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Journal of Clinical Microbiology, January 2009, p. 198-204, Vol. 47, No. 1
0095-1137/09/$08.00+0 doi:10.1128/JCM.00507-08
Copyright © 2009, American Society for Microbiology. All Rights Reserved.

Servei de Microbiologia, CDB, H. Clínic de Barcelona-IDIBAPS, Universitat de Barcelona,1 Servei de Microbiologia, H. U. Sant Pau (HSCSP),2 Servei d'Epidemiologia, Agència de Salut Pública de Barcelona,3 Servei de Microbiologia, H. U. Bellvitge-IDIBELL, L'Hospitalet de Llobregat,4 Servei de Microbiologia, Hospital Universitari Vall d'Hebron, Universitat Autònoma de Barcelona,5 Laboratori de Referència de Catalunya, El Prat de Llobregat,6 Servei de Malalties Infeccioses, ICMID, Hospital Clínic-IDIBAPS,7 Servei de Pneumologia, Hospital Universitari Vall d'Hebron,8 Servei de Malalties Infeccioses, Hospital del Mar,9 Unitat de Prevenció i Control de la Tuberculosi,10 Servei de Microbiologia, Hospital de la Santa Creu i Sant Pau, Departament de Genètica i Microbiologia, Universitat Autònoma de Barcelona, Barcelona, Spain,11
Received 14 March 2008/ Returned for modification 6 July 2008/ Accepted 11 November 2008
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TB is an airborne disease with a subacute or chronic clinical course. Among the control measures currently in use, the detection of new infections and secondary cases by conventional contact tracing (CCT) is fundamental (39). During the last 15 years, molecular epidemiology (ME) techniques have been demonstrated to be helpful in the study of TB transmission, and they have been applied to population studies (2, 5, 11, 12, 19, 30), such as those of defined risk groups (22, 34) and analyses of outbreaks (6, 20, 21).
Attempts to correlate the results of the two methods have already been reported in the literature, with most of the studies showing a low level of correlation ranging from 5 to 40% (2, 8, 19, 24, 28, 30, 36, 37); however, very few studies have analyzed the causes of this poor correlation in depth (24, 28). The CCT method detects secondary cases and subjects most likely to undergo treatment for latent TB infection, mainly in the household and employment settings. The results obtained by ME techniques, which require positive cultures from TB patients, suggest the importance of the leisure environment and casual contacts in the investigation of secondary cases and in the overall study of TB transmission (8, 24, 28). Moreover, the results of the two methods are usually correlated several months after the onset of the cases (5), making it difficult to recover complementary information and additional isolates.
In Barcelona, Spain, TB continues to be a public health care problem, with an incidence rate of 27.7 cases per 105 inhabitants (25), thereby requiring a good TB control program adapted to the constant changes in the dynamics of the transmission of this disease.
Therefore, the main objectives of the present study were to analyze and compare the factors and characteristics associated with the populations studied by ME and CCT in the dynamics of TB transmission in Barcelona and to determine their influence on the low correlation between the results of the two methods to thereby improve the TB control program.
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ME. The first isolate from each patient identified as M. tuberculosis by standardized methods (26) was used for the different ME study techniques. The isolates were frozen until analysis. The molecular study was performed in two of the six participating centers (Hospital Clínic de Barcelona and Hospital de la Santa Creu i Sant Pau).
Extraction of the mycobacterial DNA and the IS6110-based restriction fragment length polymorphism (RFLP) technique were performed using standardized protocols (38). The IS6110 fingerprint patterns were analyzed with whole-band analyzer software (version 3.2.2; BioImage, Inc., Ann Arbor, MI) by using the unweighted-pair group method with arithmetic means and the Dice coefficient. Isolates were grouped into the same RFLP cluster when they showed identical RFLP patterns (equal numbers of IS6110 bands at identical positions). All isolates with
6 IS6110 bands belonging to an RFLP cluster underwent mycobacterial interspersed repetitive unit 12 (MIRU12) typing to provide a second molecular marker (32, 33), as did those isolates with
6 IS6110 bands that differed in a unique band.
A molecular cluster was defined as two or more isolates with RFLP patterns containing >6 IS6110 bands at the same positions,
6 IS6110 bands at the same positions but identical MIRU12 types, or a unique band difference in the IS6110 patterns and identical MIRU12 types.
