lima, Peru, that is representative of many developing-country societies. The health of the residents of PJSM has been under surveillance for more than 20 years by physicians and health care and social workers of the Peruvian nongovernmental organization Proyectos en Inform
ica, Salud, Medicina y Agricultura (PRISMA; http://www.prisma.org.pe/nwWeb/Portal/) (23, 29, 30, 37). Most residents of PJSM become chronically infected with H. pylori in early childhood (30), as is typical in developing countries worldwide (8, 19). All strains and DNAs analyzed here were from persons specifically recruited for this study with informed consent or assent, as appropriate. None were samples of convenience that might have initially been obtained for other purposes. One hundred eighty-one families in PJSM were chosen at random for possible inclusion from among families found in a recent census to contain at least one parent and one child in the same household. Ninety-eight families met the criteria of agreement to participate and the availability of at least one offspring and one parent. The participants were scheduled for minimally invasive string tests (42, 49) to obtain culturable H. pylori or DNA for PCR, when culture was unsuccessful. Families in which none of the children or either parent tested seemed to be H. pylori positive were excluded (36 families). Sixty-two families met our final inclusion criteria.
Participant characteristics.
For each of the 62 participating families, each family member included in the study lived in the same house. The age range of the participating children was 1 to 39 years, with a median of 9.5 years and a median interquartile range (between the first and the fourth quartiles) of 12 years. The age range of the participating parents was 19 to 59 years, with a median of 37 years and an interquartile range of 12.75 years. Among the parents, 34% had
6 years of education. Seventy-nine percent of the families had domestic animals in and about their houses; 74% of the houses were connected to the Lima municipal water system and had a sewage connection, and all but one family lived in a houses with electricity. This distribution of features is typical for residents of this shantytown (Table 1 and Table 2).
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TABLE 1. Sociodemographic characteristics of participating shantytown families
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TABLE 2. Housing characteristics of participating shantytown families
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Sociodemographic assessment. Standard demographic information, including sex, age, marital status, employment, and educational level, was obtained in initial interviews (Table 1). Housing characteristics were also evaluated (Table 2).
String test procedure. All consenting subjects were screened for H. pylori by using the minimally invasive string test procedure (42, 49), which has been approved for use with adults and children who are at least 1 year old by the three institutional ethics committees listed above. String test participants swallow a gelatin capsule containing an absorbent cotton string with a protruding end, which is taped to the subject's cheek. The string is gently withdrawn 90 min later, and the distal 20 to 30 cm, which had been in the stomach, is put in 500 µl of transport medium at 4°C and brought to the microbiology laboratory within 4 h of collection. Our earlier studies had confirmed that the H. pylori strains cultured from strings match those from traditional biopsy specimens (49).
H. pylori culture. Tubes containing string samples in liquid were vortexed for 3 min, and 150-µl aliquots were spread on brain heart infusion agar containing 5% defibrinated sheep blood and Skirrow supplement (Oxoid) and also on Columbia-colistin-nalidixic acid agar with Dent supplement (Oxoid). The plates were incubated under microaerobic conditions (10% CO2, 5% O2) at 37°C for 4 to 10 days. H. pylori colonies were identified by characteristic morphology, a positive urease test, and Gram staining (49).
ureB PCR.
PCR with primers specific for a 463-bp ureB (urease) gene segment was used to detect H. pylori (44) in string samples and was performed in parallel with H. pylori culturing. To prepare DNA from the strings for PCR tests,
300 µl of phosphate-buffered saline was added to the remaining liquid in the sample tube, which was then centrifuged at 13,000 x g for 10 min. DNA was extracted from the pellets with a QIAamp DNA minikit (Qiagen). PCR was carried out under standard conditions with the primers shown in Table 3; product formation was assayed by electrophoresis in agarose gels.
