ABSTRACT
NG-Test Carba 5 is a rapid in vitro multiplex immunoassay for the phenotypic detection and differentiation of five common carbapenemase families (KPC, OXA-48-like, VIM, IMP, and NDM) directly from bacterial colonies. The assay is simple to perform and has recently received U.S. Food and Drug Administration clearance. A method comparison study was performed at geographically diverse medical centers (n = 3) in the United States, where 309 Enterobacterales and Pseudomonas aeruginosa isolates were evaluated by NG-Test Carba 5 (NG Biotech, Guipry, France), the Xpert Carba-R assay (Cepheid, Inc., Sunnyvale, CA), the modified carbapenem inactivation method (mCIM), the EDTA-modified carbapenem inactivation method, and disk diffusion with carbapenems. Colonies from tryptic soy agar with 5% sheep blood (blood agar) and MacConkey agar were tested, and the results were compared to those obtained by a composite reference method. Additionally, a fourth medical center performed a medium comparison study by evaluating the performance characteristics of NG-Test Carba 5 from blood, MacConkey, and Mueller-Hinton agars with 110 isolates of Enterobacterales and P. aeruginosa. These results were compared to the expected genotypic and mCIM results. For the multicenter method comparison study, the overall positive percent agreement (PPA) and the overall negative percent agreement (NPA) of NG-Test Carba 5 with the composite reference method were 100% for both blood and MacConkey agars. The medium comparison study at the fourth site showed that the PPA ranged from 98.9% to 100% and that the NPA ranged from 95.2% to 100% for blood, MacConkey, and Mueller-Hinton agars. NG-Test Carba 5 accurately detected and differentiated five common carbapenemase families from Enterobacterales and P. aeruginosa colonies on commonly used agar media. The results of this test will support a streamlined laboratory work flow and will expedite therapeutic and infection control decisions.
INTRODUCTION
According to the Centers for Disease Control and Prevention (CDC), carbapenem-resistant Enterobacterales and carbapenem-resistant Pseudomonas aeruginosa are considered urgent and serious threats, respectively, in the United States (1–3). Mechanisms of resistance among carbapenem-resistant organisms (CRO) are broadly divided into 2 groups: (i) carbapenemase-producing CRO (CP-CRO) and (ii) non-CP-CRO; i.e., CRO resistant to carbapenems due to non-carbapenemase-mediated mechanisms, such as membrane permeability defects in combination with extended-spectrum β-lactamase (ESBL) or AmpC β-lactamase production. The former are more aggressively targeted by infection control and antimicrobial stewardship teams due to the ease of transmission of carbapenemase genes among Gram-negative bacteria through the horizontal transfer of plasmids, which often contain additional antimicrobial resistance determinants that further limit treatment options (4–8). Moreover, infections caused by CP-CRO are associated with increased mortality compared to those caused by non-CP-CRO (5, 9–11). Thus, carbapenemase detection among CRO has become increasingly important in recent years for patient care, public health, and infection control initiatives.
The detection and differentiation of carbapenemases from cultured isolates in clinical and public health laboratories normally involve the initial detection of decreased susceptibility to carbapenems followed by the broad detection of carbapenemase production by a phenotypic method (e.g., a carbapenem hydrolysis assay, such as CarbaNP, or the modified carbapenem inactivation method [mCIM]) and/or detection of specific carbapenemase genes by molecular-based assays (e.g., the Xpert Carba-R assay [Cepheid, Inc., Sunnyvale, CA]) (12, 13). Although there has been significant progress over the past decade in developing phenotypic assays with improved performance characteristics and rapid, sample-to-answer molecular approaches, there are still limitations to these methods, such as the inability to detect all carbapenemase variants, labor intensity, work flow, turnaround time, and cost (12, 13).
NG-Test Carba 5 (NG Biotech, Guipry, France) is an immunoassay intended to streamline the process of carbapenemase detection and differentiation in routine clinical laboratories. It is a rapid diagnostic test (≤15 min) based on the immunochromatographic detection of the five most common carbapenemase families (KPC, OXA-48-like, VIM, IMP, and NDM) directly from bacterial colonies. Within the OXA-48-like family, NG-Test Carba 5 has demonstrated inclusivity with at least 15 different confirmed variants, including OXA-163, OXA-181, and OXA-232 (14). The purpose of this multicenter study was to establish the performance characteristics of the NG-Test Carba 5 test from tryptic soy agar with 5% sheep blood (blood agar) and MacConkey agar to obtain U.S. Food and Drug Administration (FDA) clearance of NG-Test Carba 5 for in vitro diagnostic use as well as to evaluate its performance from Mueller-Hinton agar compared to that from blood and MacConkey agars.