CCT. For each TB case, the TB control program of Barcelona performed a census of possible household and nonhousehold contacts according to "the stone in the pond principle" (39) to identify secondary cases associated with the case or the true source case, as well as the subjects most likely to undergo treatment for latent TB infection, by following standard protocols (3).
A CCT cluster was defined as a group of two or more TB cases with an epidemiological link established using CCT.
Definition of index case. The index case of a molecular cluster or a CCT cluster was defined as that of the patient who first manifested symptoms with pulmonary localization. When these data were not available or the patients were asymptomatic, the index case was considered to be that of the patient who initiated treatment earliest.
Definition of secondary case. Secondary cases of a molecular cluster or a CCT cluster were the cluster-associated cases of patients who showed symptoms later than the patient with the index case.
Epidemiological links. In the CCT cluster and the molecular cluster studies, the epidemiological links between the index case and the secondary cases were categorized as household contacts and nonhousehold contacts. The latter group included contacts through employment, neighborhood (living in the same city block), and leisure (attending the same social activity sites). For cases not reclassified into the two main defined groups, we created a new category named unknown link. The records of the epidemiological interviews in the cases that ME revealed to be molecular cluster cases with an unknown link were reviewed to obtain supplementary information about the epidemiological relationship.
When CCT and ME techniques were performed simultaneously, discrepancies were solved through ME results after the exclusion of laboratory cross contamination, which was investigated when samples included in the same molecular cluster were processed for culture in the same laboratory on the same day.
Additionally, taking into account that CCT is focused mainly on household and employment or school contacts, we carried out, as described previously (8, 24, 28), a new analysis considering traditional and nontraditional transmission settings: traditional settings were defined as household and employment settings, with all other settings in which transmission may occur being considered nontraditional.
Definition of epidemiologically recent transmission. Isolates clustered by ME reflected the proportion of TB disease due to recent transmission and defined the index of recent transmission (29).
Index of secondary cases. The rate of secondary cases associated with an index case was calculated as the difference between the total number of cases included in clusters and the number of index cases, divided by the number of clusters (applicable to molecular clusters and CCT clusters).
Statistical analyses of the databases. Demographic, epidemiological, clinical, and microbiological data were obtained from the databases of the TB control program of Barcelona and the microbiology departments of the participating health care centers and hospitals. The following data were recorded: TB localization, smear positivity, age distribution over three categories (under 15 years, 15 to 65 years, and over 65 years), sex, use of illegal drugs, alcohol abuse, country of origin, diagnostic delay after the initiation of symptoms (0 to 17, 18 to 42, 43 to 88, and more than 88 days), human immunodeficiency virus infection, homelessness, drug resistance, and residence in the old city district, which includes housing with the lowest-income rents and the most crowded living conditions in the city.
Univariate analysis was performed. The chi-square test with the Yates correction and the Fisher exact test were used for qualitative variables and analysis of variance, and the nonparametric Mann-Whitney U test was used for quantitative variables.
The odds ratio (OR) with the 95% confidence interval (95% CI) was calculated as a measure of association. Logistic regression was used for multivariate analyses, and variables with a P value of
0.1 were introduced. The goodness of fit was verified using the Hosmer-Lemeshow test. Significance was considered to correspond to P values of
0.05.
The analysis was performed using statistical packet software version 13.0 (SPSS Inc., Chicago, IL) and EpiInfo version 6.04d.