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TABLE 3. Primers used for PCR-based sequencing
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FIG. 1. Representative RAPD profiles from pools of H. pylori colonies (lanes P) and from individual single colonies (lanes 1 though 5) from child-mother pairs from individual households. The sequences of the four RAPD primers used (primers 1254, 1281, 1283, and 1290) are given in Materials and Methods. (A) Profiles in which predominant strains from the child and mother are closely matched (as was seen in about 30% of the cases) and also the profile of a rare instance in which the child seemed to carry more than one strain in abundance (compare the pooled and the multiple single colonies). The glr gene fragments from the isolates from child 1 and mother 1 (767 bp) were 100% identical. (B) Profiles showing that predominant strains from the child and the mother are unrelated (as was seen in about 70% of the cases) and also that just one strain is predominant in each person. The glr gene fragments (768 bp) from the isolates child 1 and mother 1 were 3.4% divergent (26 base substitution differences), as is typical of unrelated strains (see Fig. 2).
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Determining strain relatedness.
When culture isolates were available, the strains were considered closely related genetically if the RAPD profiles were similar (no more than 1 or 2 of the
30 bands did not match, as illustrated in Fig. 1) and if the glr DNA sequences were
0.5% divergent (>99.5% identical). This cutoff was based on the frequency distribution of divergent sequences from paired strains shown in Fig. 2, which reveals well-separated peaks centered on <0.5% and on 3% to 4.5% divergence. The glr sequences of most strain pairs with closely matched RAPD patterns also matched, and vice versa. When H. pylori culture was not successful, the cysS gene was also sequenced to test the validity of inferences from tests of just one gene. Additional housekeeping genes (atpA, glmM, ppa, recA, and/or cysS) (14) were also sequenced when the RAPD analysis and glr data were discordant (i.e., when the data matched by one criterion but not another) to better understand the relatedness of strains from pairs of family members.
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FIG. 2. Distribution of percent DNA sequence divergence in glr genes in pairs of H. pylori strains from a child and a parent. The numbers on top of each vertical bar indicate the number of strain pairs from family members that exhibited a particular level of divergence.
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99.5% identical in the community at large, a list of every possible pair of strains that came from members of different families was assembled. Pairwise alignments of the sequences of glr genes were scored at each position as matched (score, +1) or mismatched (score, 0) for both transitions and transversions by using a pairwise alignment program implemented in the Perl program (http://www.perl.org/). The statistical significance of differences between the frequencies of matched alleles within households and the community at large was calculated by using the Stata program (www.stata.com). Epidemiologic data analysis. H. pylori strains from mother-offspring pairs and also from father-offspring, sibling-sibling, and spouse-spouse pairs were classified as concordant or discordant, as defined above. To seek the factors associated with intrafamilial transmission, we analyzed contingency tables and modeled the probability that the pairs of each of the four categories shared a concordant strain by multiple logistic regressions. The covariates (possible causal determinants) of interest were relationship classes and range of age in each pair compared. We adjusted for potential confounders such as sociodemographic variables, housing characteristics, place of food consumption by the families, and the presence or the absence of domestic animals and animal feces inside houses and tested for interactions and second-order effects.
Nucleotide sequence accession numbers. The nucleotide sequences determined in this study were deposited in the NCBI GenBank database under accession numbers EU930438 to EU930645.