MATERIALS AND METHODS
Bacterial isolates.Testing was performed at three academic medical centers in the United States, including the Johns Hopkins University School of Medicine (site 1; Baltimore, MD), Weill Cornell Medicine (site 2; New York, NY), and the Medical College of Wisconsin (site 3; Milwaukee, WI). Each site had to pass a proficiency testing panel prior to initiation of the study.
Retrospective and prospective isolates were included in the study, for a total of 309 Enterobacterales isolates (n = 240) and P. aeruginosa isolates (n = 69) (see Table S1 in the supplemental material). The 121 retrospective challenge isolates were distributed among the three clinical sites and consisted of reference bank isolates (American Type Culture Collection, National Collection of Type Cultures, CDC, International Health Management Associates, JMI Laboratories, Laboratory Specialists, Inc.) and clinical isolates from California hospitals and the University of Illinois.
Each clinical site contributed its own retrospective isolates (collected >6 months from the testing date [n = 38]) and prospective isolates (collected <6 months from the testing date [n = 150]) for the remaining 188 clinical isolates (Table S1). The inclusion criteria included any Enterobacterales or P. aeruginosa isolate identified by standard-of-care testing and included isolates that were susceptible or not susceptible to a carbapenem(s) or that contained a previously determined mechanism of carbapenem resistance. The prospective isolates were collected from various specimen types (e.g., urine, rectal swabs/stools, blood, respiratory specimens, wounds, sterile fluids, tissues, etc.).
All isolates were subcultured twice prior to testing. Isolates recovered from frozen stocks were streaked onto blood agar with an ertapenem disk placed (including P. aeruginosa isolates) between the 3rd and 4th quadrants and incubated at 35 ± 2°C overnight. After overnight incubation, growth selected from around the ertapenem disk was streaked from the first subculture to blood agar and MacConkey agar plates with an ertapenem disk placed between the 3rd and 4th quadrants and incubated at 35 ± 2°C for 18 to 24 h.
NG-Test Carba 5.Blood and MacConkey agar overnight cultures were tested with NG-Test Carba 5 following the manufacturer’s instructions. Using a 1-μl loop, three colonies were touched and inoculated into a 1.5-ml microcentrifuge tube containing 5 drops of extraction buffer. After the buffer was inoculated with colonies, the tube was vortexed for approximately 3 to 5 s. Mucoid, or so-called sticky, colonies required a longer vortex time of approximately 10 to 15 s. Using a small transfer pipette provided in the NG-Test Carba 5 kit, 100 μl of the suspension was inoculated into the NG-Test Carba 5 sample well. After 15 min, the test was visually examined for the presence or absence of the control and test lines. To avoid biased result interpretation, NG-Test Carba 5 results were visually examined for isolates grown on blood and MacConkey agars by separate study team members. Quality control (QC) was performed every day of testing and included a negative control (Klebsiella pneumoniae ATCC BAA-1706) and one positive control for each target (KPC-producing K. pneumoniae ATCC BAA-1705, OXA-48-producing K. pneumoniae NCTC 13442, VIM-producing K. pneumoniae NCTC 13439, IMP-producing Escherichia coli NCTC 13476, and NDM-producing K. pneumoniae ATCC BAA-2146).