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ME. Analysis by ME was possible in 463 (51.9%) of 892 cases and was not performed in 429 (48.1%) of 892 cases for the following reasons: negative culture results in 205 (23%) of 892 cases, lack of cultures in 71 cases (8%), and lack of recovery of isolates in 153 cases (17.1%). Moreover, 112 (24%) of the 463 cases studied by ME were not studied by CCT.
Twenty-nine isolates included in RFLP clusters with RFLP patterns of
6 bands were analyzed with the MIRU12 technique, as were 46 isolates with RFLP patterns differentiated by only 1 band. With this method, 13 (44.8%) of 29 isolates with
6 bands remained clustered, as did 9 (19.6%) of the 46 isolates with differences in 1 band. In total, ME showed 280 (60.4%) isolates having a unique pattern and 183 (39.6%) sharing matching patterns, grouped into 65 molecular clusters. The sizes of the molecular clusters ranged from two to eight isolates; those with two and three members (37 and 15 clusters, respectively) predominated.
The index of recent transmission was 25.5%, and that of secondary cases detected by ME was 1.8.
CCT. The CCT method was carried out in 613 (68.7%) of the 892 cases reported. In these 613 cases, a total of 5,087 interviews (mean number of contacts studied per case, 8.3) were undertaken, with 30.6% being with household contacts and 69.4% being with nonhousehold contacts. The CCT was not performed in 279 cases (31.2%) for the following reasons: lack of consent in 31 (3.5%) of 892 cases, logistic difficulties in 40 cases (4.5%), the patient's status of living alone in 104 cases (11.6%), and lack of indication of the study by the patient's physician in 104 cases (11.6%). In addition, 262 (42.7%) of 613 cases studied by CCT were not included in the ME study.
A total of 44 CCT clusters involving 101 (16.5%) of 613 patients were identified, most including two or three cases (34 and 8 clusters, respectively). Fifty-seven secondary cases were detected, representing an index of 1.22 secondary cases per CCT cluster. These secondary cases were detected in 2.6% of the household contacts and in 0.8% (P < 0.05) of the nonhousehold contacts. Treatment of latent TB infection was indicated for 18.2% of contacts living in the same household and for 7.3% (P < 0.05) of contacts not living in the same household.
Cases studied by both CCT and ME. Both methods were performed in 351 (39.3%) of 892 cases, with correlation between the results of the methods being found in 214 (61%) of 351 cases (Fig. 1). No correlation between the results for the remaining 137 (39%) of 351 cases was observed: 106 (30.2%) of 351 were clustered only by ME, 19 (5.5%) of 351 cases were clustered only by CCT, and 12 (3.4%) of 351 cases were clustered by both methods, but into different clusters. Moreover, upon analyzing the population studied by each technique, 112 (24%) of the 463 cases studied by ME were found not to be studied by CCT, and 262 (42.7%) of the 613 cases studied by CCT were found not to be included in the ME analysis.
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FIG. 1. Summary of the total number of cases studied by both ME and CCT.
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FIG. 2. Comparative results of both ME and CCT techniques for the clustered cases. (a) Clustered by ME. (b) Clustered by CCT.
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TABLE 1. Links established between secondary and index cases according to CCT, ME, and the combination of both methods
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Risk factors associated with the population studied by ME or CCT. Of the 892 cases reported during the study period, 463 (51.9%) were studied by the ME method, while 613 (68.7%) were studied by CCT.
Upon the study of several factors and characteristics, differences between the population studied and that not studied by either of the two methods were observed. Patients with pulmonary localization and smear positivity were more frequent in the population studied than in the population not studied (Table 2). Moreover, the CCT-studied population, included a greater proportion of patients of <15 years of age than the population not studied by CCT, but CCT failed to satisfactorily trace male subjects, inhabitants of the old city district, and intravenous drug users (Table 2).