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10%) than from older individuals (
48%) (P < 0.01); the reasons for this difference are not known. Occasional findings of two unrelated H. pylori strains in the same person are interesting in epidemiologic and evolutionary contexts (26, 41) and could be important to the present study. To assess if mixed infections are common in this shantytown population, we fingerprinted by RAPD analysis five single colonies and a pool of five or more additional colonies from the first dozen mother-child pairs from whom H. pylori was cultured. All but 2 of these 24 people seemed to carry just one strain per person. The only exceptions are shown in Fig. 1A: an indication of a second strain was seen by comparing the profiles obtained from the DNAs derived from a pool of colonies and from the five separate single colonies of H. pylori culture from the child; in addition, profiles obtained with two primers (primers 1254 and 1283) but not the other two primers indicated that isolate 3 from this child's mother may have diverged from the other isolates. In each of the other 22 cases analyzed in this way, however, each participant seemed to carry just one predominant strain, as illustrated by the profiles shown in Fig. 1B, which were obtained with isolates from a mother-child pair from a different household. The generally high uniformity inferred from these RAPD data were supported by the homogeneity (the absence of mixed peaks) of the sequence tracings from H. pylori gene PCR products from total string test sample DNA (data not shown). Also in agreement, we had previously found uniform H. pylori populations (no mixed infections) in each of another 20 shantytown residents in similar RAPD tests of single colonies and pools (49). Accordingly, for efficiency in identifying the predominant or only strain that a person carried in the great majority of cases, we focused further analyses on DNA from one colony per person or, when culture was not successful, on the sequences of the PCR products generated from DNA extracted from strings.
Relatedness of H. pylori strains within and between families.
H. pylori strains from 133 pairs of infected family members were analyzed: 103 pairs by RAPD fingerprinting and PCR-based sequencing of the glr gene and 30 pairs by PCR-based sequencing of the glr and cysS genes. For the latter group, the genes were from DNAs extracted from strings for cases in which samples for culture were not obtained from one or both family members. In the glr sequence comparisons, 99 of 133 pairs (74%) formed one peak of >1% divergence (average, 3% to 4.5%), and the other 34 (26%) pairs formed a second distinct peak of <0.5% divergence (Fig. 2). A threshold of <0.5% DNA sequence divergence was therefore used to infer whether the alleles of a given gene from different isolates were closely related or not. Similarly, divergent RAPD patterns (
3 bands different among the
30 bands scored, on average) were found for 77 of 103 (75%) pairs, and identical or nearly identical RAPD patterns (
2 different bands) were found for 26 of 103 (25%) pairs.
Only 12 of 133 pairs were discordant (different indications from the glr sequence and the RAPD profile or from the glr and cysS sequences). Sequencing of four or five additional loci from discordant pairs revealed sequence identity at these other loci. Strain pairs that were discordant at only one of the six loci sequenced were considered to be closely related derivatives of a recent common ancestor, with one isolate potentially diverged from the other by interstrain gene transfer. These pairs were counted as nearly matched in the tally in Fig. 3.
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FIG. 3. Distribution of relatedness among child-mother H. pylori strain pairs according to the age of the offspring. Taken across all age groups, 24 of 81 (30%) pairs of strains from the child and the mother were perfectly matched or nearly matched (closely related). Similarly, 2 of 11 (18%), 1 of 4 (25%), and 12 of 37 (32%) pairs of strains from the child and father, the mother and the father, and one sibling and another sibling, respectively, were perfectly matched or nearly matched (closely related). All other pairs of strains were not related in their RAPD patterns and gene sequences.
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There were 13,512 possible pairs of glr sequences from members of different households in the broader community in our study. Only 63 (0.4%) of them had glr alleles whose sequences were
0.5% divergent. Thus, our results indicate both that the sharing of closely related strains among family members is markedly less common in this shantytown than in industrialized society settings and, equally, that strains from members of the same family are far more likely to be related than random strains from the community are.
Association analyses. No significant association was seen between related strains and any of several likely covariates in any family category (between the mother or father and the child, between siblings, or between spouses). Mother-child and sibling pairs were pooled to increase the sample size (118 pairs) and statistical power; and the data were adjusted for sociologic, demographic, and housing characteristic variables and assessed for interactions and second-order effects. Again, no covariate tested was significantly associated with the probability of the sharing of a related strain.