Composite reference method.The NG-Test Carba 5 assay was compared to a composite reference method. The composite reference method included (i) phenotypic detection of carbapenemase production by mCIM and (ii) molecular detection of carbapenemase genes by the U.S. FDA-cleared Xpert Carba-R real-time PCR assay (1, 12, 13, 15, 17–22). Table 1 summarizes how the NG-Test Carba 5 results were interpreted based on the results of the composite reference method prior to discrepant analysis. The composite reference method was chosen because NG-Test Carba 5 detects the carbapenemase enzymes themselves and the mCIM is necessary to determine the expression of the gene product detected by Xpert Carba-R. In addition to the composite reference standard, carbapenem (ertapenem [10 μg] for Enterobacterales only, imipenem [10 μg], and meropenem [10 μg]) antimicrobial susceptibility testing (AST) by disk diffusion and the EDTA-modified carbapenem inactivation method (eCIM) were performed, and the results were interpreted according to Clinical and Laboratory Standards Institute (CLSI) guidelines (1, 19–22). All comparator methods were performed from the blood agar plate. Positive and negative controls for Xpert Carba-R, disk diffusion, mCIM, and eCIM were performed on each day of testing following manufacturer or CLSI guidelines, as appropriate (1, 18–22).
Pre-discrepant analysis result interpretation of NG-Test Carba 5 compared to the composite reference method
Discrepant analysis.Organisms that had discrepant NG-Test Carba 5 and composite reference method results were further analyzed by targeted PCR and sequencing by an independent reference laboratory to confirm the presence or absence of the carbapenemase genotype and variant (Table 1). Isolates were grown overnight at 35 ± 2°C on blood agar, and DNA was purified using a QIAcube instrument following the recommendation of the manufacturer (Qiagen, Gaithersburg, MD). The Enterobacterales isolates were screened for the presence of the carbapenemase families blaKPC, blaOXA-48, blaIMP, blaVIM, blaNDM, and blaGES by multiplex PCR using published primers (23, 24). The P. aeruginosa isolates were also screened for blaSPM and blaGIM (23, 24). β-Lactamase genes were amplified and sequenced in their entirety. The amino acid sequence was compared to the sequences available in databases maintained by the National Center for Biotechnology Information (NCBI; www.ncbi.nlm.nih.gov) to identify enzyme variants. Whole-genome sequencing was performed on an Illumina (Illumina, San Diego, CA) and/or Nanopore (Oxford Nanopore Technologies, Oxford, England) sequencing platform to elaborate upon any further discrepant results.
Additional medium comparison study.A secondary study (separate from the multicenter clinical trial) was performed. A fourth site (site 4; Washington University, St. Louis, MO) evaluated the performance of NG-Test Carba 5 from isolates grown on blood, MacConkey, and Mueller-Hinton agars and compared the results to the expected molecular and mCIM results for 110 previously molecularly characterized Enterobacterales isolates (n = 105) and P. aeruginosa isolates (n = 5). Sixty of these organisms were a subset of the retrospective challenge isolates that were supplied by Hardy Diagnostics (Santa Maria, CA) and were also evaluated by each of the three clinical trial sites (sites 1 to 3). The remaining 50 isolates were from the Washington University strain bank (Table S2). Of these, 34 originated from Barnes-Jewish Hospital and 16 were from Pakistan (hospital environmental isolates or isolates recovered from urine). Each isolate had a genotypic resistance mechanism previously determined using molecular methods (targeted PCR, Xpert Carba-R, or whole-genome sequencing). Primary cultures were prepared by streaking all isolates to blood agar with an ertapenem disk placed between the 3rd and 4th quadrants. All isolates (including P. aeruginosa isolates) were subsequently streaked to blood and MacConkey agars with an ertapenem disk placed between the 3rd and 4th quadrants. Disk diffusion was performed, and the result for each organism with ertapenem on Mueller-Hinton agar was interpreted following CLSI guidelines (19, 20). Three colonies (blood and MacConkey agars) or spots (Mueller-Hinton agar) around the ertapenem disk were touched with a 1-μl loop and inoculated into the extraction buffer before completing the NG-Test Carba 5 procedure.
RESULTS
NG-Test Carba 5 versus composite reference method.The pre-discrepant analysis NG-Test Carba 5 results versus the results of the composite reference method are summarized in Table 1. The overall pre-discrepant analysis PPA was 100% (95% confidence interval [CI], 97.8% to 100.0%), and the NPA was 95.1% (95% CI, 90.3% to 97.6%), regardless of medium type. Prior to discrepant analysis, there were seven false-positive results associated with four Enterobacterales and three P. aeruginosa isolates (Table 2). The results for the seven isolates were concordant between NG-Test Carba 5 and mCIM but were negative by the Xpert Carba-R assay.