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TABLE 2. Multivariate analysis expressed as significant ORs and CIs for risk factors associated with several characteristics of each population studied by ME and CCT techniques
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Risk factors associated with clustering. The subjects less clustered by the ME technique were those >65 years old and foreign-born patients. In the CCT-studied population, the patients of >65 years of age and those with a history of alcohol abuse were less associated with being in clusters while subjects of <15 years of age were grouped more often (Table 2).
Upon multivariate analysis of the clustered cases, regardless of the method of cluster detection (ME or CCT), an age of >65 years and foreign birth remained significantly associated with not being in a cluster.
The index case patients were more frequently smear positive (Table 2) than the secondary-case patients, and a higher proportion of index case patients than secondary-case patients (37 versus 18.1%) experienced diagnostic delay.
Risk factors associated with the type of epidemiological link established. Analysis of the clustered cases according to the epidemiological links established showed that the nonhousehold link (employment, leisure, neighborhood, or unknown) was more frequent for cases in adults, males, and smear-positive subjects than for those in nonadults, females, and smear-negative subjects, while the household link was more frequent for cases in subjects of <15 years of age (Table 2). The significant risk factors associated with the traditional and nontraditional settings of transmission (8, 24, 28) were the same.
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During the last 15 years, ME has been broadly used in the study of TB transmission, representing an important improvement in the detection and description of TB clusters, (6, 20, 21, 22, 30, 34) as well as in studies of TB transmission at a population level (2, 5, 11, 12, 19). Since the beginning of its use, several studies have shown a proportion of cases with no correlation between the results of the two methods. Various reasons have been mentioned in the literature to explain this scarce correlation (8, 11, 27, 28, 36). The main differences are the time points in the pathogenesis of the disease at which the two methods are used. CCT seeks secondary cases around the index case and subjects recently infected, most likely to undergo treatment for latent TB infection. The ME technique seeks a relationship between different TB cases of disease diagnosed during the study period, independently of the time transmission occurred. Finally, ME cannot be performed in culture-negative cases, as can be observed in a high proportion of pediatric cases.
To our knowledge, no study has analyzed in depth the populations sampled by both methods. For that reason, after analyzing the population sampled by each method, we especially focused on the correlation of the results for the patients studied by the two methods.
Upon analyzing the results of this study by taking into account the population studied by each method, some differences were observed. First of all, an important proportion of cases studied by one method were not studied by the other. Moreover, as shown in Table 2, the characteristics of the populations studied by the two methods were not the same. CCT included almost all of the patients under 15 years, in contrast to the ME technique, which included less than one-fourth of these patients, probably explained by the fact that sputum samples for culture are often not available from children (31, 42). On the other hand, ME included significantly more patients with factors associated with precarious economic conditions and social difficulties, with whom interviews for CCT are often difficult (30, 36). In addition, a detailed analysis of the cases studied by each technique showed that ME was not performed because the culture was not done or was negative or the isolates were not recovered for ME study. On the contrary, CCT was not done for several reasons such as the lack of consent, the patient's living alone, logistic difficulties, or the study's not being indicated by physicians.
Concerning the results obtained in 39.3% of the TB cases declared during the study period, in which both methods were applied, differences were also remarkable. Although the results of both methods coincided in 61% of cases studied (Fig. 1), this correlation was due mainly to the results of nonclustered cases, with only 6.5% of the cases clustered by both methods belonging to the same cluster. This proportion is similar to those in other reports (2, 8, 19, 30, 35) and is clearly unsatisfactory for methods that should be complementary in transmission studies.