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70% of strains from children in our study were not closely related to those from their mothers, the parent implicated in most transmission in industrialized societies, or to those from other family members. This suggested that many infections were community acquired. However, since strains from children were still more frequently closely related to those of another family member (
30%) than they were to those from the community at large (<1%), transmission within the family or from common sources must also be significant in this society. A theoretical model of frequent transmission from mother to infant, with occasional displacement of the strain in the child by superinfecting strains in subsequent years, would have predicted that closely related mother-child strain pairs would be far more common in cases of very young children than of older children. Remarkably, however, this was not observed: matched pairs were about as common with older children as with younger children. This suggests that when transmission is intrafamilial, each household member may be equally prone to serve as the source of infection for other family members, independent of age, and that even cases of closely related mother-child strain pairs need not stem from early parent-to-child transmission and then the lifelong persistence of the initial strain.
We do not imagine, however, that most children had never been exposed to their mothers' strains. Prior studies have indicated that infections are often transient in infants (29, 47) and also in an experimentally infected monkey model (17), that individual hosts can differ in their susceptibilities to particular H. pylori strains, and that one strain can sometimes gradually displace another (16). These features may reflect differences among hosts and changes over time in traits that can be important to individual strains, e.g., the types of host glycans used as receptors for H. pylori adherence, the nature and intensity of inflammatory responses, and gastric pH (4, 6, 18). Such host features encourage the thinking that resident H. pylori strains must continuously adapt to their individual hosts during long-term chronic infection, such that a strain that has adapted to one person for many years may often be less well suited for colonization of the next person who ingests it (16, 45). Since exposure to infectious doses of H. pylori is relatively frequent in this community (the rate is estimated to be
20% per person per year for adults and higher for infants [29, 44]), this framework predicts that many of the first strains to infect infants (presumably often those of their mothers), if they get established at all, will often be displaced by superinfecting unrelated strains that happen to be better suited for the infant's physiology. Such a dynamic might reflect the differences between the juvenile stomach, which may have little gastritis and normal acidity, and the stomach of an adult, which may have severe gastritis, often with hypochlorhydria, due to the years of chronic H. pylori infection.
Just one H. pylori strain per person was found to predominate in the great majority of shantytown residents (Fig. 1) (49). This high degree of uniformity suggests either that most superinfecting strains fail to establish themselves because already established strains are difficult to displace or that displacement by a more fit superinfecting strain tends to be rather rapid and complete. Such displacement of one strain by another has been seen in experimentally infected monkeys (16) and mice (M. Zhang and D. E. Berg, unpublished data). We suggest that only rarely in this environment would two strains be so well balanced in fitness or tissue tropism that they would coexist for long periods, each at a high abundance, as was seen in mice with one exceptional strain pair (2).
How easily one strain is completely replaced by another in developing-country settings and how effectively a resident strain persists despite repeated invasion by competitors and further adapts by mutation or interstrain recombination with superinfecting strains is not known. The rapid emergence of new high-capacity, low-cost genome sequencing, the discovery of single-nucleotide polymorphisms, and transcript profiling technologies (34, 43) and the sets of strains found here should be particularly useful for the examination of the mechanisms of adaptive evolution in high-risk human populations and the loci at which selection for change operates. Most immediately, however, this study indicates that H. pylori is often transmitted from outside the family in a developing-country setting. In this setting, only community-based eradication measures will succeed in markedly reducing the prevalence of H. pylori infection and the burden of gastric cancer, peptic ulcer, and other associated diseases.
This research was supported by grants from the U.S. National Institutes of Health (grant RO1 DK63041 to D.E.B. and grants T35 1007646 and D43TW006581 to R.H.G.). Other studies in D.E.B.'s laboratory, distinct from those reported here, are funded by a contract from Ondek Pty.; Washington University may receive income based on a license of technology to Ondek.
The contents of this report are solely the responsibility of the authors and do not necessarily represent the official views of the U.S. National Institutes of Health.
Published ahead of print on 8 October 2008. ![]()
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z, P. Herrera, A. Piscoya, J. Valdivia, J. Cok, and D. E. Berg. 2006. Validation of string test for diagnosis of Helicobacter pylori infections. J. Clin. Microbiol. 44:976-980.
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