Summary of discrepant NG-Test Carba 5 resultsa
Among the Enterobacterales, three of the isolates (two Enterobacter cloacae isolates, one Serratia marcescens isolate) were considered false positive for IMP by NG-Test Carba 5. Targeted PCR and bidirectional sequencing revealed that these three isolates were confirmed to harbor the blaIMP-8 gene, in favor of the NG-Test Carba 5 result. Interestingly, blaIMP-8 is predicted to be detected by Xpert Carba-R, based on in silico analysis, but this has not been tested analytically by Cepheid (16). The fourth isolate, Klebsiella oxytoca, was considered to have a true-positive result for KPC and a false-positive result for NDM, based on the composite reference standard (Table 2). This isolate was later confirmed by PCR and bidirectional sequencing to coproduce blaKPC and blaNDM-1.
Three P. aeruginosa isolates were false positive for IMP by NG-Test Carba 5 but negative by Xpert Carba-R (Table 2). All three were positive by mCIM and confirmed to have a blaIMP gene by PCR and sequencing (blaIMP-7, blaIMP-15, blaIMP-19). Of note, blaIMP-7 and blaIMP-15 are not predicted to be detected by Xpert Carba-R, while blaIMP-19 is predicted to be detected based on in silico analysis but has not been tested analytically by the manufacturer (16, 18).
Table 3 summarizes the post-discrepant analysis of NG-Test Carba 5 performance versus the composite comparator method. The overall PPA was 100% (95% CI, 97.8% to 100%) and the overall NPA was 100% (95% CI, 97.3% to 100%), regardless of the organism group or agar medium used.
Composite reference method versus NG-Test Carba 5 results by isolate tested from blood or MacConkey agar, post-discrepant analysisa
Carbapenem susceptibility testing.Of the 240 Enterobacterales isolates that were included in the analysis (Table 3), 196 (81.7%) were not susceptible to a carbapenem (intermediate or resistant). Of the Enterobacterales isolates, 79.2% (190/240), 73.8% (177/240), and 74.2% (178/240) were not susceptible to ertapenem, imipenem, and meropenem, respectively. Among the 69 P. aeruginosa isolates, 64 (92.8%) were not susceptible to a carbapenem. Of those, 81.2% (56/69) and 92.8% (64/69) were not susceptible to imipenem and meropenem, respectively.
mCIM and eCIM analysis.Table 4 shows the agreement of the NG-Test Carba 5 results with the mCIM and eCIM results. When the mCIM and eCIM results were compared to the NG-Test Carba 5 results for Enterobacterales, the overall PPA was 93.6% (95% CI, 87.3% to 96.9%) for serine β-lactamase detection and 94.2% (95% CI, 84.4% to 98.0%) for metallo-β-lactamase (MBL) detection. The overall NPA was 100%. Seven Enterobacterales isolates showed a positive mCIM result and a negative NG-Test Carba 5 result. Four S. marcescens isolates were positive for the carbapenemase gene blaSME. A carbapenemase gene was not detected in the remaining three isolates, and these likely had false-positive mCIM results due to ESBL and/or AmpC expression combined with permeability defects. Four organisms coproduced a serine carbapenemase and MBL (KPC plus NDM [n = 1], OXA-48 plus NDM [n = 2], OXA-48 plus VIM [n = 1]); in these instances, the serine β-lactamase masked the presence of the MBL, resulting in a false-negative eCIM result.
NG-Test Carba 5 agreement with mCIM and eCIM by isolate from three clinical sites, pre-discrepant analysisa
The overall PPA for NG-Test Carba 5 compared to mCIM for both Enterobacterales and P. aeruginosa was 92% (95% CI, 87.2% to 95.1%), and the NPA was 100% (95% CI, 96.9% to 100%). Among the P. aeruginosa isolates, there were eight with mCIM-positive results that were negative by NG-Test Carba 5. One P. aeruginosa isolate harbored the blaGES gene. The remaining seven P. aeruginosa isolates harbored noncarbapenemase β-lactamase genes, including blaOXA-2 (n = 5) and blaOXA-10 (n = 1), and all of the isolates carried the chromosomal β-lactamase genes blaOXA-50 and blaPAO (n = 7). These results may explain the positive mCIM results since the original multicenter mCIM evaluation identified a false-positive P. aeruginosa isolate that coharbored the β-lactamase genes blaOXA-2, blaOXA-50, and blaPAO (1).