Analyses of cases with results that did not coincide showed discordant results for cases clustered by both methods and for cases clustered only by CCT (Fig. 1). This probably indicates that true links established between cases are not always as evident as they seem. This idea is demonstrated by four family cases clustered by CCT, which were supposed to involve the same strain but were not clustered by ME, thereby invalidating CCT results (4, 9, 23, 28). What is evident, however, is that we detected a higher proportion of clusters with ME than with CCT, since, as reported in the literature, CCT detects mainly the links among household and professional contacts (40). As can be observed in the results of this study, ME allowed several links not detected by CCT to be established, such as those found between leisure activities and neighbors. These two links, together with those related to employment, represented almost the same proportion of clusters as the households links described by CCT (Table 1). Other studies have previously reported the relevance of the environmental links considered nontraditional by CCT, suggesting the importance of extending the scope of this method (7, 8, 23, 24, 28). On the other hand, this study found 85 relationships (53.4%) indicated only by ME to have an unknown link. In the literature, these clusters have been attributed mainly to unsuspected recent transmission (2, 36, 37), emphasizing the potentiality of sporadic contacts and indicating that CCT procedures should be directed to improve the search for these cases. However, as has been suggested previously (11), a proportion of these clusters may be related to TB reactivation caused by prevalent strains. In this sense, previous reports have indicated that cluster investigation with exhaustive reinterviews may markedly reduce the proportion of isolates of unknown epidemiologic origins clustered by ME (18, 28, 36). However, this investigation is often limited by the difficulty of reinterviewing patient contacts weeks or months after the possible contact occurred (19) and the lack of information to guide the search in the context of nonhousehold transmission (36), which has also been observed in the results of this study.
Nonetheless, some other aspects should be taken into account with regard to the information provided by ME. First of all, our ME results probably underestimate the true extent of recent transmission because they focused on cases reported during a 2-year period in a specific area (41). Moreover, since the beginning of the use of the IS6110 marker, it has been accepted that the biological clock that regulates the significant changes in the distribution of the copies of IS6110 in a certain isolate does not interfere with the creation of transmission chains (2, 10, 15, 29). However, as several authors have reported previously, the IS6110 marker does not always indicate recent transmission (1, 11, 16, 17, 24). This finding is especially important regarding clustered isolates with an unknown link. Hence, there is a growing belief that several markers should be used simultaneously in the study of clusters. With respect to ME, using analyses of two different markers, spoligotyping and mycobacterial interspersed repetitive unit-variable-number tandem repeat typing, in addition to RFLP analysis, van Deutekom et al. (37) recently found that only 28.6% of the strains in RFLP clusters with an unknown link had the same patterns for the three markers. These data support the previously postulated hypothesis (16, 32) about the use of two or more markers when the epidemiological link is not clearly established. From this standpoint, since the analysis of a second marker was not systematically applied to all the strains in this study, we are aware that a possible limitation of this work is that some of the clusters categorized as having an unknown link may correspond to epidemiologically unrelated isolates. Nevertheless, despite this possibility, an important number of clusters in this study may correspond to links undetected by traditional methods.
In conclusion, the populations studied by the two methods presented differences which may explain the scarce correlation of the results. Although the combination of the two methods provides more information than the use of only one, each method acts as a quality control for the other and, consequently, clarifies points in which both could be improved. Therefore, more efforts should be made to extend the culture of M. tuberculosis to all TB cases, particularly in children, by using serial samples whenever possible and to extend the CCT, especially to people living in precarious conditions, to thereby eliminate any bias in the population analyzed. On the other hand, the links demonstrated by each method indicate that despite the importance of the household relationship, other links, such as neighborhood and leisure settings, are also relevant, and in an important percentage of cases, the link was unknown. These data indicate the necessity of designing new strategies that allow the extension of the spectra and environments of the CCT studies and the need to include the use of at least one marker in addition to RFLP in ME studies.
This study was financed by grants from Fondo de Investigaciones Sanitarias (no. 02/1489, 02/0348, and 04/2381) and a grant from la Fundació La Marató de TV3 and was supported by Ministerio de Sanidad y Consumo, Instituto de Salud Carlos III; the Spanish Network for the Research in Infectious Diseases (grant no. REIPI RD06/0008); and CIBER Enfermedades Respiratorias, Instituto de Salud Carlos III. S.B. received a grant of Formació de Recerca i Docència (BRD) from the University of Barcelona.
Published ahead of print on 19 November 2008. ![]()
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