Additional medium comparison study.Table 5 shows the performance results for NG-Test Carba 5 by agar type (site 4). The PPA for Enterobacterales was 100% (95% CI, 95.7% to 100%), 100% (95% CI, 95.7% to 100%), and 98.8% (95% CI, 93.6% to 99.8%) for blood, MacConkey, and Mueller-Hinton agars, respectively. The NPA for Enterobacterales was 100% (95% CI, 80.6% to 100%), 93.8% (95% CI, 71.7% to 98.9%), and 100% (95% CI, 80.6% to 100%) for blood, MacConkey, and Mueller-Hinton agars, respectively. One Providencia rettgeri isolate from the Washington University strain bank was false negative for IMP by NG-Test Carba 5 from Mueller-Hinton agar (positive mCIM result, negative NG-Test Carba 5 result, molecularly characterized to harbor blaIMP-27). One Proteus mirabilis isolate, also from the Washington University strain bank, was considered false positive for IMP by NG-Test Carba 5 from MacConkey agar (negative mCIM result, positive NG-Test Carba 5 result, molecularly characterized to harbor blaIMP-27). For P. aeruginosa, the PPA was 100% (95% CI, 51% to 100%) and the NPA was 100% (95% CI, 56.6% to 100%) for all agar types.
NG-Test Carba 5 medium comparison study by isolate, pre-discrepant analysisa
DISCUSSION
CP-CROs may be harbored in the human gastrointestinal tract and can be acquired in hospital settings or through food and travel (27, 28). While colonization may not always escalate into infection, the importance of identifying patients colonized and/or infected with CP-CROs has increased, since carbapenemase genes can easily spread between Gram-negative organisms in hospitals and in the community via plasmids (27, 28). Furthermore, detection of a nonendemic or rarely encountered carbapenemase can be important for infection control practices. On the therapeutic front, the importance of rapid carbapenemase differentiation immediately after carbapenem resistance detection is critical for treatment, as many novel compounds targeted against CP-CROs have specific activity depending on the carbapenemase type (e.g., novel β-lactam–β-lactamase inhibitor combinations have no activity against MBLs, and certain agents, but not all of them, have activity against particular serine carbapenemases) (29, 30).
Overall, the multicenter clinical trial found that the PPA and the NPA for NG-Test Carba 5 compared to the composite reference method after discrepant analysis were 100%, regardless of the medium type. In this study, carbapenemase-producing Enterobacterales isolates were obtained from diverse body sites and source locations. In the future, with some enhancements, this test may be further validated to detect carbapenemases directly from different specimen types, hence augmenting the range of clinical applications (31, 32). Although all P. aeruginosa isolates prospectively enrolled at the clinical sites were negative by NG-Test Carba 5, 86.5% (32/37) of the P. aeruginosa isolates exhibited carbapenem resistance but were mCIM negative. These isolates may have mutations in the OprD porin combined with the hyperexpression of AmpC and/or efflux pumps (33). In these instances, the resistance mechanism is less likely to be plasmid mediated, but the resistance pattern remains a concern. Although carbapenemase production is a small contributor to carbapenem resistance among P. aeruginosa isolates in the United States (∼2% of carbapenem-resistant P. aeruginosa isolates produce carbapenemases), there have been increasing reports of VIM-producing P. aeruginosa isolates in long-term care facilities and import to areas of nonendemicity due to medical tourism in areas of endemicity (34–38). Thus, it is important for clinical laboratories to have diagnostic tools available for carbapenemase detection in the event of changing epidemiology or an outbreak in the hospital setting.
The mCIM and eCIM test procedures showed excellent diagnostic performance characteristics, further supporting their use for broadly detecting carbapenemase activity. In this study, the majority of organisms positive by the NG-Test Carba 5 assay exhibited an mCIM zone diameter of 6 mm (i.e., growth of the E. coli ATCC 25922 reporter strain up to the disk), which confirmed the ease of interpretation of the mCIM test. The major drawback of the mCIM for clinical laboratories is the requirement of an overnight incubation step. This is a risk due to the high mortality rates associated with these infections or the potential for transmission in the hospital setting (5, 9–11). However, with the implementation of the NG-Test Carba 5 assay, the time to an actionable result is reduced to ∼15 min for a phenotypic result for the five most common carbapenemase families.
A similar lateral flow assay, Resist-4 O.K.N.V., developed by Coris BioConcept (Gembloux, Belgium) (which detects KPC, NDM, OXA-48, and VIM enzymes), is yet to be cleared by the U.S. FDA but has shown good performance for all carbapenemases except NDM enzymes (39). An additional limitation of this assay is that it does not detect IMP enzymes and requires two devices for detecting the major carbapenemase families. Other commercially available phenotypic carbapenemase detection assays include the Rapidec CarbaNP assay (bioMérieux, Marcy-l'Étoile, France), while commercially available genotypic assays include the FilmArray blood culture identification panel (BioFire Diagnostics, LLC, Salt Lake City, UT), the Verigene EPlex assay (Luminex Corporation, Austin, TX), the BD Max CPO Detect assay (Becton, Dickinson and Company, Franklin Lakes, NJ), and the Xpert Carba-R assay, among others. To our knowledge, NG-Test Carba 5 is the most streamlined assay among the nongenotypic methods and offers differentiation among the major carbapenemase families. While direct-from-specimen platforms display excellent diagnostic characteristics, they require an upfront capital investment, which may not be possible for all laboratories. For laboratories that lack an efficient assay for carbapenemase detection and differentiation or institutions that look to simplify testing and reduce the use of molecular assays due to budgeting constraints, NG-Test Carba 5 can be an effective option to streamline the work flow and potentially reduce cost without affecting the overall quality of results.
Ultimately, these findings demonstrate the excellent performance of NG-Test Carba 5 for detecting and differentiating carbapenemase-producing Enterobacterales and P. aeruginosa isolates. The results of other single-center evaluations of NG-Test Carba 5 in France and the United Kingdom have been published and showed performance data similar to those observed in our multicenter study, the first multicenter study to be described (40, 41). This was also the first study, to the authors’ knowledge, to thoroughly evaluate the performance of NG-Test Carba 5 with colonies recovered from MacConkey agar, an important culture medium for the cultivation of Gram-negative bacteria. Furthermore, this study implemented blinding techniques and a standardized inoculation method with NG-Test Carba 5. These aspects of the study allowed for unbiased interpretation of the results when examining the NG-Test Carba 5 results and avoided extreme variations in sampling techniques across operators.
The inclusion of selective pressure on each agar medium is considered a limitation of the study, as most labs do not routinely place antimicrobial disks. P. aeruginosa isolates are intrinsically resistant to ertapenem; thus, no selective pressure was considered to have been applied for this species (19).
It has been well described that carbapenemase detection and differentiation are no longer solely for infection control or epidemiological purposes but are also of utmost importance for successful outcomes in patient care and antimicrobial stewardship due to the availability of novel antimicrobial agents that target specific carbapenemases (39–43). An area of future research will focus on the performance of NG-Test Carba 5 when applied directly to different specimen types, such as positive blood culture broths and urine. If successful, this will widen the clinical applicability of the NG-Test Carba 5 system.
ACKNOWLEDGMENTS
This study was funded by Hardy Diagnostics and NG Biotech. All supplies (NG-Test Carba 5 devices, culture media, and all necessary laboratory supplies) were provided by Hardy Diagnostics and NG Biotech.
We thank Eric Wenzler for sharing strains for inclusion in the clinical study, and also Brian Johnson and Darcie Carpenter from International Health Management Associates, Inc. (IHMA), for conducting targeted PCR and bidirectional sequencing.
A.S.K., R.M., and A.H. are full-time employees and shareholders of Hardy Diagnostics and contributed to the study design, logistical coordination, data logging and analysis, and first draft of the manuscript. S.J., N.A.L., L.F.W., C.-A.D.B., and P.J.S. received research funds from Hardy Diagnostics to complete the study.
FOOTNOTES
- Received 25 February 2020.
- Returned for modification 23 March 2020.
- Accepted 28 April 2020.
- Accepted manuscript posted online 6 May 2020.
Supplemental material is available online only.
- Copyright © 2020 American Society for Microbiology.